DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••• A••••••••• L••
Latest filing Jul 31, 2026
First filing on the tape May 21, 2021 · 12 filings
SEC status approved since Jun 21, 2021
RAUM
$2.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
45
27 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
17
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$2.6B as of Jul 31, 2026
Mar 31, 2022$1.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 31, 2026
Mar 31, 20220 then
Employees (5.A)45 as of Jul 31, 2026
Mar 31, 202217 then
Private funds17 as of Jul 31, 2026
Mar 31, 202212 then
RAUM +6.1% over the last fiscal year+31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $151MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••••• C•••••• P••••••• I•• L••• | Private Equity Fund | $574M | 94 | May 21, 2021 |
| R•••••• C•••••• P••••••• I••• L••• | Private Equity Fund | $354M | 89 | May 21, 2021 |
| R•••••• C•••••• P••••••• I•••• L••• | Private Equity Fund | $183M | 93 | May 21, 2021 |
| R•••••• C••••••••• F•••• L• | Private Equity Fund | $156M | 19 | May 10, 2024 |
| R•••••• C••••••••• F•••••• L• | Private Equity Fund | $109M | 10 | May 10, 2024 |
| R•••••• C•••••• P•••••••• L••• | Private Equity Fund | $105M | 104 | May 21, 2021 |
| R••••••• L•• | Private Equity Fund | $47.0M | 3 | Mar 27, 2024 |
| C• A••••••••• C•••••••• L•• | Private Equity Fund | $16.0M | 12 | May 21, 2021 |
| E••• C•••••••• I•• L•• | Private Equity Fund | $15.6M | 10 | Mar 31, 2022 |
| E••• C•••••••• I• L•• | Private Equity Fund | $10.5M | 28 | Mar 31, 2022 |
| C••••••• C••••••••• L•• | Private Equity Fund | $5.8M | 19 | May 21, 2021 |
| R••• A••••••••• L•• | Private Equity Fund | $4.5M | 5 | May 21, 2021 |
| R••• T••••••• L•• | Private Equity Fund | $3.9M | 4 | May 21, 2021 |
| R•••••• R•• C•••••••• H•••••••• L•• | Private Equity Fund | $2.0M | 20 | May 21, 2021 |
| R••• D•• L•• | Private Equity Fund | $250,000 | 4 | May 21, 2021 |
Owners and control persons
Schedule A and B, latest filing
- G•••••• A•••• U••••••• · Founding Partnercontrolsince 01/2010 · owns less than 5%
- M••••• D•••••• F•••• · Chief Financial Officercontrolsince 04/2017 · owns less than 5%
- G•••••• A•••• U••••••• · Sole Member Of C•••••• M••••••••• C••••••controlsince 01/2010 · owns 75% or more of C•••••• M••••••••• C••••••
- S•••••••• J••••• D•••• · Sole Member Of M•• M••••••••• C••••••controlsince 01/2010 · owns 75% or more of M•• M••••••••• C••••••
- W••••••• B••••••• L•••••• · Sole Owner Of D••••• Management Cocontrolsince 01/2010 · owns 75% or more of D••••• M••••••••• C••••••
- T•••••• J•••• L••••• · Chief Compliance Officersince 06/2022 · owns less than 5%
Entity owners
- C•••••• M••••••••• C•••••• · Memberdirect · owns 25% to 50%
- D••••• M••••••••• C•••••• · Memberdirect · owns 25% to 50%
- M•• M••••••••• C•••••• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- R• H••••• M••••••• L••pooled vehicle sponsory
- R••• I••••••••• L••pooled vehicle sponsory
- R•••••• G• I•• L••pooled vehicle sponsory
- R•••••• G• I••• L••pooled vehicle sponsory
- R•••••• G• I•••• L••pooled vehicle sponsory
- R•••••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 18 to 17Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 28 to 27Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 18 to 17Mar 28, 2025 to Mar 31, 2026
- Employees · 40 to 45Mar 28, 2025 to Mar 31, 2026
- Private funds · 18 to 17Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.4B to $2.6BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.4B to $2.6BMar 28, 2025 to Mar 31, 2026
- RAUM · $2.4B to $2.6BMar 28, 2025 to Mar 31, 2026
- Accounts · 13 to 18May 10, 2024 to Mar 28, 2025
- Advisory employees · 21 to 28May 10, 2024 to Mar 28, 2025
- Pooled vehicle clients · 13 to 18May 10, 2024 to Mar 28, 2025
- Employees · 30 to 40May 10, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0May 10, 2024 to Mar 28, 2025
- Private funds · 15 to 18May 10, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.5B to $2.4BMay 10, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.5B to $2.4BMay 10, 2024 to Mar 28, 2025
- RAUM · $1.5B to $2.4BMay 10, 2024 to Mar 28, 2025
- Private funds · 13 to 15Mar 27, 2024 to May 10, 2024
- Accounts · 12 to 13Aug 21, 2023 to Mar 27, 2024
- Advisory employees · 14 to 21Aug 21, 2023 to Mar 27, 2024
- Pooled vehicle clients · 12 to 13Aug 21, 2023 to Mar 27, 2024
- Employees · 22 to 30Aug 21, 2023 to Mar 27, 2024
- Private funds · 12 to 13Aug 21, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.1B to $1.5BAug 21, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.1B to $1.5BAug 21, 2023 to Mar 27, 2024
- RAUM · $1.1B to $1.5BAug 21, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.1B to $1.1BMar 30, 2023 to Jun 7, 2023
- Pooled vehicle RAUM · $1.1B to $1.1BMar 30, 2023 to Jun 7, 2023
- RAUM · $1.1B to $1.1BMar 30, 2023 to Jun 7, 2023
- Accounts · 13 to 12Oct 20, 2022 to Mar 30, 2023
- Advisory employees · 10 to 14Oct 20, 2022 to Mar 30, 2023
- Employees · 17 to 22Oct 20, 2022 to Mar 30, 2023
- Financial planning clients · unset to 0Oct 20, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.0B to $1.1BOct 20, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.0B to $1.1BOct 20, 2022 to Mar 30, 2023
- RAUM · $1.0B to $1.1BOct 20, 2022 to Mar 30, 2023
- Accounts · 10 to 13May 21, 2021 to Mar 31, 2022
- Advisory employees · 12 to 10May 21, 2021 to Mar 31, 2022
- Pooled vehicle clients · 10 to 12May 21, 2021 to Mar 31, 2022
- Employees · 12 to 17May 21, 2021 to Mar 31, 2022
Signals
5 dated events
- R•••••• A••••••••• L•• reported RAUM $2.4B, up 57% from $1.5B (2024-05-10 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- R•••••• A••••••••• L•• reported RAUM $1.5B, up 35% from $1.1B (2023-08-21 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Allen Bradley Whitman (Sole Owner Of D••••• M••••••••• C••••••) no longer on Schedule A of R•••••• A••••••••• L•• (listed 2023-03-30, absent 2023-06-07)Jun 7, 2023 · Control person left · inference
- Luckard Bradley Whitman (Sole Owner Of Dennis Management Co) appeared on Schedule A of R•••••• A••••••••• L••Jun 7, 2023 · Control person joined · fact
- R•••••• A••••••••• L•• filed its initial SEC registration (Form ADV)May 21, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R•••••• A••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- R•••••• A••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- renovuscapital.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 610-848-7700reportedpublic record, Form ADV, Jul 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026