DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•••••••• C••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jul 13, 2021 · 11 filings
SEC status approved since Aug 13, 2021
RAUM
$587M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$587M as of Mar 30, 2026
Mar 25, 2022$107M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 25, 20220 then
Employees (5.A)9 as of Mar 30, 2026
Mar 25, 20225 then
Private funds4 as of Mar 30, 2026
Mar 25, 20221 then
RAUM -6.1% over the last fiscal year+46% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $147MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$587M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••••• C•••••• F••• I• L••• | Private Equity Fund | $227M | 24 | Jul 13, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• V•••••• R•• · Managing Membercontrolsince 04/2021 · owns 10% to 25%
- R•••••••• M••••••• T••••• · Ccocontrolsince 07/2021 · owns less than 5%
- S••••• J••••• D••••• · Managing Membercontrolsince 01/2021 · owns 75% or more
Related persons
Schedule D 7.A
- C•••••••• C•••••• G• I• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 8 to 9Jul 25, 2025 to Mar 30, 2026
- Discretionary RAUM · $625M to $587MJul 25, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $625M to $587MJul 25, 2025 to Mar 30, 2026
- RAUM · $625M to $587MJul 25, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 25, 2025
- Accounts · 1 to 4Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 5 to 8Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 1 to 4Mar 28, 2024 to Mar 31, 2025
- Employees · 5 to 8Mar 28, 2024 to Mar 31, 2025
- Private funds · 1 to 4Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $227M to $625MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $227M to $625MMar 28, 2024 to Mar 31, 2025
- RAUM · $227M to $625MMar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $189M to $227MDec 15, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $189M to $227MDec 15, 2023 to Mar 28, 2024
- RAUM · $189M to $227MDec 15, 2023 to Mar 28, 2024
- HQ city · SANTA MONICA to SANTA BARBARAOct 12, 2022 to Mar 31, 2023
- Discretionary RAUM · $107M to $189MOct 12, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $107M to $189MOct 12, 2022 to Mar 31, 2023
- RAUM · $107M to $189MOct 12, 2022 to Mar 31, 2023
- Advisory employees · 3 to 5Aug 17, 2021 to Mar 25, 2022
- Employees · 3 to 5Aug 17, 2021 to Mar 25, 2022
- HQ city · unset to SANTA MONICAAug 17, 2021 to Mar 25, 2022
- HQ state · unset to CAAug 17, 2021 to Mar 25, 2022
- Discretionary RAUM · $10 to $107MAug 17, 2021 to Mar 25, 2022
- Pooled vehicle RAUM · $10 to $107MAug 17, 2021 to Mar 25, 2022
- RAUM · $10 to $107MAug 17, 2021 to Mar 25, 2022
- HQ city · LOS OLIVOS to unsetJul 13, 2021 to Aug 17, 2021
- HQ state · CA to unsetJul 13, 2021 to Aug 17, 2021
Signals
3 dated events
- C•••••••• C••••••• L•• reported RAUM $625.0M, up 176% from $226.7M (2024-03-28 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Raj Vikram Abraham (Managing Member) appeared on Schedule A of C•••••••• C••••••• L••Mar 25, 2022 · Control person joined · fact
- C•••••••• C••••••• L•• filed its initial SEC registration (Form ADV)Jul 13, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C•••••••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cuadrillacapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- cuadrillacapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 818-835-0415reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026