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Former SEC-registered adviser
4••• P••••••• L••
Latest filing Jun 16, 2025
First filing on the tape Apr 29, 2021 · 7 filings
SEC status approved since May 28, 2021
RAUM
$264M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$264M as of Jun 16, 2025
Jun 24, 2022$146M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 16, 2025
Jun 24, 20220 then
Employees (5.A)3 as of Jun 16, 2025
Jun 24, 20223 then
Private funds4 as of Jun 16, 2025
Jun 24, 20223 then
RAUM +62% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 16, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $88.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$264M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 4••• V••••••• I• L• | Private Equity Fund | $110M | 60 | Apr 29, 2021 |
| 4••• V••••••• I•• L• | Private Equity Fund | $49.2M | 16 | Jul 7, 2023 |
| 4••• A••••••• T•••••••• F••• I••• | Liquidity Fund | $4.2M | 1 | Apr 29, 2021 |
| 4••• A••••••• T•••••••• L••• E••••• F••• | Liquidity Fund | $4.2M | 6 | Apr 29, 2021 |
Owners and control persons
Schedule A and B, latest filing
- K•••••• A••••• · Managing Partnercontrolsince 04/2021 · owns 25% to 50%
- K•••••• D•••••• A••••• · Managing Partnercontrolsince 04/2021 · owns 25% to 50%
- M•••••• K••••• · Partner, General Counsel, Chief Compliance Officercontrolsince 04/2021 · owns 10% to 25%
Related persons
Schedule D 7.A
- 4••• P••••••• L••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · unset to Oct 11, 2024 to Jun 16, 2025
- HQ state · unset to Oct 11, 2024 to Jun 16, 2025
- Discretionary RAUM · $163M to $264MOct 11, 2024 to Jun 16, 2025
- Non-discretionary RAUM · $4.2M to $439,683Oct 11, 2024 to Jun 16, 2025
- Pooled vehicle RAUM · $167M to $264MOct 11, 2024 to Jun 16, 2025
- RAUM · $167M to $264MOct 11, 2024 to Jun 16, 2025
- Discretionary RAUM · $155M to $163MOct 10, 2023 to Jun 20, 2024
- Non-discretionary RAUM · $7.9M to $4.2MOct 10, 2023 to Jun 20, 2024
- Pooled vehicle RAUM · $163M to $167MOct 10, 2023 to Jun 20, 2024
- RAUM · $163M to $167MOct 10, 2023 to Jun 20, 2024
- Accounts · 2 to 3Jun 24, 2022 to Jul 7, 2023
- Pooled vehicle clients · 2 to 3Jun 24, 2022 to Jul 7, 2023
- Private funds · 3 to 4Jun 24, 2022 to Jul 7, 2023
- Discretionary RAUM · $128M to $155MJun 24, 2022 to Jul 7, 2023
- Non-discretionary RAUM · $17.3M to $7.9MJun 24, 2022 to Jul 7, 2023
- Pooled vehicle RAUM · $146M to $163MJun 24, 2022 to Jul 7, 2023
- RAUM · $146M to $163MJun 24, 2022 to Jul 7, 2023
- Discretionary RAUM · $60.3M to $128MApr 29, 2021 to Jun 24, 2022
- Non-discretionary RAUM · $21.7M to $17.3MApr 29, 2021 to Jun 24, 2022
- Pooled vehicle RAUM · $82.0M to $146MApr 29, 2021 to Jun 24, 2022
- RAUM · $82.0M to $146MApr 29, 2021 to Jun 24, 2022
Signals
2 dated events
- 4••• P••••••• L•• no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $264.5M)Dec 20, 2025 · Left the SEC roster · derived
- 4••• P••••••• L•• filed its initial SEC registration (Form ADV)Apr 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- 4••• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/4bio-capitalreportedpublic record, Form ADV, Sep 21, 2026
- Website
- 4•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026