DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••• C•••••• M••••••••• L••
Latest filing Jul 27, 2026
First filing on the tape Mar 11, 2022 · 16 filings
SEC status approved since Apr 11, 2022
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
57
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$1.9B as of Jul 27, 2026
Mar 24, 2023$309M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 27, 2026
Mar 24, 20230 then
Employees (5.A)19 as of Jul 27, 2026
Mar 24, 20234 then
Private funds57 as of Jul 27, 2026
Mar 24, 202329 then
RAUM +212% over the last fiscal year+82% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Jul 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $32.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +273%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 57reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
33 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• C•••••• P•••••• T••••••••• I• L• | P•••••• Equity Fund | $141M | 137 | Mar 11, 2022 |
| G••••• C•••••• F••• I• L• | P•••••• Equity Fund | $40.7M | 79 | Jun 4, 2021 |
| G••••• C•••••• S••••••••• O••••••••• F••• L• | P•••••• Equity Fund | $26.2M | 19 | Mar 27, 2024 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $19.3M | 14 | Mar 27, 2024 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $15.9M | 31 | Jun 4, 2021 |
| G••••• C•••••• 2•• | P•••••• Equity Fund | $15.6M | 25 | Mar 27, 2024 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $10.7M | 12 | Jun 4, 2021 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $10.5M | 39 | Jun 4, 2021 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $10.4M | 25 | Mar 27, 2024 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $9.5M | 2 | Mar 11, 2022 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $8.0M | 1 | Mar 11, 2022 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $7.3M | 32 | Mar 11, 2022 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $6.8M | 7 | Mar 11, 2022 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $5.6M | 51 | Jun 4, 2021 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $5.5M | 21 | Jun 4, 2021 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $4.9M | 8 | Jun 4, 2021 |
| G••••• C•••••• 2•• | P•••••• Equity Fund | $4.7M | 2 | Mar 24, 2023 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $4.3M | 1 | Mar 24, 2023 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $4.0M | 2 | Mar 11, 2022 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $3.8M | 3 | Jun 4, 2021 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $3.6M | 3 | Mar 11, 2022 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $3.0M | 18 | Mar 11, 2022 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $2.3M | 5 | Mar 11, 2022 |
| G••••• C•••••• 2••• L•• | P•••••• Equity Fund | $1.4M | 1 | Mar 24, 2023 |
| G••••• C•••••• 2••• L•• | P•••••• Equity Fund | $1.2M | 3 | Mar 11, 2022 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $1.1M | 3 | Jun 4, 2021 |
| G••••• C•••••• 2••• L•• | P•••••• Equity Fund | $1.0M | 4 | Mar 11, 2022 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $920,685 | 3 | Jun 4, 2021 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $473,188 | 2 | Mar 11, 2022 |
| G••••• C•••••• 2••• L•• | P•••••• Equity Fund | $280,948 | 2 | Mar 11, 2022 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $265,000 | 3 | Mar 11, 2022 |
| G••••• C•••••• 2••• L•• | P•••••• Equity Fund | $252,537 | 3 | Mar 11, 2022 |
| G••••• C•••••• 2•• L•• | P•••••• Equity Fund | $0 | 1 | Mar 11, 2022 |
Owners and control persons
Schedule A and B, latest filing
- H•••••• R•••••• J••• · Managercontrolsince 12/2020 · owns 75% or more
- L••••• N•••••••• J••• L•• · Managercontrolsince 12/2021 · owns 25% to 50%
- T••••••••• J•••••••• · Chief Compliance Officercontrolsince 04/2022 · owns less than 5%
Related persons
Schedule D 7.A
