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SEC-registered adviser

S••••••• C•••••• A•••••••• L••

Asset manager (funds and pooled vehicles)Atlanta, GeorgiaCRD 314979SEC 801-128009websiteIAPD
Latest filing Apr 27, 2026
First filing on the tape Apr 19, 2023 · 7 filings
SEC status approved since May 19, 2023
RAUM
$109M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$109M as of Apr 27, 2026
Mar 11, 2024$108M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 27, 2026
Mar 11, 20240 then
Employees (5.A)1 as of Apr 27, 2026
Mar 11, 20241 then
Private funds: no history
RAUM -2.7% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$109MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-2.7%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$109M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••••• E•••• M•••••• · Principalcontrol
        since 05/2021 · owns 25% to 50%
      • B••••• C••••••• C••••• · Chief Compliance Officercontrol
        since 04/2023 · owns less than 5%
      • K••••• D•••• · Principalcontrol
        since 05/2021 · owns 25% to 50%
      • S••••• B••••• P•••••• · Chief Executive Officercontrol
        since 05/2021 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $112M to $109M
        Oct 20, 2025 to Mar 4, 2026
      • RAUM · $112M to $109M
        Oct 20, 2025 to Mar 4, 2026
      • Financial planning clients · unset to
        Mar 11, 2024 to Mar 4, 2025
      • Discretionary RAUM · $108M to $112M
        Mar 11, 2024 to Mar 4, 2025
      • RAUM · $108M to $112M
        Mar 11, 2024 to Mar 4, 2025
      • Discretionary RAUM · $112M to $108M
        Jul 20, 2023 to Mar 11, 2024
      • RAUM · $112M to $108M
        Jul 20, 2023 to Mar 11, 2024
      • Accounts · 0 to 1
        Apr 19, 2023 to Jul 20, 2023
      • Discretionary RAUM · $0 to $112M
        Apr 19, 2023 to Jul 20, 2023
      • RAUM · $0 to $112M
        Apr 19, 2023 to Jul 20, 2023
      Signals
      1 dated events
      • S••••••• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
        Apr 19, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      s•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      844-385-1050reportedpublic record, Form ADV, Apr 27, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026