DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Uncommon Equity LLC

Asset manager (funds and pooled vehicles)Chicago, IllinoisCRD 314936SEC 801-130777websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Jun 26, 2024 · 4 filings
SEC status approved since Jul 26, 2024
RAUM
$199M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$199M as of Mar 31, 2026
Mar 31, 2025$223M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20250 then
Employees (5.A)8 as of Mar 31, 2026
Mar 31, 20258 then
Private funds11 as of Mar 31, 2026
Mar 31, 202510 then
RAUM -11% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$18.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-11%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$857,661, 11 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$199M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
11reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$857,661 for 11 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      13 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Four Eleven Partners, LLCPrivate Equity Fund$178M30Jul 8, 2021
      Giant Steps Partners, LLCPrivate Equity Fund$34.9M30Jul 8, 2021
      Lola & Mango Holdings, LLCPrivate Equity Fund$26.8M8Jul 8, 2021
      City Capital Restoration Partners LLCPrivate Equity Fund$15.4M15Mar 28, 2024
      205 Bbq Group, LLCPrivate Equity Fund$14.0M1Jul 8, 2021
      Crh Whisha LLCPrivate Equity Fund$5.9M25Apr 3, 2023
      Diedrich Holdings, LLCPrivate Equity Fund$5.7M21Jul 8, 2021
      Wasatch Safe & Security Partners, LLCPrivate Equity Fund$5.3M17Jul 8, 2021
      Blue Ridge Iaq LLCPrivate Equity Fund$266,9064Jul 8, 2021
      Matt'S Cookie Company Holdings, LLCPrivate Equity Fund$203,64914Mar 28, 2024
      Ccv Mcc Investor II, LLCno longer reportedPrivate Equity Fund$06Jul 8, 2021
      Ccv Mcc Investor, LLCno longer reportedPrivate Equity Fund$08Jul 8, 2021
      3rd Rock Gaming Holdings, LLCno longer reportedPrivate Equity Fund$016Jul 8, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • Jordan Daniel Kipp · Managing Partnercontrol
        since 04/2015 · owns 75% or more
      • Katzen Abigail Mooney · Chief Compliance Officercontrol
        since 06/2024 · owns less than 5%
      • Allen Tibshrany · Managing Director And Co-Foundercontrol
        since 04/2015 · owns less than 5%
      • Mark Holroyd · Managing Director, Chief Financial Officer And Transaction Partner
        since 09/2018 · owns less than 5%
      Related persons
      Schedule D 7.A
      • Caldera River Holdings LLC
        pooled vehicle sponsory
      • Ccv Servpro Manager, LLC
        pooled vehicle sponsory
      • City Capital Partners, LLC
        pooled vehicle sponsory
      • Gwn Gp I, LLC
        pooled vehicle sponsory
      • Take 5 Gp, LLC
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 10 to 11
        Mar 31, 2025 to Mar 31, 2026
      • Business name · CITY CAPITAL VENTURES, LLC to UNCOMMON EQUITY LLC
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 10 to 11
        Mar 31, 2025 to Mar 31, 2026
      • Assets in custody · $841,500 to $857,661
        Mar 31, 2025 to Mar 31, 2026
      • Legal name · CITY CAPITAL VENTURES, LLC to UNCOMMON EQUITY LLC
        Mar 31, 2025 to Mar 31, 2026
      • Private funds · 10 to 11
        Mar 31, 2025 to Mar 31, 2026
      • Discretionary RAUM · $223M to $199M
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $223M to $199M
        Mar 31, 2025 to Mar 31, 2026
      • RAUM · $223M to $199M
        Mar 31, 2025 to Mar 31, 2026
      • Assets in custody · unset to 841500.0
        Dec 13, 2024 to Mar 31, 2025
      • Custody of client assets · false to true
        Dec 13, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Dec 13, 2024 to Mar 31, 2025
      • Discretionary RAUM · $286M to $223M
        Dec 13, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $286M to $223M
        Dec 13, 2024 to Mar 31, 2025
      • RAUM · $286M to $223M
        Dec 13, 2024 to Mar 31, 2025
      • Private funds · 20 to 10
        Jun 26, 2024 to Dec 13, 2024
      Signals
      1 dated events
      • City Capital Ventures, Llc filed its initial SEC registration (Form ADV)
        Jun 26, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/uncommonequityllcreportedpublic record, Form ADV, Sep 17, 2026
      Website
      uncommonequity.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      312-546-8140reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026