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Former SEC-registered adviser

L••• A••••••• L••

FORMER SEC A••••••CRD 314370SEC 801-122553IAPD
Latest filing Mar 27, 2023
First filing on the tape May 12, 2021 · 8 filings
RAUM
$405,800
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
62%
$252,000 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$405,800 as of Mar 27, 2023
Mar 21, 2022$1.1M then
HNW client RAUM$252,000 as of Mar 27, 2023
Mar 21, 2022$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2023
Mar 21, 20220 then
Employees (5.A)1 as of Mar 27, 2023
Mar 21, 20221 then
Private funds: 1
RAUM -64% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$202,900derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-64%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Wrap fee program
$405,800reportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$252,00062%
  • Corporations and businesses$153,80038%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      L••• F••• I• L•Hedge Fund$1.1M23May 12, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • M•••••• D•••••• T••••• · Manager, Chief Compliance Officercontrol
        since 02/2021 · owns less than 5%
      • M••••••••• Z••• · Chief Executive Officercontrol
        since 11/2020 · owns 25% to 50% of L••• F••••••••• I•••
      Entity owners
      • L••• F••••••••• I••• · Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 4 to 2
        Dec 9, 2022 to Mar 27, 2023
      • Assets in custody · 1045000.0 to unset
        Dec 9, 2022 to Mar 27, 2023
      • Custody of client assets · true to false
        Dec 9, 2022 to Mar 27, 2023
      • Discretionary RAUM · $1.0M to $405,800
        Dec 9, 2022 to Mar 27, 2023
      • HNW RAUM · $250,000 to $252,000
        Dec 9, 2022 to Mar 27, 2023
      • RAUM · $1.0M to $405,800
        Dec 9, 2022 to Mar 27, 2023
      • Accounts · 35 to 4
        Aug 4, 2022 to Dec 1, 2022
      • Advisory activities · 1 to 2
        Aug 4, 2022 to Dec 1, 2022
      • Individual clients · 35 to 0
        Aug 4, 2022 to Dec 1, 2022
      • Assets in custody · $838,297 to $1.0M
        Aug 4, 2022 to Dec 1, 2022
      • Discretionary RAUM · $838,297 to $1.0M
        Aug 4, 2022 to Dec 1, 2022
      • HNW RAUM · $0 to $250,000
        Aug 4, 2022 to Dec 1, 2022
      • Individual RAUM · $838,297 to $0
        Aug 4, 2022 to Dec 1, 2022
      • Pooled vehicle RAUM · unset to 0.0
        Aug 4, 2022 to Dec 1, 2022
      • RAUM · $838,297 to $1.0M
        Aug 4, 2022 to Dec 1, 2022
      • Accounts · 1 to 35
        Mar 21, 2022 to Aug 4, 2022
      • Advisory activities · 2 to 1
        Mar 21, 2022 to Aug 4, 2022
      • Individual clients · 0 to 35
        Mar 21, 2022 to Aug 4, 2022
      • Assets in custody · $1.1M to $838,297
        Mar 21, 2022 to Aug 4, 2022
      • Private funds · 1 to unset
        Mar 21, 2022 to Aug 4, 2022
      • Discretionary RAUM · $1.1M to $838,297
        Mar 21, 2022 to Aug 4, 2022
      • Individual RAUM · $0 to $838,297
        Mar 21, 2022 to Aug 4, 2022
      • Pooled vehicle RAUM · 1122270.0 to unset
        Mar 21, 2022 to Aug 4, 2022
      • RAUM · $1.1M to $838,297
        Mar 21, 2022 to Aug 4, 2022
      • Business name · L••• F••• A•••••• L•• to L••• A••••••• L••
        Feb 18, 2022 to Mar 21, 2022
      • Legal name · L••• F••• A•••••• L•• to L••• A••••••• L••
        Feb 18, 2022 to Mar 21, 2022
      • Accounts · 2 to 1
        Sep 24, 2021 to Feb 18, 2022
      • Advisory activities · 1 to 2
        Sep 24, 2021 to Feb 18, 2022
      • Assets in custody · $745,417 to $1.1M
        Sep 24, 2021 to Feb 18, 2022
      • Discretionary RAUM · $745,417 to $1.1M
        Sep 24, 2021 to Feb 18, 2022
      • Pooled vehicle RAUM · $745,417 to $1.1M
        Sep 24, 2021 to Feb 18, 2022
      • RAUM · $745,417 to $1.1M
        Sep 24, 2021 to Feb 18, 2022
      • Wrap assets (manager) · unset to 0.0
        Sep 24, 2021 to Feb 18, 2022
      • Wrap assets (sponsor) · unset to 0.0
        Sep 24, 2021 to Feb 18, 2022
      • Accounts · 0 to 2
        May 12, 2021 to Sep 24, 2021
      • Pooled vehicle clients · 0 to 1
        May 12, 2021 to Sep 24, 2021
      • Assets in custody · $0 to $745,417
        May 12, 2021 to Sep 24, 2021
      • Discretionary RAUM · $0 to $745,417
        May 12, 2021 to Sep 24, 2021
      • Pooled vehicle RAUM · $0 to $745,417
        May 12, 2021 to Sep 24, 2021
      • RAUM · $0 to $745,417
        May 12, 2021 to Sep 24, 2021
      Signals
      1 dated events
      • L••• F••• A•••••• L•• filed its initial SEC registration (Form ADV)
        May 12, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      FORMER SEC A••••••deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026