DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••• C•••••• M••••••••• L•
Latest filing Apr 10, 2026
First filing on the tape Jun 24, 2022 · 7 filings
SEC status approved since Jul 22, 2022
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$2.4B as of Apr 10, 2026
Mar 24, 2023$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 10, 2026
Mar 24, 20230 then
Employees (5.A)3 as of Apr 10, 2026
Mar 24, 20231 then
Private funds1 as of Apr 10, 2026
Mar 24, 20231 then
RAUM -6.1% over the last fiscal year+27% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 10, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $802MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.4B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.4B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K•••• G••••• H••••••••• M••••• F•••• L• | Hedge Fund | $1.6B | 88 | Apr 12, 2021 |
Owners and control persons
Schedule A and B, latest filing
- K•••••• J••••• J••••• · Chief Operating Officer, Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- T•••• Y••• •••• · Limited Partnercontrolsince 10/2020 · owns 75% or more
- T•••• Y••• •••• · Managing Membercontrolsince 10/2020 · owns 75% or more of K•••• C•••••• M••••••••• G•• L••
Entity owners
- K•••• C•••••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- K•••• F••• G•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 6 to 3Mar 28, 2025 to Mar 27, 2026
- Pooled vehicle clients · 6 to 3Mar 28, 2025 to Mar 27, 2026
- Assets in custody · $2.2B to $2.4BMar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $2.6B to $2.4BMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $2.6B to $2.4BMar 28, 2025 to Mar 27, 2026
- RAUM · $2.6B to $2.4BMar 28, 2025 to Mar 27, 2026
- Accounts · 5 to 6Jun 12, 2024 to Mar 28, 2025
- Pooled vehicle clients · 5 to 6Jun 12, 2024 to Mar 28, 2025
- Assets in custody · $1.6B to $2.2BJun 12, 2024 to Mar 28, 2025
- Financial planning clients · unset to Jun 12, 2024 to Mar 28, 2025
- HQ city · unset to Jun 12, 2024 to Mar 28, 2025
- HQ state · unset to Jun 12, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.8B to $2.6BJun 12, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.8B to $2.6BJun 12, 2024 to Mar 28, 2025
- RAUM · $1.8B to $2.6BJun 12, 2024 to Mar 28, 2025
- Advisory employees · 1 to 2Mar 24, 2023 to Mar 28, 2024
- Assets in custody · $1.0B to $1.6BMar 24, 2023 to Mar 28, 2024
- Employees · 1 to 3Mar 24, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.2B to $1.8BMar 24, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.2B to $1.8BMar 24, 2023 to Mar 28, 2024
- RAUM · $1.2B to $1.8BMar 24, 2023 to Mar 28, 2024
- Assets in custody · $499M to $1.0BJun 24, 2022 to Mar 24, 2023
- Private funds · 2 to 1Jun 24, 2022 to Mar 24, 2023
- Discretionary RAUM · $583M to $1.2BJun 24, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $583M to $1.2BJun 24, 2022 to Mar 24, 2023
- RAUM · $583M to $1.2BJun 24, 2022 to Mar 24, 2023
Signals
5 dated events
- K•••• C•••••• M••••••••• L• reported RAUM $2.6B, up 40% from $1.8B (2024-06-12 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- K•••• C•••••• M••••••••• L• reported RAUM $1.8B, up 58% from $1.2B (2023-03-24 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- J Jared Keller (Chief Operating Officer, Chief Compliance Officer) appeared on Schedule A of K•••• C•••••• M••••••••• L•Mar 28, 2024 · Control person joined · fact
- K•••• C•••••• M••••••••• L• reported RAUM $1.2B, up 99% from $582.8M (2022-06-24 to 2023-03-24)Mar 24, 2023 · RAUM change · derived
- K•••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Jun 24, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K•••• C•••••• M••••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 574-315-9016reportedpublic record, Form ADV, Apr 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026