DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
SEC-registered adviser
E•••••••• W••••• M•••••••••
Legal name E•••••••• W••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 21, 2024 · 6 filings
SEC status approved since Mar 22, 2024
RAUM
$259M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$259M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$86.4M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$259M as of Mar 31, 2026
Feb 24, 2025$113M then
HNW client RAUM$223M as of Mar 31, 2026
Feb 24, 2025$89.4M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Feb 24, 20252 then
Employees (5.A)2 as of Mar 31, 2026
Feb 24, 20252 then
Private funds: no history
RAUM +48% over the last fiscal yearIARs 3 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $86.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $372,440derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.7derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +48%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +36%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$223M86%
- Individuals$36.5M14%
- Individual clients
- 86reported
- HNW clients
- 93reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 696reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• J•• B••••••••Certified Financial Planner | Eden Prairie, Mn | Sep 13, 2021 | 23 y | 6 |
| D•••• D••••• B•••••••• | Eden Prairie, Mn | Jun 26, 2023 | 22 y | 4 |
| W•••• J••• E•••••••Certified Financial Planner | Eden Prairie, Mn | Aug 28, 2024 | 11 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- W•••• J••• E••••••• from C•••••• S••••• • C••• I•••Aug 28, 2024 · Affiliated broker-dealer or bank to independent RIA
- D•••• D••••• B•••••••• from T• A••••••••• I•••Jun 26, 2023 · Other
- D•••• J•• B•••••••• from B•••••••• A•••• M••••••••• L••Sep 13, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• D••••• J•• · President And Chief Compliance Officercontrolsince 04/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Eden Prairie, Mn | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $175,426,647 to $259,218,573 (+48.0%) between the annual amendments of 2025-03-17 and 2026-03-31; the peer median change was +15.0% (4548 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,548) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 511 to 696Sep 30, 2025 to Mar 31, 2026
- Advisory employees · 3 to 2Sep 30, 2025 to Mar 31, 2026
- HNW clients · 53 to 93Sep 30, 2025 to Mar 31, 2026
- Individual clients · 79 to 86Sep 30, 2025 to Mar 31, 2026
- Employees · 3 to 2Sep 30, 2025 to Mar 31, 2026
- State-registered IARs · 3 to 2Sep 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $175M to $259MSep 30, 2025 to Mar 31, 2026
- HNW RAUM · $136M to $223MSep 30, 2025 to Mar 31, 2026
- Individual RAUM · $39.1M to $36.5MSep 30, 2025 to Mar 31, 2026
- RAUM · $175M to $259MSep 30, 2025 to Mar 31, 2026
- Accounts · 357 to 511Feb 24, 2025 to Mar 17, 2025
- Advisory employees · 2 to 3Feb 24, 2025 to Mar 17, 2025
- HNW clients · 36 to 53Feb 24, 2025 to Mar 17, 2025
- Individual clients · 50 to 79Feb 24, 2025 to Mar 17, 2025
- Employees · 2 to 3Feb 24, 2025 to Mar 17, 2025
- Financial planning clients · 0 to 101-250Feb 24, 2025 to Mar 17, 2025
- State-registered IARs · 2 to 3Feb 24, 2025 to Mar 17, 2025
- Discretionary RAUM · $113M to $175MFeb 24, 2025 to Mar 17, 2025
- HNW RAUM · $89.4M to $136MFeb 24, 2025 to Mar 17, 2025
- Individual RAUM · $24.0M to $39.1MFeb 24, 2025 to Mar 17, 2025
- RAUM · $113M to $175MFeb 24, 2025 to Mar 17, 2025
- HQ city · unset to Aug 23, 2024 to Feb 24, 2025
- HQ state · unset to Aug 23, 2024 to Feb 24, 2025
- Other offices · 0 to 2Aug 23, 2024 to Feb 24, 2025
Signals
1 dated events
- E•••••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Feb 21, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 952-905-3042reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- myelevationwealth.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 952-905-3042reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- myelevationwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $86.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026