DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Former SEC-registered adviser

L••••••• P••••••• ••• L••••••

Former SEC-registered adviserLondon, CRD 314740SEC 801-121499websiteIAPD
Latest filing Mar 28, 2024
First filing on the tape May 14, 2021 · 6 filings
SEC status approved since Jun 11, 2021
RAUM
$384M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM: $384M
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2024
Mar 28, 20220 then
Employees (5.A)12 as of Mar 28, 2024
Mar 28, 202213 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 28, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$42.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$384M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
9reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••••• A••••• F•••• · Directorcontrol
        since 01/2019 · owns less than 5%
      • B•••••• C•••••• · Chief Compliance Officercontrol
        since 04/2021 · owns less than 5%
      • L•••••• P••••• D•••• · Directorcontrol
        since 01/2019 · owns less than 5%
      • M••••••••• S•••••• · Head Of Investmentscontrol
        since 01/2019 · owns less than 5%
      • A•••••••• A••••• F•••• · Directorcontrol
        since 09/2022 · owns 50% to 75% of L••••••• P••••••• L•••
      Entity owners
      • L••••••• P••••••• L••• · Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Advisers that list L••••••• P••••••• ••• L•••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 10 to 8
        Dec 26, 2023 to Mar 28, 2024
      • Employees · 15 to 12
        Dec 26, 2023 to Mar 28, 2024
      • Discretionary RAUM · $378M to $384M
        Dec 26, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $378M to $384M
        Dec 26, 2023 to Mar 28, 2024
      • RAUM · $378M to $384M
        Dec 26, 2023 to Mar 28, 2024
      • Accounts · unset to 9.0
        Mar 31, 2023 to Dec 26, 2023
      • Advisory employees · 4 to 10
        Mar 31, 2023 to Dec 26, 2023
      • Advisory activities · 2 to 1
        Mar 31, 2023 to Dec 26, 2023
      • Pooled vehicle clients · unset to 9.0
        Mar 31, 2023 to Dec 26, 2023
      • Assets in custody · unset to 0.0
        Mar 31, 2023 to Dec 26, 2023
      • Employees · 11 to 15
        Mar 31, 2023 to Dec 26, 2023
      • Other offices · 1 to 0
        Mar 31, 2023 to Dec 26, 2023
      • Discretionary RAUM · unset to 378358622.0
        Mar 31, 2023 to Dec 26, 2023
      • Non-discretionary RAUM · unset to 0.0
        Mar 31, 2023 to Dec 26, 2023
      • Pooled vehicle RAUM · unset to 378358622.0
        Mar 31, 2023 to Dec 26, 2023
      • RAUM · unset to 378358622.0
        Mar 31, 2023 to Dec 26, 2023
      • Advisory employees · 3 to 4
        Oct 31, 2022 to Mar 31, 2023
      • Employees · 13 to 11
        Oct 31, 2022 to Mar 31, 2023
      • Other offices · 0 to 1
        Oct 31, 2022 to Mar 31, 2023
      • Advisory employees · 5 to 3
        May 14, 2021 to Mar 28, 2022
      • Employees · 11 to 13
        May 14, 2021 to Mar 28, 2022
      Signals
      3 dated events
      • L••••••• P••••••• ••• L•••••• no longer on the SEC adviser roster (last listed 2025-01-02, RAUM $384.1M)
        Feb 3, 2025 · Left the SEC roster · derived
      • Seif Mohamed El Nasr (Director) no longer on Schedule A of L••••••• P••••••• ••• L•••••• (listed 2023-12-26, absent 2024-03-28)
        Mar 28, 2024 · Control person left · inference
      • L••••••• P••••••• ••• L•••••• filed its initial SEC registration (Form ADV)
        May 14, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026