DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Oc Investment Management LP
Latest filing May 15, 2026
First filing on the tape Jun 10, 2021 · 14 filings
SEC status approved since Jul 12, 2021
RAUM
$76B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$76B as of May 15, 2026
Mar 30, 2022$13B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 15, 2026
Mar 30, 20220 then
Employees (5.A)15 as of May 15, 2026
Mar 30, 20224 then
Private funds1 as of May 15, 2026
Mar 31, 20251 then
RAUM +142% over the last fiscal year+47% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $19BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +107%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $661M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$76B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $661M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ocim Master Fund Limited | Hedge Fund | $314M | 4 | Dec 5, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Gregorio Ivan Ortiz · Chief Executive Officer And Limited Partnercontrolsince 05/2021 · owns 75% or more
- George Gary Tynes · Chief Compliance Officer & Chief Financial Officercontrolsince 12/2024 · owns less than 5%
- Solange Maria De La Rocha · Membercontrolsince 05/2021 · owns 25% to 50% of Oc Im Gp LLC
- Gregorio Ivan Ortiz · Membercontrolsince 05/2021 · owns 50% to 75% of Oc Im Gp LLC
Entity owners
- Oc Im Gp LLC · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Ocim Fund Gp LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $31,387,087,244 to $64,980,587,746 (+107.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +15.0% (471 comparable advisers, 97.0th percentile of changes)peers: asset managers, $20B and over (471) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 2 to 4Mar 31, 2026 to May 15, 2026
- Pooled vehicle clients · 2 to 4Mar 31, 2026 to May 15, 2026
- Discretionary RAUM · $65B to $76BMar 31, 2026 to May 15, 2026
- Pooled vehicle RAUM · $65B to $76BMar 31, 2026 to May 15, 2026
- RAUM · $65B to $76BMar 31, 2026 to May 15, 2026
- Assets in custody · $360M to $661MMar 31, 2025 to Mar 31, 2026
- Employees · 12 to 15Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $31B to $65BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $31B to $65BMar 31, 2025 to Mar 31, 2026
- RAUM · $31B to $65BMar 31, 2025 to Mar 31, 2026
- Related bank · true to falseMar 31, 2025 to Mar 31, 2026
- Accounts · 1 to 2Dec 5, 2024 to Mar 31, 2025
- Pooled vehicle clients · 1 to 2Dec 5, 2024 to Mar 31, 2025
- Assets in custody · $314M to $360MDec 5, 2024 to Mar 31, 2025
- Employees · 9 to 12Dec 5, 2024 to Mar 31, 2025
- Financial planning clients · unset to Dec 5, 2024 to Mar 31, 2025
- Discretionary RAUM · $23B to $31BDec 5, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $23B to $31BDec 5, 2024 to Mar 31, 2025
- RAUM · $23B to $31BDec 5, 2024 to Mar 31, 2025
- Related bank · false to trueDec 5, 2024 to Mar 31, 2025
- Assets in custody · unset to 314000000.0Oct 10, 2024 to Dec 5, 2024
- Custody of client assets · false to trueOct 10, 2024 to Dec 5, 2024
- Private funds · unset to 1Oct 10, 2024 to Dec 5, 2024
- Discretionary RAUM · $29B to $23BMar 22, 2024 to May 30, 2024
- Pooled vehicle RAUM · $29B to $23BMar 22, 2024 to May 30, 2024
- RAUM · $29B to $23BMar 22, 2024 to May 30, 2024
- Employees · 6 to 9Mar 31, 2023 to Mar 22, 2024
- Discretionary RAUM · $24B to $29BMar 31, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $24B to $29BMar 31, 2023 to Mar 22, 2024
- RAUM · $24B to $29BMar 31, 2023 to Mar 22, 2024
- Employees · 4 to 6Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $13B to $24BMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $13B to $24BMar 30, 2022 to Mar 31, 2023
- RAUM · $13B to $24BMar 30, 2022 to Mar 31, 2023
- Employees · 3 to 4Nov 9, 2021 to Mar 30, 2022
- Discretionary RAUM · $100M to $13BNov 9, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $100M to $13BNov 9, 2021 to Mar 30, 2022
- RAUM · $100M to $13BNov 9, 2021 to Mar 30, 2022
- Advisory employees · 2 to 3Jun 11, 2021 to Nov 9, 2021
- Employees · 2 to 3Jun 11, 2021 to Nov 9, 2021
Signals
11 dated events
- Oc Investment Management Lp reported RAUM $65.0B, up 107% from $31.4B (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Oc Investment Management Lp reported RAUM $31.4B, up 37% from $22.9B (2024-12-05 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- P Dominic Hood (Chief Compliance Officer) no longer on Schedule A of Oc Investment Management Lp (listed 2024-10-10, absent 2024-12-05)Dec 5, 2024 · Control person left · inference
- George Gary Tynes (Chief Compliance Officer & Chief Financial Officer) appeared on Schedule A of Oc Investment Management LpDec 5, 2024 · Control person joined · fact
- Dominic Hood (Chief Compliance Officer) appeared on Schedule A of Oc Investment Management LpOct 8, 2024 · Control person joined · fact
- William F Vozzolo (Chief Compliance Officer) no longer on Schedule A of Oc Investment Management Lp (listed 2024-05-30, absent 2024-10-08)Oct 8, 2024 · Control person left · inference
- William F Vozzolo (Chief Compliance Officer) appeared on Schedule A of Oc Investment Management LpMar 31, 2023 · Control person joined · fact
- Oc Investment Management Lp reported RAUM $23.8B, up 88% from $12.6B (2022-03-30 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- I. Alex De Bie (Chief Compliance Officer) no longer on Schedule A of Oc Investment Management Lp (listed 2022-03-30, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Oc Investment Management Lp reported RAUM $12.6B, up 12546% from $100.0M (2021-11-09 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Oc Investment Management Lp filed its initial SEC registration (Form ADV)Jun 10, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/oc-investment-management-lpreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- +1 305 813-0610reportedpublic record, Form ADV, May 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026