DFX Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

A•••• L••••• P•••••••• L••

Other adviserWayne, PennsylvaniaCRD 314560SEC 801-122692IAPD

Latest filing Mar 30, 2026

First filing on the tape Oct 14, 2021 · 12 filings

SEC status approved since Nov 12, 2021

RAUM

$418M

reported, Item 5.F

Discretionary

6.1%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

12 filings and snapshots on the tape

RAUM$418M as of Mar 30, 2026

Mar 7, 2022$296M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Mar 7, 20220 then

Employees (5.A)1 as of Mar 30, 2026

Mar 7, 20227 then

Private funds1 as of Mar 30, 2026

Mar 25, 20251 then

RAUM +12% over the last fiscal year+16% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $139MderivedRAUM over accounts (5.F.2.f)
Discretionary: 6.1%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +12%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Corporations and businesses$393M94%
Pooled investment vehicles$25.5M6.1%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 1 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.06 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B••••••••• W••••• · Cfocontrol
since 01/2021 · owns less than 5%
M•••••• K•••• · Ccocontrol
since 08/2024 · owns less than 5%
P••••••••• D••••• B•••• · Ceo/Ciocontrol
since 01/2021 · owns less than 5%
P••••••••• D••••• B•••• · Shareholdercontrol
since 01/2021 · owns 25% to 50% of A•••• L••••• P••••••• A•
S••••••••• S•••• · Presidentcontrol
since 12/2010 · owns F of R••••• T••• G•••
S••••••••• S•••• · Chairmancontrol
since 04/2016 · owns F of R••••• T••• F•••••••••
S••••••••• S•••• · Chairmancontrol
since 08/2017 · owns F of A•••• L••••• P••••••• A•

Entity owners

A•••• L••••• P••••••• A• · Owner
direct · owns 75% or more
R••••• T••• F••••••••• · Owner
indirect · owns 75% or more of R••••• T••• G•••
R••••• T••• G••• · Shareholder
indirect · owns 50% to 75% of A•••• L••••• P••••••• A•

Related persons

Schedule D 7.A

A•• K•• G• S•••••••
pooled vehicle sponsorn
A•••• L••••• P••••••• A•
investment adviserpooled vehicle sponsoryRAUM $620M

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Employees · 2 to 1
Oct 31, 2025 to Mar 30, 2026
HQ city · NEW YORK to WAYNE
Oct 31, 2025 to Mar 30, 2026
HQ state · NY to PA
Oct 31, 2025 to Mar 30, 2026
Discretionary RAUM · $26.4M to $25.5M
Oct 31, 2025 to Mar 30, 2026
Non-discretionary RAUM · $347M to $393M
Oct 31, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $26.4M to $25.5M
Oct 31, 2025 to Mar 30, 2026
RAUM · $373M to $418M
Oct 31, 2025 to Mar 30, 2026
Advisory employees · 6 to 1
Mar 25, 2025 to Oct 31, 2025
Employees · 9 to 2
Mar 25, 2025 to Oct 31, 2025
Related adviser · true to false
Mar 25, 2025 to Oct 31, 2025
Accounts · 2 to 3
Sep 12, 2024 to Mar 25, 2025
Advisory employees · 7 to 6
Sep 12, 2024 to Mar 25, 2025
Advisory activities · 3 to 4
Sep 12, 2024 to Mar 25, 2025
Corporate clients · unset to 2.0
Sep 12, 2024 to Mar 25, 2025
Pooled vehicle clients · 0 to 1
Sep 12, 2024 to Mar 25, 2025
Assets in custody · unset to 0.0
Sep 12, 2024 to Mar 25, 2025
Custody of client assets · false to true
Sep 12, 2024 to Mar 25, 2025
Financial planning clients · unset to
Sep 12, 2024 to Mar 25, 2025
Private funds · unset to 1
Sep 12, 2024 to Mar 25, 2025
Discretionary RAUM · $0 to $26.4M
Sep 12, 2024 to Mar 25, 2025
Non-discretionary RAUM · $293M to $347M
Sep 12, 2024 to Mar 25, 2025
Pooled vehicle RAUM · unset to 26364460.0
Sep 12, 2024 to Mar 25, 2025
RAUM · $293M to $373M
Sep 12, 2024 to Mar 25, 2025
Advisory employees · 8 to 7
Jun 30, 2023 to Mar 22, 2024
Charity clients · unset to 0.0
Jun 30, 2023 to Mar 22, 2024
HNW clients · unset to 0.0
Jun 30, 2023 to Mar 22, 2024
Individual clients · unset to 0.0
Jun 30, 2023 to Mar 22, 2024
Pension plan clients · unset to 0.0
Jun 30, 2023 to Mar 22, 2024
Pooled vehicle clients · unset to 0.0
Jun 30, 2023 to Mar 22, 2024
Employees · 8 to 9
Jun 30, 2023 to Mar 22, 2024
Non-discretionary RAUM · $267M to $293M
Jun 30, 2023 to Mar 22, 2024
RAUM · $267M to $293M
Jun 30, 2023 to Mar 22, 2024
Advisory employees · 5 to 8
Mar 7, 2022 to Mar 28, 2023
Employees · 7 to 8
Mar 7, 2022 to Mar 28, 2023
Non-discretionary RAUM · $296M to $267M
Mar 7, 2022 to Mar 28, 2023
RAUM · $296M to $267M
Mar 7, 2022 to Mar 28, 2023
Accounts · 0 to 2
Oct 14, 2021 to Mar 7, 2022
Non-discretionary RAUM · $0 to $296M
Oct 14, 2021 to Mar 7, 2022
RAUM · $0 to $296M
Oct 14, 2021 to Mar 7, 2022

Signals

3 dated events

Christopher Collin Rissolo (Chief Compliance Officer) no longer on Schedule A of A•••• L••••• P•••••••• L•• (listed 2024-08-28, absent 2024-09-12)
Sep 12, 2024 · Control person left · inference
K•••• M••••• (Cco) appeared on Schedule A of A•••• L••••• P•••••••• L••
Sep 12, 2024 · Control person joined · fact
A•••• L••••• P•••••••• L•• filed its initial SEC registration (Form ADV)
Oct 14, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

A•••• L••••• P•••••••• L•• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Principal office phone: 484-203-2910reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026