DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Siddhi Capital, LLC
Latest filing Mar 31, 2026
First filing on the tape Jun 29, 2023 · 7 filings
SEC status approved since Aug 1, 2023
RAUM
$304M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
8 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
11
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$304M as of Mar 31, 2026
Mar 28, 2024$299M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20240 then
Employees (5.A)13 as of Mar 31, 2026
Mar 28, 202412 then
Private funds11 as of Mar 31, 2026
Mar 28, 20249 then
RAUM -4.4% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $27.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $43.6M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$304M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $43.6M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Siddhi Capital Fund II, LP | Private Equity Fund | $159M | 121 | Mar 31, 2022 |
| Siddhi Capital Fund I, L.P. | Private Equity Fund | $108M | 91 | May 17, 2021 |
| Siddhi Spv Vi LLC | Other Private Fund | $15.5M | 21 | Mar 31, 2023 |
| Siddhi Spv Vii LLC | Other Private Fund | $13.6M | 7 | Mar 31, 2023 |
| Siddhi Bluenalu LLC | Other Private Fund | $13.5M | 46 | Mar 31, 2022 |
| Siddhi Spv III LLC | Other Private Fund | $9.5M | 42 | Mar 31, 2022 |
| Siddhi Series Fund LLC - Series Xii | Other Private Fund | $3.4M | 1 | Mar 31, 2023 |
| Siddhi Spv Ix LLC | Other Private Fund | $3.3M | 4 | Mar 31, 2023 |
| Siddhi Spv Viii LLC | Other Private Fund | $2.0M | 6 | Mar 31, 2023 |
| Siddhi Spv V LLC | Other Private Fund | $521,169 | 9 | Mar 31, 2023 |
| Siddhi Spv IV LLC | Other Private Fund | $331,571 | 11 | Mar 31, 2022 |
| Siddhi Series Fund LLC | Other Private Fund | $0 | 1 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Anne Melissa Facchina · Co-Founder And Managing Membercontrolsince 03/2020 · owns less than 5%
- David Brian Finn · Chairmancontrolsince 03/2020 · owns less than 5%
- Eric Steven Finn · Co-Founder And Managing Membercontrolsince 03/2020 · owns less than 5%
- Huntington Amy Salerno · Chief Financial Officercontrolsince 10/2021 · owns less than 5%
- Anne Melissa Facchina · Membercontrolsince 01/2022 · owns 25% to 50% of Siddhi Capital Holdings LLC
- Eric Steven Finn · Membercontrolsince 01/2022 · owns 50% to 75% of Siddhi Capital Holdings LLC
- David Jonathan Lee · Chief Compliance Officersince 05/2024 · owns less than 5%
Entity owners
- Siddhi Capital Holdings LLC · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Siddhi Capital Fund I Gp, LLCpooled vehicle sponsorn
- Siddhi Capital Fund II Gp, LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): no on the filing of 2026-02-09, yes on the filing of 2026-03-31peers: asset managers, $100M to $500M (1,567)
What changed
consecutive filings, newest first
- Accounts · 12 to 11Feb 9, 2026 to Mar 31, 2026
- Pooled vehicle clients · 12 to 11Feb 9, 2026 to Mar 31, 2026
- Assets in custody · unset to 43601403.0Feb 9, 2026 to Mar 31, 2026
- Custody of client assets · false to trueFeb 9, 2026 to Mar 31, 2026
- Employees · 12 to 13Feb 9, 2026 to Mar 31, 2026
- Private funds · 12 to 11Feb 9, 2026 to Mar 31, 2026
- Discretionary RAUM · $318M to $304MFeb 9, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $318M to $304MFeb 9, 2026 to Mar 31, 2026
- RAUM · $318M to $304MFeb 9, 2026 to Mar 31, 2026
- HQ city · to MERIDIANMar 27, 2025 to Feb 9, 2026
- HQ state · to IDMar 27, 2025 to Feb 9, 2026
- Accounts · 9 to 12May 14, 2024 to Mar 27, 2025
- Pooled vehicle clients · 9 to 12May 14, 2024 to Mar 27, 2025
- Financial planning clients · unset to May 14, 2024 to Mar 27, 2025
- HQ city · unset to May 14, 2024 to Mar 27, 2025
- HQ state · unset to May 14, 2024 to Mar 27, 2025
- Other offices · 6 to 5May 14, 2024 to Mar 27, 2025
- Private funds · 9 to 12May 14, 2024 to Mar 27, 2025
- Discretionary RAUM · $299M to $318MMay 14, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $299M to $318MMay 14, 2024 to Mar 27, 2025
- RAUM · $299M to $318MMay 14, 2024 to Mar 27, 2025
- Accounts · 11 to 9Aug 1, 2023 to Mar 28, 2024
- Advisory employees · 7 to 8Aug 1, 2023 to Mar 28, 2024
- Pooled vehicle clients · 11 to 9Aug 1, 2023 to Mar 28, 2024
- Assets in custody · 264300998.0 to unsetAug 1, 2023 to Mar 28, 2024
- Custody of client assets · true to falseAug 1, 2023 to Mar 28, 2024
- Employees · 21 to 12Aug 1, 2023 to Mar 28, 2024
- Other offices · 7 to 6Aug 1, 2023 to Mar 28, 2024
- Private funds · 12 to 9Aug 1, 2023 to Mar 28, 2024
- Discretionary RAUM · $264M to $299MAug 1, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $264M to $299MAug 1, 2023 to Mar 28, 2024
- RAUM · $264M to $299MAug 1, 2023 to Mar 28, 2024
- Private funds · 24 to 12Jun 29, 2023 to Aug 1, 2023
Signals
2 dated events
- Louise Zoey Armstrong (Chief Compliance Officer) no longer on Schedule A of Siddhi Capital, Llc (listed 2024-03-28, absent 2024-05-14)May 14, 2024 · Control person left · inference
- Siddhi Capital, Llc filed its initial SEC registration (Form ADV)Jun 29, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Siddhi Capital, LLC · Independent Sponsorsshared crd · capital_provider
- Siddhi Capital, LLC · Private Equityshared crd · organization
- Siddhi Capital, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/siddhi-capital/mycompanyreportedpublic record, Form ADV, Sep 17, 2026
- Website
- siddhicapital.coreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 1 (347) 318-2297reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026