DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
K5 Global Advisor LLC
Latest filing Sep 9, 2026
First filing on the tape Apr 19, 2021 · 14 filings
SEC status approved since May 24, 2021
RAUM
$5.8B
reported, Item 5.F
Discretionary
80%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$5.8B as of Mar 31, 2026
Mar 21, 2022$612M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 21, 2022$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 21, 20220 then
Employees (5.A)13 as of Mar 31, 2026
Mar 21, 20224 then
Private funds90 as of Mar 31, 2026
Mar 21, 202237 then
RAUM +183% over the last fiscal year+24% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $65.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 80%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +183%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $5.0B, 88 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.8B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 90reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.0B for 88 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
62 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Mount Olympus Capital, LP | Venture Capital Fund | $1.6B | 3 | Mar 30, 2023 |
| K5x Fund I, LP | Venture Capital Fund | $1.0B | 2 | Mar 30, 2023 |
| Mbk Capital, LP - Series T | Venture Capital Fund | $443M | 97 | Sep 15, 2021 |
| K5 Global Technology Fund LP - Series Horizons Relativity Space | Venture Capital Fund | $281M | 9 | Sep 15, 2021 |
| J.P. Morgan Tech Investments II, LP | Venture Capital Fund | $151M | 2 | Mar 21, 2022 |
| K5 Tech Fund I, LP | Venture Capital Fund | $117M | 1 | Mar 29, 2024 |
| K5 Global Growth Fund I, LP | Venture Capital Fund | $117M | 72 | Sep 15, 2021 |
| K5 Space Exploration LP - Series 1 Sl | Venture Capital Fund | $87.2M | 27 | Sep 15, 2021 |
| K5 Tokyo Black Fund I, LP | Venture Capital Fund | $75.6M | 28 | Mar 29, 2024 |
| K5 Global Technology Fund, LP - Series Relativity Space 5 | Venture Capital Fund | $67.5M | 32 | Sep 15, 2021 |
| K5 Global Technology Fund, LP - Series Horizons Boring | Venture Capital Fund | $54.6M | 3 | Sep 15, 2021 |
| K5 Space Exploration LP - Series 1 | Venture Capital Fund | $45.6M | 8 | Sep 15, 2021 |
| K5 Tech Fund I, LP - Series 102 | Venture Capital Fund | $35.1M | 3 | Mar 29, 2024 |
| K5 Space Exploration LP - Series 2 | Venture Capital Fund | $34.7M | 41 | Mar 21, 2022 |
| K5 Global Technology Fund, LP - Series 005 | Venture Capital Fund | $32.7M | 13 | Mar 21, 2022 |
| K5 Global Technology Fund, LP - Series Relativity Space 2 | Venture Capital Fund | $30.8M | 19 | Sep 15, 2021 |
| K5 Global Technology Fund, LP - Series 006 | Venture Capital Fund | $26.1M | 25 | Sep 15, 2021 |
| K5 Tech Fund I, LP - Series 101 | Venture Capital Fund | $20.1M | 2 | Mar 29, 2024 |
| Horizons Boring, LLC | Venture Capital Fund | $20.1M | 3 | Mar 30, 2023 |
| Mbk Capital, LP - Series 110 | Venture Capital Fund | $19.6M | 3 | Mar 21, 2022 |
| K5 Global Technology Fund, LP - Series Relativity Space 4c | Venture Capital Fund | $18.4M | 61 | Sep 15, 2021 |
| K5 Global Technology Fund, LP - Series 003 | Venture Capital Fund | $16.2M | 3 | Sep 15, 2021 |
| Mbk Capital, LP - Series 106 | Venture Capital Fund | $11.0M | 13 | Mar 21, 2022 |
| Mbk Capital, LP - Series 101 | Venture Capital Fund | $10.4M | 7 | Sep 15, 2021 |
| K5 Global Ventures, LP - Series I | Venture Capital Fund | $10.2M | 30 | Mar 21, 2022 |
