DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• M••••••••• L•
Latest filing Mar 30, 2026
First filing on the tape Jun 30, 2022 · 11 filings
SEC status approved since Aug 3, 2022
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
10 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$1.3B as of Mar 30, 2026
Mar 31, 2023$475M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20230 then
Employees (5.A)16 as of Mar 30, 2026
Mar 31, 202312 then
Private funds: no history
RAUM +20% over the last fiscal year+39% a year over threeIARs 0 to 0offices 3 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $254MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••• F••• I• L•no longer reported | Real Estate Fund | $494M | 16 | Jul 1, 2021 |
Owners and control persons
Schedule A and B, latest filing
- F•••••• J••••••• R••• · Managing Director And Chief Financial Officercontrolsince 10/2020 · owns less than 5%
- G••••••••• K••••••• A•••••••• · General Counsel And Chief Compliance Officercontrolsince 04/2023 · owns less than 5%
- P••••••• R•••• H••• · Managing Director Operationscontrolsince 10/2020 · owns less than 5%
- T••••••••• S••••••• S••••• · Founding Partnercontrolsince 10/2020 · owns less than 5%
- Y•••• L•••••• C••• · Founding Partnercontrolsince 10/2020 · owns less than 5%
- T••••••••• S••••• · Trusteecontrolsince 10/2020 · owns F of S•• I••••••••• T••••
- T••••••••• S••••••• S••••• · Ownercontrolsince 10/2020 · owns 50% to 75% of S•••• H••••••• L••
- Y•••• L•••••• C••• · Ownercontrolsince 10/2020 · owns 50% to 75% of S••• H••••••• L••
Entity owners
- S••••••• H••••••• L•• · Ownerdirect · owns 75% or more
- S••••••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
- S••• H••••••• L•• · Ownerindirect · owns 50% to 75% of S••••••• H••••••• L••
- S•• I••••••••• T•••• · Ownerindirect · owns 50% to 75% of S•••• H••••••• L••
- S•••• H••••••• L•• · Ownerindirect · owns 50% to 75% of S••••••• H••••••• L••
Related persons
Schedule D 7.A
- S••••••• F••• I• G• L••bankpooled vehicle sponsory
- S••••••• F••• I• G• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Advisory employees · 12 to 10Feb 25, 2026 to Mar 30, 2026
- Discretionary RAUM · $1.1B to $1.3BFeb 25, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $1.1B to $1.3BFeb 25, 2026 to Mar 30, 2026
- RAUM · $1.1B to $1.3BFeb 25, 2026 to Mar 30, 2026
- Advisory employees · 11 to 12Nov 19, 2025 to Feb 25, 2026
- Employees · 14 to 16Nov 19, 2025 to Feb 25, 2026
- Other offices · 3 to 2Nov 19, 2025 to Feb 25, 2026
- Accounts · 4 to 5Feb 4, 2025 to Mar 21, 2025
- Advisory employees · 10 to 11Feb 4, 2025 to Mar 21, 2025
- Pooled vehicle clients · 4 to 5Feb 4, 2025 to Mar 21, 2025
- Financial planning clients · unset to Feb 4, 2025 to Mar 21, 2025
- Discretionary RAUM · $722M to $1.1BFeb 4, 2025 to Mar 21, 2025
- Pooled vehicle RAUM · $722M to $1.1BFeb 4, 2025 to Mar 21, 2025
- RAUM · $722M to $1.1BFeb 4, 2025 to Mar 21, 2025
- Accounts · 3 to 4Mar 28, 2024 to May 20, 2024
- Pooled vehicle clients · 3 to 4Mar 28, 2024 to May 20, 2024
- Discretionary RAUM · $571M to $722MMar 28, 2024 to May 20, 2024
- Pooled vehicle RAUM · $571M to $722MMar 28, 2024 to May 20, 2024
- RAUM · $571M to $722MMar 28, 2024 to May 20, 2024
- Accounts · 2 to 3May 24, 2023 to Mar 28, 2024
- Advisory employees · 9 to 10May 24, 2023 to Mar 28, 2024
- Pooled vehicle clients · 2 to 3May 24, 2023 to Mar 28, 2024
- Employees · 12 to 14May 24, 2023 to Mar 28, 2024
- Discretionary RAUM · $475M to $571MMay 24, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $475M to $571MMay 24, 2023 to Mar 28, 2024
- RAUM · $475M to $571MMay 24, 2023 to Mar 28, 2024
- Other offices · 2 to 3Mar 31, 2023 to May 24, 2023
- Accounts · 1 to 2Dec 14, 2022 to Mar 31, 2023
- Advisory employees · 8 to 9Dec 14, 2022 to Mar 31, 2023
- Pooled vehicle clients · 1 to 2Dec 14, 2022 to Mar 31, 2023
- Employees · 10 to 12Dec 14, 2022 to Mar 31, 2023
- Other offices · 0 to 2Dec 14, 2022 to Mar 31, 2023
- Discretionary RAUM · $495M to $475MDec 14, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $495M to $475MDec 14, 2022 to Mar 31, 2023
- RAUM · $495M to $475MDec 14, 2022 to Mar 31, 2023
Signals
4 dated events
- S••••••• M••••••••• L• reported RAUM $1.1B, up 47% from $721.8M (2025-02-04 to 2025-03-21)Mar 21, 2025 · RAUM change · derived
- S••••••• M••••••••• L• reported RAUM $721.8M, up 27% from $570.6M (2024-03-28 to 2024-05-20)May 20, 2024 · RAUM change · derived
- A•••••••• K•••••• G••••••••• (General Counsel And Chief Compliance Officer) appeared on Schedule A of S••••••• M••••••••• L•May 24, 2023 · Control person joined · fact
- S••••••• M••••••••• L• filed its initial SEC registration (Form ADV)Jun 30, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••••• M••••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- sagehallpartners.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 917-671-9690reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
S••••••• M••••••••• L• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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