DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Alterna Equity Partners Management LLC
Latest filing Mar 30, 2026
First filing on the tape Apr 30, 2021 · 8 filings
SEC status approved since May 28, 2021
RAUM
$228M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$228M as of Mar 30, 2026
Mar 31, 2022$79.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20220 then
Employees (5.A)8 as of Mar 30, 2026
Mar 31, 20222 then
Private funds3 as of Mar 30, 2026
Mar 31, 20223 then
RAUM -17% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $76.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$228M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Alterna Equity Partners Fund I LP | Private Equity Fund | $92.8M | 60 | Apr 30, 2021 |
| Alterna Bulk Co-Invest, LLC | Private Equity Fund | $49.9M | 30 | Mar 31, 2023 |
| Alterna Bulk Co-Invest Qp, LLC | Private Equity Fund | $24.9M | 1 | Mar 28, 2024 |
| Alterna Capital Solutions Equity LLC | Other Private Fund | $3.0M | 18 | Mar 31, 2022 |
| Alterna Capital Solutions Income LLC | Other Private Fund | $80,000 | 30 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Lloyd Robert Konrad · Managing Partnercontrolsince 03/2021 · owns less than 5%
- Dylan Nora Panuthos · Chief Compliance Officercontrolsince 09/2021 · owns less than 5%
- Lloyd Robert Konrad · Managercontrolsince 03/2015 · owns 75% or more of Alterna Equity Partners LLC
- Alexander Casey Swercheck · Managercontrolsince 01/2021 · owns 75% or more of Olivia Ryan, LLC
Entity owners
- Alterna Equity Partners Holdings LLC · Ownerdirect · owns 75% or more
- Alterna Equity Partners LLC · Ownerindirect · owns 50% to 75% of Alterna Equity Partners Holdings LLC
- Olivia Ryan, LLC · Memberindirect · owns 25% to 50% of Alterna Equity Partners Holdings LLC
Related persons
Schedule D 7.A
- Alterna Equity Partners Gp LLCpooled vehicle sponsorn
- Socius Family Office, LLCinvestment advisernRAUM $915M
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 3Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 4 to 3Mar 28, 2025 to Mar 30, 2026
- Employees · 9 to 8Mar 28, 2025 to Mar 30, 2026
- Private funds · 4 to 3Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $274M to $228MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $274M to $228MMar 28, 2025 to Mar 30, 2026
- RAUM · $274M to $228MMar 28, 2025 to Mar 30, 2026
- Accounts · 5 to 4Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 5 to 4Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Private funds · 5 to 4Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $171M to $274MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $171M to $274MMar 28, 2024 to Mar 28, 2025
- RAUM · $171M to $274MMar 28, 2024 to Mar 28, 2025
- Accounts · 4 to 5Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 4 to 5Mar 31, 2023 to Mar 28, 2024
- Employees · 2 to 9Mar 31, 2023 to Mar 28, 2024
- Private funds · 4 to 5Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $153M to $171MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $153M to $171MMar 31, 2023 to Mar 28, 2024
- RAUM · $153M to $171MMar 31, 2023 to Mar 28, 2024
- Accounts · 3 to 4May 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 3 to 4May 31, 2022 to Mar 31, 2023
- Private funds · 3 to 4May 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $79.8M to $153MMay 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $79.8M to $153MMay 31, 2022 to Mar 31, 2023
- RAUM · $79.8M to $153MMay 31, 2022 to Mar 31, 2023
- HQ city · DELRAY BEACH to FORT LAUDERDALEMar 31, 2022 to May 31, 2022
- Accounts · 1 to 3Sep 25, 2021 to Mar 31, 2022
- Pooled vehicle clients · 1 to 3Sep 25, 2021 to Mar 31, 2022
- Private funds · 1 to 3Sep 25, 2021 to Mar 31, 2022
- Discretionary RAUM · $45.5M to $79.8MSep 25, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $45.5M to $79.8MSep 25, 2021 to Mar 31, 2022
- RAUM · $45.5M to $79.8MSep 25, 2021 to Mar 31, 2022
- Accounts · 0 to 1Apr 30, 2021 to Sep 25, 2021
- Pooled vehicle clients · unset to 1.0Apr 30, 2021 to Sep 25, 2021
- Discretionary RAUM · $0 to $45.5MApr 30, 2021 to Sep 25, 2021
- Pooled vehicle RAUM · unset to 45500000.0Apr 30, 2021 to Sep 25, 2021
- RAUM · $0 to $45.5MApr 30, 2021 to Sep 25, 2021
Signals
4 dated events
- Alterna Equity Partners Management Llc reported RAUM $273.9M, up 60% from $170.7M (2024-03-28 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Anne Christie Andersen (Chief Compliance Officer) no longer on Schedule A of Alterna Equity Partners Management Llc (listed 2021-04-30, absent 2021-09-25)Sep 25, 2021 · Control person left · inference
- Dylan Nora Panuthos (Chief Compliance Officer) appeared on Schedule A of Alterna Equity Partners Management LlcSep 25, 2021 · Control person joined · fact
- Alterna Equity Partners Management Llc filed its initial SEC registration (Form ADV)Apr 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Alterna Equity Partners Management LLC · Independent Sponsorsshared crd · capital_provider
- Alterna Equity Partners Management LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/alternaequitypartnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- alternaequitypartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 954-703-2020reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026