| Mbk Capital, LP - Series 108 | Venture Capital Fund | $10.1M | 14 | Mar 21, 2022 |
| Mbk Capital, LP - Series 102 | Venture Capital Fund | $10.1M | 11 | Mar 21, 2022 |
| Mbk Capital, LP - Series 103 | Venture Capital Fund | $10.1M | 35 | Mar 21, 2022 |
| K5 Global Technology Fund, LP - Series 004 | Venture Capital Fund | $5.1M | 3 | Sep 15, 2021 |
| Mbk Capital, LP - Series Ct | Venture Capital Fund | $4.8M | 41 | Sep 15, 2021 |
| Mbk Capital, LP - Series 109 | Venture Capital Fund | $3.7M | 8 | Mar 21, 2022 |
| Mbk Capital, LP - Series At2 | Venture Capital Fund | $3.6M | 10 | Mar 30, 2023 |
| K5 Global Technology Fund, LP - Series St1 | Venture Capital Fund | $3.4M | 4 | Sep 15, 2021 |
| K5 Global Technology Fund, LP - Relativity Space Rf 3 | Venture Capital Fund | $3.1M | 3 | Sep 15, 2021 |
| K5 Global Technology Fund, LP - Series Fp | Venture Capital Fund | $3.1M | 8 | Sep 15, 2021 |
| Mbk Capital, LP - Series 104 | Venture Capital Fund | $3.0M | 15 | Mar 21, 2022 |
| K5 Global Technology Fund, LP - Series Boring | Venture Capital Fund | $2.1M | 5 | Mar 30, 2023 |
| Mbk Capital, LP - Series 107 | Venture Capital Fund | $2.1M | 8 | Mar 21, 2022 |
| K5 Space Exploration LP - Series 3 | Venture Capital Fund | $1.7M | 11 | Mar 30, 2023 |
| K5 Global Technology Fund, LP - Series 002 | Venture Capital Fund | $1.6M | 3 | Sep 15, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Daniel Bryan Baum · Membercontrolsince 03/2021 · owns less than 5%
- Michael Kives · Membercontrolsince 03/2021 · owns less than 5%
- Tykocinski Dana Pollick · Ccocontrolsince 03/2022 · owns less than 5%
- Daniel Bryan Baum · Sole Shareholdercontrolsince 05/2022 · owns 75% or more of B5 Advisory, Inc.
- Michael Kives · Sole Shareholdercontrolsince 03/2018 · owns 75% or more of K5 Advisory, Inc.
- Paul Christopher Moore · Interim Cfosince 08/2024 · owns less than 5%
Entity owners
- B5 Advisory, Inc. · Memberdirect · owns 50% to 75%
- K5 Advisory, Inc. · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- K5 Global Growth Co-Invest I Gp, LLCpooled vehicle sponsorn
- K5 Global Growth Fund I Gp, LLCpooled vehicle sponsorn
- K5 Global Growth Fund II Gp, LLCpooled vehicle sponsorn
- K5 Global Technology, LLCpooled vehicle sponsorn
- K5 Global Ventures II, LLCpooled vehicle sponsorn
- K5 Global Ventures, LLCpooled vehicle sponsorn
- K5 Tech, LLCpooled vehicle sponsorn
- K5 Tokyo Black Fund I, LLCpooled vehicle sponsorn
- K5x Fund I, LLCpooled vehicle sponsorn
- Mount Olympus Capital, LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $2,067,508,794 to $5,847,743,195 (+183.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +13.0% (631 comparable advisers, 99.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 99% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Mar 31, 2026 to Sep 9, 2026
- HQ city · to unsetMar 31, 2026 to Sep 9, 2026
- HQ state · to unsetMar 31, 2026 to Sep 9, 2026
- Private funds · 90 to unsetMar 31, 2026 to Sep 9, 2026
- Succession · false to unsetMar 31, 2026 to Sep 9, 2026
- Accounts · 72 to 90Oct 21, 2025 to Mar 31, 2026
- Advisory employees · 6 to 5Oct 21, 2025 to Mar 31, 2026
- Pooled vehicle clients · 72 to 90Oct 21, 2025 to Mar 31, 2026
- Assets in custody · $1.2B to $5.0BOct 21, 2025 to Mar 31, 2026
- Employees · 12 to 13Oct 21, 2025 to Mar 31, 2026
- Private funds · 72 to 90Oct 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.2B to $4.7BOct 21, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $344M to $1.2BOct 21, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.5B to $5.8BOct 21, 2025 to Mar 31, 2026
