DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• F••••• F••• L••
Latest filing Mar 30, 2026
First filing on the tape May 14, 2021 · 7 filings
SEC status approved since Jun 14, 2021
RAUM
$314M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$314M as of Mar 30, 2026
Mar 29, 2022$107M then
HNW client RAUM$25.2M as of Mar 26, 2024
Mar 29, 2022$90.9M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20220 then
Employees (5.A)3 as of Mar 30, 2026
Mar 29, 20222 then
Private funds2 as of Mar 28, 2023
Mar 29, 20221 then
RAUM +759% over the last fiscal year+129% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $105MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +759%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$314M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••• F••• A•••• L••••••••• L• | Hedge Fund | $0 | 0 | Mar 28, 2023 |
| F••••• F••• L••••••••• L• | Hedge Fund | $0 | 0 | May 14, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B••••• G•••• D•••••• · Co-Managing Membercontrolsince 01/2021 · owns less than 5%
- K••••• D••••• P••• · Co-Managing Member; Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
- B••••• G•••• D•••••• · Co-Managing Membercontrolsince 01/2021 · owns 50% to 75% of F••••• F••• A•••••••• L••
- K••••• D••••• P••• · Co-Managing Membercontrolsince 01/2021 · owns F of F••••• F••• A•••••••• L••
Entity owners
- F••••• F••• A•••••••• L•• · Beneficial Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2 to 3Mar 25, 2025 to Mar 30, 2026
- Discretionary RAUM · $36.6M to $314MMar 25, 2025 to Mar 30, 2026
- RAUM · $36.6M to $314MMar 25, 2025 to Mar 30, 2026
- Accounts · 3 to 2Mar 26, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 25, 2025
- Discretionary RAUM · $36.3M to $36.6MMar 26, 2024 to Mar 25, 2025
- HNW RAUM · 25199284.0 to unsetMar 26, 2024 to Mar 25, 2025
- RAUM · $36.3M to $36.6MMar 26, 2024 to Mar 25, 2025
- Accounts · 4 to 3Mar 28, 2023 to Mar 26, 2024
- Advisory activities · 3 to 2Mar 28, 2023 to Mar 26, 2024
- Pooled vehicle clients · 2.0 to unsetMar 28, 2023 to Mar 26, 2024
- Employees · 2 to 3Mar 28, 2023 to Mar 26, 2024
- Private funds · 2 to unsetMar 28, 2023 to Mar 26, 2024
- Discretionary RAUM · $26.3M to $36.3MMar 28, 2023 to Mar 26, 2024
- HNW RAUM · $18.2M to $25.2MMar 28, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · 0.0 to unsetMar 28, 2023 to Mar 26, 2024
- RAUM · $26.3M to $36.3MMar 28, 2023 to Mar 26, 2024
- Accounts · 3 to 4Mar 29, 2022 to Mar 28, 2023
- Pooled vehicle clients · 1 to 2Mar 29, 2022 to Mar 28, 2023
- Private funds · 1 to 2Mar 29, 2022 to Mar 28, 2023
- Discretionary RAUM · $107M to $26.3MMar 29, 2022 to Mar 28, 2023
- HNW RAUM · $90.9M to $18.2MMar 29, 2022 to Mar 28, 2023
- RAUM · $107M to $26.3MMar 29, 2022 to Mar 28, 2023
- Discretionary RAUM · $40.0M to $107MMay 18, 2021 to Mar 29, 2022
- HNW RAUM · $40.0M to $90.9MMay 18, 2021 to Mar 29, 2022
- RAUM · $40.0M to $107MMay 18, 2021 to Mar 29, 2022
Signals
1 dated events
- T•• F••••• F••• L•• filed its initial SEC registration (Form ADV)May 14, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- futurefundetf.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 312-825-1280reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026