DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• A••••••• L••
Latest filing Sep 11, 2026
First filing on the tape Apr 12, 2021 · 9 filings
SEC status approved since May 12, 2021
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$1.6B as of Mar 31, 2026
Mar 31, 2022$109M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20220 then
Employees (5.A)8 as of Mar 31, 2026
Mar 31, 20228 then
Private funds1 as of Mar 31, 2026
Mar 31, 20231 then
RAUM +66% over the last fiscal year+122% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $316MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +66%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.5B99%
- Pooled investment vehicles$18.2M1.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.95 institutional_share=0.0 related_bd=false related_bank=true bd_reps=6.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••• T•••••••• C•••••••• P•••••••• L• | Hedge Fund | $5.6M | 2 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• A•• · General Counsel, Chief Compliance Officercontrolsince 11/2017 · owns less than 5%
- G••••••••• J••••• A•••••••• · Co-Chief Executive Officercontrolsince 09/2016 · owns less than 5%
- S•••••••• R••••••• P•••••• · Co-Chief Executive Officercontrolsince 09/2016 · owns less than 5%
- C•••••••• D•••••• M•••••• · Chief Financial Officersince 03/2019 · owns less than 5%
- S••••• R••••••• P••• · Senior Managing Directorsince 10/2018 · owns less than 5%
Entity owners
- M••••••• L•• · Ownerdirect · owns 75% or more
- K•• I••••••••• H••••••• L•• · Shareholderindirect · owns 50% to 75% of M••••••• L••
Related persons
Schedule D 7.A
- M••••••• C•••••• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 31, 2026 to Sep 11, 2026
- HQ city · HOBOKEN to WESTPORTMar 31, 2026 to Sep 11, 2026
- HQ state · NJ to CTMar 31, 2026 to Sep 11, 2026
- Private funds · 1 to unsetMar 31, 2026 to Sep 11, 2026
- Succession · false to unsetMar 31, 2026 to Sep 11, 2026
- Discretionary RAUM · $954M to $1.6BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $7.4M to $18.2MMar 31, 2025 to Mar 31, 2026
- RAUM · $954M to $1.6BMar 31, 2025 to Mar 31, 2026
- Accounts · 3 to 5Apr 1, 2024 to Mar 31, 2025
- Financial planning clients · unset to Apr 1, 2024 to Mar 31, 2025
- Discretionary RAUM · $345M to $954MApr 1, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $5.6M to $7.4MApr 1, 2024 to Mar 31, 2025
- RAUM · $345M to $954MApr 1, 2024 to Mar 31, 2025
- Related bank · false to trueMar 31, 2024 to Apr 1, 2024
- Accounts · 4 to 3Mar 31, 2023 to Mar 31, 2024
- Discretionary RAUM · $145M to $345MMar 31, 2023 to Mar 31, 2024
- Pooled vehicle RAUM · $6.4M to $5.6MMar 31, 2023 to Mar 31, 2024
- RAUM · $145M to $345MMar 31, 2023 to Mar 31, 2024
- Related adviser · false to trueMar 31, 2023 to Mar 31, 2024
- Related bank · true to falseMar 31, 2023 to Mar 31, 2024
- Private funds · unset to 1Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $109M to $145MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $33.6M to $6.4MMar 31, 2022 to Mar 31, 2023
- RAUM · $109M to $145MMar 31, 2022 to Mar 31, 2023
- Accounts · 5 to 4Sep 9, 2021 to Mar 31, 2022
- Advisory activities · 5 to 4Sep 9, 2021 to Mar 31, 2022
- BD registered reps · 7 to 6Sep 9, 2021 to Mar 31, 2022
- Pooled vehicle clients · 2 to 1Sep 9, 2021 to Mar 31, 2022
- Employees · 9 to 8Sep 9, 2021 to Mar 31, 2022
- Discretionary RAUM · $101M to $109MSep 9, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $69.1M to $33.6MSep 9, 2021 to Mar 31, 2022
- RAUM · $101M to $109MSep 9, 2021 to Mar 31, 2022
- Accounts · 3 to 5Apr 12, 2021 to Sep 9, 2021
- Advisory activities · 4 to 5Apr 12, 2021 to Sep 9, 2021
- Discretionary RAUM · $79.4M to $101MApr 12, 2021 to Sep 9, 2021
- Pooled vehicle RAUM · $58.7M to $69.1MApr 12, 2021 to Sep 9, 2021
- RAUM · $79.4M to $101MApr 12, 2021 to Sep 9, 2021
Signals
4 dated events
- M••••••• A••••••• L•• reported RAUM $1.6B, up 66% from $953.7M (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- M••••••• A••••••• L•• reported RAUM $953.7M, up 176% from $345.5M (2024-04-01 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- M••••••• A••••••• L•• reported RAUM $345.5M, up 139% from $144.8M (2023-03-31 to 2024-03-31)Mar 31, 2024 · RAUM change · derived
- M••••••• A••••••• L•• filed its initial SEC registration (Form ADV)Apr 12, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- metaurus.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (203) 702-7321reportedpublic record, Form ADV, Sep 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026