- RAUM · $2.5B to $5.8BOct 21, 2025 to Mar 31, 2026
- Accounts · 70 to 72Mar 31, 2025 to Oct 21, 2025
- Pooled vehicle clients · 70 to 72Mar 31, 2025 to Oct 21, 2025
- Financial planning clients · 0 to 0Mar 31, 2025 to Oct 21, 2025
- Private funds · 70 to 72Mar 31, 2025 to Oct 21, 2025
- Discretionary RAUM · $1.9B to $2.2BMar 31, 2025 to Oct 21, 2025
- Non-discretionary RAUM · $138M to $344MMar 31, 2025 to Oct 21, 2025
- Pooled vehicle RAUM · $2.1B to $2.5BMar 31, 2025 to Oct 21, 2025
- RAUM · $2.1B to $2.5BMar 31, 2025 to Oct 21, 2025
- Accounts · 62 to 70Nov 12, 2024 to Mar 31, 2025
- Advisory employees · 5 to 6Nov 12, 2024 to Mar 31, 2025
- Pooled vehicle clients · 62 to 70Nov 12, 2024 to Mar 31, 2025
- Assets in custody · $2.9B to $1.2BNov 12, 2024 to Mar 31, 2025
- Employees · 10 to 12Nov 12, 2024 to Mar 31, 2025
- HQ city · unset to Nov 12, 2024 to Mar 31, 2025
- HQ state · unset to Nov 12, 2024 to Mar 31, 2025
- Private funds · 62 to 70Nov 12, 2024 to Mar 31, 2025
- Discretionary RAUM · $4.2B to $1.9BNov 12, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $151M to $138MNov 12, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $4.3B to $2.1BNov 12, 2024 to Mar 31, 2025
- RAUM · $4.3B to $2.1BNov 12, 2024 to Mar 31, 2025
- Accounts · 52 to 62Mar 30, 2023 to Mar 29, 2024
- Advisory employees · 3 to 5Mar 30, 2023 to Mar 29, 2024
- Pooled vehicle clients · 52 to 62Mar 30, 2023 to Mar 29, 2024
- Assets in custody · $2.4B to $2.9BMar 30, 2023 to Mar 29, 2024
- Employees · 8 to 10Mar 30, 2023 to Mar 29, 2024
Signals
10 dated events
- K5 Global Advisor Llc reported RAUM $5.8B, up 132% from $2.5B (2025-10-21 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- K5 Global Advisor Llc reported RAUM $2.1B, down 52% from $4.3B (2024-11-12 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Patrick Scott Clark (Vp Of Finance) no longer on Schedule A of K5 Global Advisor Llc (listed 2024-05-14, absent 2024-10-24)Oct 24, 2024 · Control person left · inference
- K5 Global Advisor Llc reported RAUM $4.3B, up 39% from $3.1B (2023-03-30 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Patrick Scott Clark (Vp Of Finance) appeared on Schedule A of K5 Global Advisor LlcMar 29, 2024 · Control person joined · fact
- K5 Global Advisor Llc reported RAUM $3.1B, up 405% from $612.2M (2022-03-21 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- K5 Global Advisor Llc reported RAUM $612.2M, up 127% from $269.6M (2021-09-15 to 2022-03-21)Mar 21, 2022 · RAUM change · derived
- Patrick Scott Clark (Chief Compliance Officer) no longer on Schedule A of K5 Global Advisor Llc (listed 2021-09-15, absent 2022-03-21)Mar 21, 2022 · Control person left · inference
- Tykocinski Dana Pollick (Cco) appeared on Schedule A of K5 Global Advisor LlcMar 21, 2022 · Control person joined · fact
- K5 Global Advisor Llc filed its initial SEC registration (Form ADV)Apr 19, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K5 Global Advisor LLC · Private Equityshared crd · organization
- K5 Global Advisor LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/k5globalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- k5global.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 305-206-8533reportedpublic record, Form ADV, Sep 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026