DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
B•••••••• F••••••••
Legal name B•••••••• F••••••••• L••
Latest filing Oct 16, 2024
First filing on the tape Oct 16, 2024 · 1 filings
RAUM
$26.2M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Oct 16, 2024; every figure names its basis
- RAUM per advisor
- $13.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $4.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$26.2M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 6reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• M•••••• M••••••• | Cedar Falls, Ia | Mar 10, 2023 | 13 y | 4 |
| K••• K••••••• | Allen, Tx | Nov 28, 2023 | 10 y | 0 |
Advisor movement
Left, latest
- M•••••• L•• D••••• to I••••• F••••••••Dec 31, 2022 · Other
- T••••• M•••••• M••••••• to A•••••• P••••••• P•••••••• I•••Aug 29, 2022 · Other
Joined, latest
- T••••• M•••••• M••••••• from A•••••• P••••••• P•••••••• I•••Nov 14, 2022 · Affiliated broker-dealer or bank to a state-registered adviser
- M•••••• L•• D••••• from V•••••••• I••••••••May 23, 2021 · Other
- T••••• M•••••• M••••••• from V•••••••• I••••••••May 23, 2021 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from V•••••••• I••••••••Aug 26, 2021 · Clive, Ia
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cedar Falls, Ia · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
2 dated events
- M•••••• L•• D••••• left B•••••••• F•••••••• for I••••• F•••••••• (registered 2022-11-02)Dec 31, 2022 · Advisor changed firm · fact
- T••••• M•••••• M••••••• left B•••••••• F•••••••• for A•••••• P••••••• P•••••••• I••• (registered 2022-09-21)Aug 29, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- benchfn.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 319-727-8383reportedpublic record, Form ADV, Oct 16, 2024
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026