DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Family Legacy Financial Solutions, LLC
Latest filing Mar 10, 2026
First filing on the tape Apr 17, 2025 · 3 filings
SEC status approved since Apr 11, 2025
RAUM
$175M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$175M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$34.9M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$175M as of Mar 10, 2026
Apr 17, 2025$140M then
HNW client RAUM$150M as of Mar 10, 2026
Apr 17, 2025$119M then
State-registered IARs (5.B.3)5 as of Mar 10, 2026
Apr 17, 20254 then
Employees (5.A)7 as of Mar 10, 2026
Apr 17, 20254 then
Private funds: no history
RAUM +25% over the last fiscal yearIARs 4 to 5
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $34.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 63derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $216,538derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publications, educational seminars, otherreportedItem 5.G
- Wrap fee program
- $171MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$150M86%
- Individuals$24.5M14%
- Individual clients
- 260reported
- HNW clients
- 55reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 806reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Joshua Anthony StubboloCertified Financial Planner | Cary, Nc | May 13, 2021 | 10 y | 1 |
| Todd Russell Iglehart | Cary, Nc | May 18, 2021 | 11 y | 1 |
| Michael Masin LewisChartered Financial Analyst | Cary, Nc | Feb 5, 2024 | 12 y | 1 |
| Zackary T Budzik | Cary, Nc | Mar 13, 2025 | 12 y | 0 |
| Avery Zoe Knowles | Cary, Nc | Mar 10, 2026 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Mary Crawley to Plancorp, LLCDec 15, 2023 · RIA to RIA
- Gerrit Dirkse Van Schalkwyk to Quest 10 Wealth Builders, Inc.Jan 26, 2022 · RIA to RIA
- Joseph P Acquanita to Atlantic Private Wealth, LLCDec 10, 2021 · RIA to RIA
- Trevor Moyer to Fidelity Personal And Workplace AdvisorsDec 8, 2021 · RIA to affiliated broker-dealer or bank
Joined, latest
- Michael Masin Lewis from Cambridge Investment Research Advisors, Inc.Feb 5, 2024 · Affiliated broker-dealer or bank to independent RIA
- Todd Russell Iglehart from Cambridge Investment Research Advisors, Inc.May 18, 2021 · Affiliated broker-dealer or bank to independent RIA
- Joshua Anthony Stubbolo from Cambridge Investment Research Advisors, Inc.May 13, 2021 · Affiliated broker-dealer or bank to independent RIA
- Joseph P Acquanita from Cambridge Investment Research Advisors, Inc.May 13, 2021 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Cambridge Investment Research Advisors, Inc.May 12, 2021 · Cary, Nc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cary, Nc · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 756 to 806May 8, 2025 to Mar 10, 2026
- Advisory employees · 4 to 5May 8, 2025 to Mar 10, 2026
- Advisory activities · 3 to 5May 8, 2025 to Mar 10, 2026
- HNW clients · 45 to 55May 8, 2025 to Mar 10, 2026
- Individual clients · 300 to 260May 8, 2025 to Mar 10, 2026
- Employees · 4 to 7May 8, 2025 to Mar 10, 2026
- State-registered IARs · 4 to 5May 8, 2025 to Mar 10, 2026
- Discretionary RAUM · $139M to $174MMay 8, 2025 to Mar 10, 2026
- HNW RAUM · $119M to $150MMay 8, 2025 to Mar 10, 2026
- Individual RAUM · $21.0M to $24.5MMay 8, 2025 to Mar 10, 2026
- RAUM · $140M to $175MMay 8, 2025 to Mar 10, 2026
- Financial planning clients · 251-500 to 251-500Apr 17, 2025 to May 8, 2025
Signals
2 dated events
- Mary Crawley left Family Legacy Financial Solutions, Llc for Plancorp, Llc (registered 2024-02-20)Dec 15, 2023 · Advisor changed firm · fact
- Gerrit Dirkse Van Schalkwyk left Family Legacy Financial Solutions, Llc for Quest 10 Wealth Builders, Inc. (registered 2022-03-14)Jan 26, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@familylegacync.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 919-379-9000reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- familylegacync.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 919-379-9000reportedpublic record, Form ADV, Mar 10, 2026
- Contact form
- familylegacync.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $34.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026