DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• P••••••• L••
Latest filing Mar 30, 2026
First filing on the tape May 7, 2021 · 8 filings
SEC status approved since Jun 11, 2021
RAUM
$3.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
19 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
6
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$3.2B as of Mar 30, 2026
Mar 28, 2022$949M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20220 then
Employees (5.A)25 as of Mar 30, 2026
Mar 28, 202213 then
Private funds6 as of Mar 30, 2026
Mar 28, 20223 then
RAUM +12% over the last fiscal year+52% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $526MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• P••••••• F••• I• L• | Private Equity Fund | $339M | 78 | Oct 8, 2021 |
| A•••• P••••••• F••• I•• L• | Private Equity Fund | $162M | 21 | Oct 8, 2021 |
| A•••• P••••••• A••••••••• F••• I• L• | Private Equity Fund | $5.9M | 13 | Oct 8, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• J•••• F•••• · Partnercontrolsince 05/2023 · owns less than 5%
- E•••••••• P••••• J••• · Partnercontrolsince 03/2021 · owns less than 5%
- K•••••• S••••• L•••••• · Chief Financial Officer / Chief Compliance Officercontrolsince 07/2021 · owns less than 5%
- L••••••• C••••••••• M•••••• · Managing Membercontrolsince 02/2021 · owns 75% or more
- W•••••••• C••••••••• H••• · Partnercontrolsince 05/2021 · owns less than 5%
Related persons
Schedule D 7.A
- A•••• P••••••• G• I• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Richmond, VA4 employees
What changed
consecutive filings, newest first
- Employees · 24 to 25Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.8B to $3.2BMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $2.8B to $3.2BMar 31, 2025 to Mar 30, 2026
- RAUM · $2.8B to $3.2BMar 31, 2025 to Mar 30, 2026
- Accounts · 3 to 6Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 16 to 19Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 3 to 6Mar 28, 2024 to Mar 31, 2025
- Employees · 19 to 24Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Private funds · 3 to 6Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.1B to $2.8BMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.1B to $2.8BMar 28, 2024 to Mar 31, 2025
- RAUM · $1.1B to $2.8BMar 28, 2024 to Mar 31, 2025
- Advisory employees · 14 to 16Mar 30, 2023 to Mar 28, 2024
- Employees · 17 to 19Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $898M to $1.1BMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $898M to $1.1BMar 30, 2023 to Mar 28, 2024
- RAUM · $898M to $1.1BMar 30, 2023 to Mar 28, 2024
- Advisory employees · 10 to 14Dec 12, 2022 to Mar 30, 2023
- Employees · 13 to 17Dec 12, 2022 to Mar 30, 2023
- Discretionary RAUM · $949M to $898MDec 12, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $949M to $898MDec 12, 2022 to Mar 30, 2023
- RAUM · $949M to $898MDec 12, 2022 to Mar 30, 2023
- Advisory employees · 9 to 10Oct 8, 2021 to Mar 28, 2022
- Assets in custody · $875M to $0Oct 8, 2021 to Mar 28, 2022
- Custody of client assets · true to falseOct 8, 2021 to Mar 28, 2022
- Employees · 11 to 13Oct 8, 2021 to Mar 28, 2022
- HQ city · GREENWICH to STAMFORDOct 8, 2021 to Mar 28, 2022
- Discretionary RAUM · $875M to $949MOct 8, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $875M to $949MOct 8, 2021 to Mar 28, 2022
- RAUM · $875M to $949MOct 8, 2021 to Mar 28, 2022
- Accounts · 0 to 3May 7, 2021 to Oct 8, 2021
- Advisory employees · 3 to 9May 7, 2021 to Oct 8, 2021
- Pooled vehicle clients · unset to 3.0May 7, 2021 to Oct 8, 2021
- Assets in custody · unset to 874905000.0May 7, 2021 to Oct 8, 2021
- Custody of client assets · false to trueMay 7, 2021 to Oct 8, 2021
- Employees · 3 to 11May 7, 2021 to Oct 8, 2021
- HQ city · unset to GREENWICHMay 7, 2021 to Oct 8, 2021
- HQ state · unset to CTMay 7, 2021 to Oct 8, 2021
- Private funds · unset to 3May 7, 2021 to Oct 8, 2021
Signals
5 dated events
- A•••• P••••••• L•• reported RAUM $2.8B, up 155% from $1.1B (2024-03-28 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Frank John Aiello (Partner) appeared on Schedule A of A•••• P••••••• L••Mar 28, 2024 · Control person joined · fact
- Lindsay Susan Koltay (Chief Financial Officer) appeared on Schedule A of A•••• P••••••• L••Oct 8, 2021 · Control person joined · fact
- John Peter Erickson (Partner) appeared on Schedule A of A•••• P••••••• L••Oct 8, 2021 · Control person joined · fact
- A•••• P••••••• L•• filed its initial SEC registration (Form ADV)May 7, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A•••• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/avesi-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (475) 333-3470reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026