DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••••• C••••••
Legal name K••••••• C•••••• M••••••••• L•
Latest filing Mar 13, 2026
First filing on the tape May 27, 2021 · 7 filings
SEC status approved since Jun 29, 2021
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
32
28 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$1.6B as of Mar 13, 2026
Mar 31, 2022$424M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 13, 2026
Mar 31, 20220 then
Employees (5.A)32 as of Mar 13, 2026
Mar 31, 202219 then
Private funds4 as of Mar 13, 2026
Mar 31, 20222 then
RAUM +21% over the last fiscal year+47% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $388MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••••••• C•••••• F••• I••• L• | Private Equity Fund | $479M | 82 | Mar 27, 2024 |
| K••••••• C•••••• F••• I•• L• | Private Equity Fund | $476M | 70 | May 27, 2021 |
| K••••••• C•••••• F••• I••••• L• | Private Equity Fund | $151M | 15 | Mar 27, 2024 |
| K••••••• C•••••• F••• I•••• L• | Private Equity Fund | $57.6M | 3 | May 27, 2021 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• K•••• P••• · Trustee Of The K••• P• D••••• T•••• D•••• 2••••••controlsince 02/1983 · owns 25% to 50%
- G•••••••• S••••• L•••••• · Limited Partner; Managing Partnercontrolsince 02/2021 · owns 25% to 50%
- P••••• K••••• E•••••••• · Chief Financial Officercontrolsince 11/2023 · owns less than 5%
- D•••••• K•••• P••• · Membercontrolsince 02/2021 · owns 50% to 75% of K••••••• C•••••• M••••••••• G•• L••
- G•••••••• S••••• L•••••• · Membercontrolsince 02/2021 · owns 50% to 75% of K••••••• C•••••• M••••••••• G•• L••
Entity owners
- K••• P• D••••• T•••• D•••• 2•••••• · Limited Partnerdirect · owns 25% to 50%
- K••••••• C•••••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- K••••••• C•••••• G• I•• L•pooled vehicle sponsorn
- K••••••• C•••••• G• I••• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 24 to 28Mar 17, 2025 to Mar 13, 2026
- Employees · 28 to 32Mar 17, 2025 to Mar 13, 2026
- Discretionary RAUM · $1.3B to $1.6BMar 17, 2025 to Mar 13, 2026
- Pooled vehicle RAUM · $1.3B to $1.6BMar 17, 2025 to Mar 13, 2026
- RAUM · $1.3B to $1.6BMar 17, 2025 to Mar 13, 2026
- Advisory employees · 20 to 24Mar 27, 2024 to Mar 17, 2025
- Employees · 24 to 28Mar 27, 2024 to Mar 17, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 17, 2025
- Discretionary RAUM · $1.2B to $1.3BMar 27, 2024 to Mar 17, 2025
- Pooled vehicle RAUM · $1.2B to $1.3BMar 27, 2024 to Mar 17, 2025
- RAUM · $1.2B to $1.3BMar 27, 2024 to Mar 17, 2025
- Accounts · 2 to 4May 22, 2023 to Mar 27, 2024
- Advisory employees · 21 to 20May 22, 2023 to Mar 27, 2024
- Pooled vehicle clients · 2 to 4May 22, 2023 to Mar 27, 2024
- Private funds · 2 to 4May 22, 2023 to Mar 27, 2024
- Discretionary RAUM · $486M to $1.2BMay 22, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $486M to $1.2BMay 22, 2023 to Mar 27, 2024
- RAUM · $486M to $1.2BMay 22, 2023 to Mar 27, 2024
- Advisory employees · 16 to 21Mar 31, 2022 to Mar 31, 2023
- Employees · 19 to 24Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $424M to $486MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $424M to $486MMar 31, 2022 to Mar 31, 2023
- RAUM · $424M to $486MMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $420M to $424MMay 27, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $420M to $424MMay 27, 2021 to Mar 31, 2022
- RAUM · $420M to $424MMay 27, 2021 to Mar 31, 2022
Signals
8 dated events
- K••••••• C•••••• reported RAUM $1.2B, up 140% from $485.8M (2023-05-22 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Anthony David Greer (Chief Compliance Officer, Managing Director) no longer on Schedule A of K••••••• C•••••• (listed 2023-05-22, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Christopher Andrew Wehr (Chief Financial Officer) no longer on Schedule A of K••••••• C•••••• (listed 2023-05-22, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Elizabeth Katie Perry (Chief Financial Officer) appeared on Schedule A of K••••••• C••••••Mar 27, 2024 · Control person joined · fact
- Christopher Brian Chung (Chief Financial Officer, Managing Director) no longer on Schedule A of K••••••• C•••••• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Christopher Andrew Wehr (Chief Financial Officer) appeared on Schedule A of K••••••• C••••••Mar 31, 2023 · Control person joined · fact
- Anthony David Greer (Chief Compliance Officer, Managing Director) appeared on Schedule A of K••••••• C••••••Mar 31, 2022 · Control person joined · fact
- K••••••• C•••••• filed its initial SEC registration (Form ADV)May 27, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K••••••• C•••••• · Independent Sponsorsshared crd · capital_provider
- K••••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/keystonecapitalmanagementlpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- k•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-219-7900reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026