DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•••• C•••••• A••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 3, 2022 · 12 filings
SEC status approved since Mar 8, 2022
RAUM
$2.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
5
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$2.8B as of Mar 31, 2026
Mar 30, 2023$675M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20230 then
Employees (5.A)27 as of Mar 31, 2026
Mar 30, 20238 then
Private funds5 as of Mar 31, 2026
Mar 30, 20231 then
RAUM +43% over the last fiscal year+61% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $313MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +43%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••• C•••••• U• L• | Real Estate Fund | $383M | 8 | Feb 3, 2022 |
| C•••• C•••••• E••••••• F••• S••• | Real Estate Fund | $166M | 5 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• J•••• J••••• · Chief Compliance Officercontrolsince 04/2022 · owns less than 5%
- F••••• H•••••• · Managercontrolsince 08/2020 · owns less than 5%
- M•••••• C••••••• J••••• · General Counselcontrolsince 08/2022 · owns less than 5%
- F••••• H•••••• · Sole Membercontrolsince 09/2006 · owns 75% or more of M••••• I•••••••• L••
Entity owners
- M••••• I•••••••• L•• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- C•••• C•••••• •••• G• S•••pooled vehicle sponsorn
- C•••• C•••••• G• L••pooled vehicle sponsorn
- C•••• C•••••• L••investment advisern
Offices
Schedule D 1.F, the 25 largest
- Washington,, DC1 employees
What changed
consecutive filings, newest first
- Accounts · 7 to 9Jul 21, 2025 to Mar 31, 2026
- Advisory employees · 10 to 8Jul 21, 2025 to Mar 31, 2026
- Pooled vehicle clients · 7 to 9Jul 21, 2025 to Mar 31, 2026
- Employees · 29 to 27Jul 21, 2025 to Mar 31, 2026
- Other offices · 0 to 1Jul 21, 2025 to Mar 31, 2026
- Private funds · 4 to 5Jul 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.0B to $2.8BJul 21, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.0B to $2.8BJul 21, 2025 to Mar 31, 2026
- RAUM · $2.0B to $2.8BJul 21, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 21, 2025
- HQ city · TAMPA to WASHINGTONMar 31, 2025 to Jul 21, 2025
- HQ state · FL to DCMar 31, 2025 to Jul 21, 2025
- Other offices · 1 to 0Mar 31, 2025 to Jul 21, 2025
- Accounts · 4 to 7Aug 9, 2024 to Mar 31, 2025
- Advisory employees · 3 to 10Aug 9, 2024 to Mar 31, 2025
- Pooled vehicle clients · 4 to 7Aug 9, 2024 to Mar 31, 2025
- Employees · 12 to 29Aug 9, 2024 to Mar 31, 2025
- Private funds · 2 to 4Aug 9, 2024 to Mar 31, 2025
- Discretionary RAUM · $646M to $2.0BAug 9, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $646M to $2.0BAug 9, 2024 to Mar 31, 2025
- RAUM · $646M to $2.0BAug 9, 2024 to Mar 31, 2025
- Accounts · 3 to 4Nov 27, 2023 to Mar 28, 2024
- Pooled vehicle clients · 3 to 4Nov 27, 2023 to Mar 28, 2024
- Employees · 8 to 12Nov 27, 2023 to Mar 28, 2024
- Private funds · 1 to 2Nov 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $675M to $646MNov 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $675M to $646MNov 27, 2023 to Mar 28, 2024
- RAUM · $675M to $646MNov 27, 2023 to Mar 28, 2024
- Accounts · 1 to 3Nov 28, 2022 to Mar 30, 2023
- Advisory employees · 2 to 3Nov 28, 2022 to Mar 30, 2023
- Pooled vehicle clients · 1 to 3Nov 28, 2022 to Mar 30, 2023
- Employees · 6 to 8Nov 28, 2022 to Mar 30, 2023
- Discretionary RAUM · $500M to $675MNov 28, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $500M to $675MNov 28, 2022 to Mar 30, 2023
- RAUM · $500M to $675MNov 28, 2022 to Mar 30, 2023
- HQ city · WASHINGTON to TAMPAJul 7, 2022 to Nov 28, 2022
- HQ state · DC to FLJul 7, 2022 to Nov 28, 2022
- Other offices · 0 to 1Jul 7, 2022 to Nov 28, 2022
- Accounts · 0 to 1May 10, 2022 to Jul 7, 2022
- Advisory employees · 0 to 2May 10, 2022 to Jul 7, 2022
Signals
7 dated events
- C•••• C•••••• A••••••• L•• reported RAUM $2.8B, up 43% from $2.0B (2025-07-21 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- C•••• C•••••• A••••••• L•• reported RAUM $2.0B, up 206% from $646.0M (2024-08-09 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- H J•••••• F••••• (Chief Financial Officer) no longer on Schedule A of C•••• C•••••• A••••••• L•• (listed 2023-03-30, absent 2023-11-27)Nov 27, 2023 · Control person left · inference
- C•••• C•••••• A••••••• L•• reported RAUM $675.0M, up 35% from $500.0M (2022-11-28 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Joseph Clayton Mynard (General Counsel) appeared on Schedule A of C•••• C•••••• A••••••• L••Mar 30, 2023 · Control person joined · fact
- Joseph John Comerford (Chief Compliance Officer) appeared on Schedule A of C•••• C•••••• A••••••• L••May 10, 2022 · Control person joined · fact
- C•••• C•••••• U• A••••••• L•• filed its initial SEC registration (Form ADV)Feb 3, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cldcap/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (202) 607 2300reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C•••• C•••••• A••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…