DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
S•••••• I•••
Latest filing Jan 31, 2025
First filing on the tape Sep 16, 2021 · 18 filings
SEC status approved since Oct 15, 2021
RAUM
$46.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$46.4M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$23.2M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$46.4M as of Jan 31, 2025
Mar 21, 2023$8.0M then
HNW client RAUM$7.9M as of Jan 31, 2025
Mar 21, 2023$5.2M then
State-registered IARs (5.B.3)1 as of Jan 31, 2025
Feb 11, 20221 then
Employees (5.A)3 as of Jan 31, 2025
Feb 11, 20222 then
Private funds: no history
RAUM +153% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Jan 31, 2025; every figure names its basis
- RAUM per advisor
- $23.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 20derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $609,035derivedHNW RAUM over HNW clients
- Average account
- $179,812derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +153%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +33%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$38.5M83%
- High-net-worth individuals$7.9M17%
- Individual clients
- 27reported
- HNW clients
- 13reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 258reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•• N••• S•••Certified Financial Planner | Washington, Dc | Feb 27, 2022 | 10 y | 1 |
| S•••• E•••••••• B••••• | Washington, Dc | Jun 23, 2025 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S•••• E•••••••• B••••• from T•• S••Jun 23, 2025 · RIA to RIA
- A•• N••• S••• from H•••••••• W••••• M•••••••••Feb 27, 2022 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••• A••• N••• · Chief Executive Officer & Chief Compliance Officercontrolsince 03/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Washington, Dc · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 168 to 258Apr 9, 2024 to Aug 26, 2024
- HNW clients · 5 to 13Apr 9, 2024 to Aug 26, 2024
- Individual clients · 25 to 27Apr 9, 2024 to Aug 26, 2024
- Employees · 1 to 3Apr 9, 2024 to Aug 26, 2024
- Discretionary RAUM · $18.3M to $46.4MApr 9, 2024 to Aug 26, 2024
- HNW RAUM · $7.6M to $7.9MApr 9, 2024 to Aug 26, 2024
- Individual RAUM · $10.7M to $38.5MApr 9, 2024 to Aug 26, 2024
- RAUM · $18.3M to $46.4MApr 9, 2024 to Aug 26, 2024
- Accounts · 16 to 168Mar 21, 2023 to Feb 21, 2024
- Advisory employees · 2 to 1Mar 21, 2023 to Feb 21, 2024
- HNW clients · 2 to 5Mar 21, 2023 to Feb 21, 2024
- Individual clients · 14 to 25Mar 21, 2023 to Feb 21, 2024
- Employees · 2 to 1Mar 21, 2023 to Feb 21, 2024
- Financial planning clients · 11-25 to 26-50Mar 21, 2023 to Feb 21, 2024
- HQ city · unset to WASHINGTONMar 21, 2023 to Feb 21, 2024
- HQ state · unset to DCMar 21, 2023 to Feb 21, 2024
- Discretionary RAUM · $8.0M to $18.3MMar 21, 2023 to Feb 21, 2024
- HNW RAUM · $5.2M to $7.6MMar 21, 2023 to Feb 21, 2024
- Individual RAUM · $2.8M to $10.7MMar 21, 2023 to Feb 21, 2024
- RAUM · $8.0M to $18.3MMar 21, 2023 to Feb 21, 2024
- Accounts · unset to 16.0Aug 5, 2022 to Mar 21, 2023
- HNW clients · unset to 2.0Aug 5, 2022 to Mar 21, 2023
- Individual clients · unset to 14.0Aug 5, 2022 to Mar 21, 2023
- Financial planning clients · 26-50 to 11-25Aug 5, 2022 to Mar 21, 2023
- Discretionary RAUM · unset to 7981752.0Aug 5, 2022 to Mar 21, 2023
- HNW RAUM · unset to 5210367.0Aug 5, 2022 to Mar 21, 2023
- Individual RAUM · unset to 2771385.0Aug 5, 2022 to Mar 21, 2023
- Non-discretionary RAUM · unset to 0.0Aug 5, 2022 to Mar 21, 2023
- RAUM · unset to 7981752.0Aug 5, 2022 to Mar 21, 2023
- Financial planning clients · 0 to 26-50Oct 1, 2021 to Feb 11, 2022
- Financial planning clients · unset to 0Sep 16, 2021 to Sep 23, 2021
Signals
3 dated events
- S•••••• I••• no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $46.4M)Mar 6, 2025 · Left the SEC roster · derived
- V••••• M••••• (President) no longer on Schedule A of S•••••• I••• (listed 2022-08-05, absent 2023-03-21)Mar 21, 2023 · Control person left · inference
- S•••••• I••• filed its initial SEC registration (Form ADV)Sep 16, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ourstewardreportedpublic record, Form ADV, Sep 18, 2026
- Website
- oursteward.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $23.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026