- G••••• C•••••• G• I• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- many p•••••• funds relative to firm sizeStatic outlier · filing Jul 27, 2026p•••••• funds per $1B of RAUM of 30.7 against a peer median of 4.3 (953 comparable advisers, 99.0th percentile, 8.5 robust deviations)peers: asset managers, $1B to $5B (953) · 99% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $596,718,062 to $2,224,713,890 (+273.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 99.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 99% percentile
What changed
consecutive filings, newest first
- Discretionary RAUM · $2.2B to $1.9BMar 31, 2026 to May 29, 2026
- Pooled vehicle RAUM · $2.2B to $1.9BMar 31, 2026 to May 29, 2026
- RAUM · $2.2B to $1.9BMar 31, 2026 to May 29, 2026
- Accounts · 43 to 57Dec 19, 2025 to Mar 31, 2026
- Advisory employees · 3 to 7Dec 19, 2025 to Mar 31, 2026
- Pooled vehicle clients · 43 to 57Dec 19, 2025 to Mar 31, 2026
- Assets in custody · $597M to $0Dec 19, 2025 to Mar 31, 2026
- Custody of client assets · true to falseDec 19, 2025 to Mar 31, 2026
- Employees · 8 to 19Dec 19, 2025 to Mar 31, 2026
- HQ city · WEST PALM BEACH to Dec 19, 2025 to Mar 31, 2026
- HQ state · FL to Dec 19, 2025 to Mar 31, 2026
- Other offices · 0 to 1Dec 19, 2025 to Mar 31, 2026
- p•••••• fund count · 43 to 57Dec 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $597M to $2.2BDec 19, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $597M to $2.2BDec 19, 2025 to Mar 31, 2026
- RAUM · $597M to $2.2BDec 19, 2025 to Mar 31, 2026
- Accounts · 33 to 43Aug 26, 2024 to Mar 26, 2025
- Pooled vehicle clients · 33 to 43Aug 26, 2024 to Mar 26, 2025
- Assets in custody · $370M to $597MAug 26, 2024 to Mar 26, 2025
- Employees · 5 to 8Aug 26, 2024 to Mar 26, 2025
- Financial planning clients · unset to Aug 26, 2024 to Mar 26, 2025
- p•••••• fund count · 33 to 43Aug 26, 2024 to Mar 26, 2025
- Discretionary RAUM · $370M to $597MAug 26, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $370M to $597MAug 26, 2024 to Mar 26, 2025
- RAUM · $370M to $597MAug 26, 2024 to Mar 26, 2025
- Accounts · 29 to 33Apr 28, 2023 to Mar 27, 2024
- Advisory employees · 2 to 3Apr 28, 2023 to Mar 27, 2024
- Pooled vehicle clients · 29 to 33Apr 28, 2023 to Mar 27, 2024
- Assets in custody · $309M to $370MApr 28, 2023 to Mar 27, 2024
- Employees · 4 to 5Apr 28, 2023 to Mar 27, 2024
- HQ city · unset to WEST PALM BEACHApr 28, 2023 to Mar 27, 2024
- HQ state · unset to FLApr 28, 2023 to Mar 27, 2024
- p•••••• fund count · 29 to 33Apr 28, 2023 to Mar 27, 2024
- Discretionary RAUM · $309M to $370MApr 28, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $309M to $370MApr 28, 2023 to Mar 27, 2024
- RAUM · $309M to $370MApr 28, 2023 to Mar 27, 2024
- Accounts · 26 to 29Sep 28, 2022 to Mar 24, 2023
- Pooled vehicle clients · 26 to 29Sep 28, 2022 to Mar 24, 2023
- Assets in custody · $119M to $309MSep 28, 2022 to Mar 24, 2023
- Employees · 2 to 4Sep 28, 2022 to Mar 24, 2023
Signals
7 dated events
- G••••• C•••••• M••••••••• L•• reported RAUM $2.2B, up 273% from $596.7M (2025-12-19 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- G••••• C•••••• M••••••••• L•• reported RAUM $596.7M, up 61% from $370.4M (2024-08-26 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- J•••• B••••••• O••••••• (Manager) no longer on Schedule A of G••••• C•••••• M••••••••• L•• (listed 2024-04-19, absent 2024-08-26)Aug 26, 2024 · Control person left · inference
- J••• Leo N••••••• L•••• (Manager) appeared on Schedule A of G••••• C•••••• M••••••••• L••Mar 27, 2024 · Control person joined · fact
- J•••• B••••••• O••••••• (Manager) appeared on Schedule A of G••••• C•••••• M••••••••• L••Mar 27, 2024 · Control person joined · fact
- J•••••••• T•••••••• (Chief Compliance Officer) appeared on Schedule A of G••••• C•••••• M••••••••• L••May 11, 2022 · Control person joined · fact
- G••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 11, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/goanna-capital/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- goannacapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 551-800-2775reportedpublic record, Form ADV, Jul 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026