DFX Intelligence
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SEC-registered adviser
M••••••• C•••••• L••
Latest filing Jun 9, 2026
First filing on the tape May 21, 2021 · 10 filings
SEC status approved since Jun 21, 2021
RAUM
$4.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$4.7B as of Jun 9, 2026
Jun 13, 2022$767M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 9, 2026
Jun 13, 20220 then
Employees (5.A)27 as of Jun 9, 2026
Jun 13, 202215 then
Private funds2 as of Jun 9, 2026
Jun 13, 20221 then
RAUM +46% over the last fiscal yearIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $593MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.2B88%
- Investment companies$569M12%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••• C•••••• M••••• F••• L•••••• | Hedge Fund | $3.3B | 48 | May 21, 2021 |
Owners and control persons
Schedule A and B, latest filing
- F•••••• A•••••• N•• · Chief Compliance Officer, Chief Operating Officer And Partnercontrolsince 02/2021 · owns 5% to 10%
- N•••••• R•••••• G••••• · Deputy Chief Investment Officer And Partnercontrolsince 03/2021 · owns 25% to 50%
- S•••••••• H••••• N•• · Chief Investment Officer And Partnercontrolsince 03/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 8Aug 19, 2025 to Jun 9, 2026
- Advisory employees · 11 to 14Aug 19, 2025 to Jun 9, 2026
- Pooled vehicle clients · 4 to 7Aug 19, 2025 to Jun 9, 2026
- Employees · 21 to 27Aug 19, 2025 to Jun 9, 2026
- Other offices · 0 to 1Aug 19, 2025 to Jun 9, 2026
- Discretionary RAUM · $4.3B to $4.7BAug 19, 2025 to Jun 9, 2026
- Pooled vehicle RAUM · $3.7B to $4.2BAug 19, 2025 to Jun 9, 2026
- RAUM · $4.3B to $4.7BAug 19, 2025 to Jun 9, 2026
- Related adviser · false to trueAug 19, 2025 to Jun 9, 2026
- Private funds · 1 to 2Jun 26, 2025 to Aug 19, 2025
- Advisory employees · 6 to 11Jun 24, 2024 to Jun 26, 2025
- Employees · 16 to 21Jun 24, 2024 to Jun 26, 2025
- Financial planning clients · unset to Jun 24, 2024 to Jun 26, 2025
- HQ state · unset to Jun 24, 2024 to Jun 26, 2025
- Discretionary RAUM · $4.1B to $4.3BJun 24, 2024 to Jun 26, 2025
- Pooled vehicle RAUM · $3.4B to $3.7BJun 24, 2024 to Jun 26, 2025
- RAUM · $4.1B to $4.3BJun 24, 2024 to Jun 26, 2025
- Employees · 17 to 16Jun 27, 2023 to Jun 24, 2024
- Discretionary RAUM · $3.2B to $4.1BJun 27, 2023 to Jun 24, 2024
- Pooled vehicle RAUM · $2.8B to $3.4BJun 27, 2023 to Jun 24, 2024
- RAUM · $3.2B to $4.1BJun 27, 2023 to Jun 24, 2024
- Related adviser · true to falseJun 27, 2023 to Jun 24, 2024
- Advisory employees · 4 to 6Jun 27, 2022 to Jun 27, 2023
- Employees · 15 to 17Jun 27, 2022 to Jun 27, 2023
- Discretionary RAUM · $2.1B to $3.2BJun 27, 2022 to Jun 27, 2023
- Pooled vehicle RAUM · $1.6B to $2.8BJun 27, 2022 to Jun 27, 2023
- RAUM · $2.1B to $3.2BJun 27, 2022 to Jun 27, 2023
- Discretionary RAUM · $767M to $2.1BJun 13, 2022 to Jun 27, 2022
- Pooled vehicle RAUM · $500M to $1.6BJun 13, 2022 to Jun 27, 2022
- RAUM · $767M to $2.1BJun 13, 2022 to Jun 27, 2022
- Accounts · unset to 5.0Aug 16, 2021 to Jun 13, 2022
- Advisory employees · 3 to 4Aug 16, 2021 to Jun 13, 2022
- Pooled vehicle clients · 3 to 4Aug 16, 2021 to Jun 13, 2022
- Employees · 11 to 15Aug 16, 2021 to Jun 13, 2022
- Discretionary RAUM · unset to 766541570.0Aug 16, 2021 to Jun 13, 2022
- Non-discretionary RAUM · unset to 0.0Aug 16, 2021 to Jun 13, 2022
- Pooled vehicle RAUM · $0 to $500MAug 16, 2021 to Jun 13, 2022
- RAUM · unset to 766541570.0Aug 16, 2021 to Jun 13, 2022
- Related adviser · false to trueAug 16, 2021 to Jun 13, 2022
- Employees · 5 to 11May 28, 2021 to Aug 16, 2021
Signals
4 dated events
- M••••••• C•••••• L•• reported RAUM $4.1B, up 27% from $3.2B (2023-06-27 to 2024-06-24)Jun 24, 2024 · RAUM change · derived
- M••••••• C•••••• L•• reported RAUM $3.2B, up 57% from $2.1B (2022-06-27 to 2023-06-27)Jun 27, 2023 · RAUM change · derived
- M••••••• C•••••• L•• reported RAUM $2.1B, up 169% from $766.5M (2022-06-13 to 2022-06-27)Jun 27, 2022 · RAUM change · derived
- M••••••• C•••••• L•• filed its initial SEC registration (Form ADV)May 21, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- +44 (0) 203 148 2330reportedpublic record, Form ADV, Jun 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026