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P••• A• V•••••• P•••••••

Former SEC-registered adviserFormer SEC adviser1 private funds· Hong Kong, Hk

Former SEC-registered adviser, based in Hong Kong, Hk, reporting $801M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$801M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
Not applicable
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 2 Form ADV filings for this adviser, the latest 3.2 years ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 314066 · SEC 801-128390 · 2 filingsShow
CRD 314066SEC 801-128390Legal name G••••• V•••••• F••• ••• C•••••• L••••••First filing on the tape Jun 23, 2023, latest Jul 17, 2023IAPD
RAUM
$801M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
$801M gross assets
History
2 filings and snapshots on the tape
RAUM$801M as of Jul 17, 2023
Jun 23, 2023$801M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 17, 2023
Jun 23, 20230 then
Employees (5.A)14 as of Jul 17, 2023
Jun 23, 202314 then
Private funds1 as of Jul 17, 2023
Jun 23, 20232 then
Practice profile
derived from the filing of Jul 17, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$400MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$801M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • K••• D••••• K• H• · Chief Compliance Officercontrol
        since 06/2023 · owns less than 5%
      • L••••• D•••••• E••••• · Chief Investment Officercontrol
        since 12/2020 · owns less than 5%
      • L•••••• J•••••••• C•••••••• · Chief Executive Officercontrol
        since 09/2017 · owns less than 5%
      Entity owners
      • G••••• V•••••• F••• H••••••• C•••••• L•••••• · Shareholder
        direct · owns 75% or more
      • C•••• P••• A• I•••••••• O••••••• ••••••••• L•••••• · Shareholder
        indirect · owns 75% or more of G••••• V•••••• F••• H••••••• C•••••• L••••••
      • P••• A• I•••••••• •••••• C•••••• O• C••••• L•• · Shareholder
        indirect · owns 75% or more of C•••• P••• A• I•••••••• O••••••• ••••••••• L•••••• · public reporting company
      Related persons
      Schedule D 7.A
      • P••• A• V•••••• P••••••• G• C•••••• L••••••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Redwood City, CA1 employees
      What changed
      consecutive filings, newest first
      • Private funds · 2 to 1
        Jun 23, 2023 to Jul 17, 2023
      Signals
      3 dated events
      • ••• Locked
        Jul 17, 2023 · Control person joined · fact
      • ••• Locked
        Jul 17, 2023 · ria registration change · fact
      • ••• Locked
        Jun 23, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026