DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

F•••••• C•••••• A•••••••

Former SEC-registered adviserCRD 314892SEC 801-121973IAPD
Legal name F•••••• C•••••• A•••••••• L••
Latest filing Dec 17, 2021
First filing on the tape Jun 30, 2021 · 8 filings
RAUM
$35.3M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
86%
$30.5M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$17.6M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$35.3M as of Dec 17, 2021
Jun 30, 2021$0 then
HNW client RAUM$27.5M as of Dec 17, 2021
Oct 26, 2021$27.5M then
State-registered IARs (5.B.3)2 as of Dec 17, 2021
Jun 30, 20212 then
Employees (5.A)2 as of Dec 17, 2021
Jun 30, 20212 then
Private funds: no history
Practice profile
derived from the filing of Dec 17, 2021; every figure names its basis
RAUM per advisor
$17.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
15derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.6MderivedHNW RAUM over HNW clients
Average account
$282,388derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program
$28.2MreportedItem 5.I
Custody
$804,897, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$27.5M78%
  • Pension and profit-sharing plans$4.8M14%
  • Individuals$3.0M8.4%
Individual clients
12reported
HNW clients
17reported
Pension plan clients
3reported
Charitable clients
n/areported
Accounts
125reported
Financial planning clients
0reported
Wrap fee programs
$28.2M sponsored, $2.9M managedreported
Custody of client assets
$804,897 for 3 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
S•••• P•••••• M••••Newport Beach, CaJul 30, 202111 y1
R••••• J• M•••••••Newport Beach, CaApr 2, 202416 y3
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • M•••••••• R•••••• J• · Managing Partnercontrol
        since 07/2021 · owns 50% to 75%
      • M••••• S••••• P•••••• · Managing Partner And Chief Compliance Officercontrol
        since 07/2021 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Newport Beach, Ca200
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 125
        Sep 17, 2021 to Oct 26, 2021
      • HNW clients · unset to 17.0
        Sep 17, 2021 to Oct 26, 2021
      • Individual clients · unset to 12.0
        Sep 17, 2021 to Oct 26, 2021
      • Pension plan clients · unset to 3.0
        Sep 17, 2021 to Oct 26, 2021
      • Assets in custody · unset to 804897.0
        Sep 17, 2021 to Oct 26, 2021
      • Custody of client assets · false to true
        Sep 17, 2021 to Oct 26, 2021
      • HNW RAUM · unset to 27511823.0
        Sep 17, 2021 to Oct 26, 2021
      • Individual RAUM · unset to 2952920.0
        Sep 17, 2021 to Oct 26, 2021
      • Non-discretionary RAUM · $0 to $35.3M
        Sep 17, 2021 to Oct 26, 2021
      • Pension RAUM · unset to 4833720.0
        Sep 17, 2021 to Oct 26, 2021
      • RAUM · $0 to $35.3M
        Sep 17, 2021 to Oct 26, 2021
      • Wrap assets (manager) · $0 to $2.9M
        Sep 17, 2021 to Oct 26, 2021
      • Wrap assets (sponsor) · $0 to $28.2M
        Sep 17, 2021 to Oct 26, 2021
      Signals
      1 dated events
      • F•••••• C•••••• A••••••• filed its initial SEC registration (Form ADV)
        Jun 30, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/fairway-capital-advisors-llcreportedpublic record, Form ADV, Sep 19, 2026
      Website
      fairwaycapadvisors.comreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $17.6Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026