DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• F••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jan 3, 2023 · 5 filings
SEC status approved since Feb 2, 2023
RAUM
$4.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
60
35 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
16
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$4.6B as of Mar 31, 2026
Mar 28, 2024$4.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20240 then
Employees (5.A)60 as of Mar 31, 2026
Mar 28, 202460 then
Private funds16 as of Mar 31, 2026
Mar 28, 202416 then
RAUM -4.5% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $286MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.6B, 16 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.6B for 16 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•• H••••••••• F••• I• L• | Real Estate Fund | $999M | 57 | Jan 3, 2023 |
| M•• H••••••••• F••• L• | Real Estate Fund | $597M | 200 | Jan 3, 2023 |
| M•• T•••• L•• | Real Estate Fund | $494M | 61 | Jan 3, 2023 |
| T•• F••••• C••••• O•••• L•• | Real Estate Fund | $439M | 65 | Jan 3, 2023 |
| M•• O••••••••• F••• I• L• | Real Estate Fund | $347M | 28 | Jan 3, 2023 |
| M•• H••••••••• F••• I• | Real Estate Fund | $310M | 42 | Mar 28, 2024 |
| M•• T•••• 2• L•• | Real Estate Fund | $227M | 36 | Jan 3, 2023 |
| M•• T•••• 3• L•• | Real Estate Fund | $164M | 38 | Jan 3, 2023 |
| M••••• C••••••• L• | Real Estate Fund | $108M | 1 | Jan 3, 2023 |
| M•• S•• H••••••• L• | Private Equity Fund | $70.5M | 62 | Jan 3, 2023 |
| M•• H••• L••• L•• | Real Estate Fund | $43.1M | 26 | Jan 3, 2023 |
| M•• N••••• A•••••• P••••••• L•• | Real Estate Fund | $43.1M | 93 | Jan 3, 2023 |
| M••••• S•••• C••••••• L• | Real Estate Fund | $29.0M | 54 | Jan 3, 2023 |
| M•• F•• L•• | Real Estate Fund | $24.6M | 23 | Jan 3, 2023 |
| M•• H••••••••• F••• I• Q• L• | Real Estate Fund | $17.0M | 76 | Mar 28, 2024 |
| M•• G••••••• P••• H•••• C••••••• L• | Real Estate Fund | $0 | 0 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- L••••• N•••••• J•••• · General Counsel, Chief Compliance Officercontrolsince 04/2019 · owns less than 5%
- M••••• R••••••• T•••• · Chief Executive Officercontrolsince 05/2017 · owns 75% or more
- W••••• W••••••• N••••• · Chief Financial Officercontrolsince 01/2022 · owns less than 5%
Related persons
Schedule D 7.A
- M•• H••••••••• F••• G• L••pooled vehicle sponsorn
- M•• H••••••••• F••• I• G• L••pooled vehicle sponsorn
- M•• H••••••••• F••• I• G• L••pooled vehicle sponsorn
- M•• O••••••••• F••• I• G• L••pooled vehicle sponsorn
- M•• S•• H••••••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY20 employees
- Glenview, IL
What changed
consecutive filings, newest first
- Assets in custody · $4.8B to $4.6BMar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.8B to $4.6BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $4.8B to $4.6BMar 28, 2025 to Mar 31, 2026
- RAUM · $4.8B to $4.6BMar 28, 2025 to Mar 31, 2026
- Advisory employees · 31 to 35Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $4.3B to $4.8BMar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $4.3B to $4.8BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $4.3B to $4.8BMar 28, 2024 to Mar 28, 2025
- RAUM · $4.3B to $4.8BMar 28, 2024 to Mar 28, 2025
- Accounts · 14 to 16Jan 12, 2023 to Mar 28, 2024
- Advisory employees · 35 to 31Jan 12, 2023 to Mar 28, 2024
- Pooled vehicle clients · 14 to 16Jan 12, 2023 to Mar 28, 2024
- Assets in custody · $3.5B to $4.3BJan 12, 2023 to Mar 28, 2024
- Private funds · 13 to 16Jan 12, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.5B to $4.3BJan 12, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $3.5B to $4.3BJan 12, 2023 to Mar 28, 2024
- RAUM · $3.5B to $4.3BJan 12, 2023 to Mar 28, 2024
Signals
1 dated events
- M•• F••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jan 3, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M•• F••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- M•• F••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- m••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 972-355-6721reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
M•• F••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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