DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Convexitas

Asset manager (funds and pooled vehicles)Chicago, IllinoisCRD 315145SEC 801-132451websiteIAPD
Legal name Convexitas, LLC
Latest filing Mar 31, 2026
First filing on the tape Apr 23, 2025 · 4 filings
SEC status approved since Apr 18, 2025
RAUM
$151M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$50.4M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$151M as of Mar 31, 2026
Apr 23, 2025$164M then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Mar 31, 2026
Apr 23, 20254 then
Employees (5.A)4 as of Mar 31, 2026
Apr 23, 20254 then
Private funds: no history
RAUM -7.6% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
$50.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$13.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
1.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-7.6%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$148M98%
  • Pooled investment vehicles$3.7M2.5%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
11reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Devin Paul AndersonChicago, IlJun 13, 202520 y0
Zed Springer FrancisChicago, IlJun 13, 202518 y0
Brian Thomas WysockiChicago, IlJun 13, 202511 y0
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Paul Devin Anderson · Co-Founder, Chief Executive Officer And Chief Compliance Officercontrol
      since 12/2020 · owns 25% to 50%
    • Springer Zed Francis · Co-Founder And Chief Investment Officercontrol
      since 09/2020 · owns 25% to 50%
    • Thomas Brian Wysocki · Chief Operating Officercontrol
      since 09/2022 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Chicago, Il · principal301
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 8 to 11
      Sep 24, 2025 to Mar 31, 2026
    • Discretionary RAUM · $164M to $151M
      Sep 24, 2025 to Mar 31, 2026
    • Pooled vehicle RAUM · $3.1M to $3.7M
      Sep 24, 2025 to Mar 31, 2026
    • RAUM · $164M to $151M
      Sep 24, 2025 to Mar 31, 2026
    • Financial planning clients · unset to
      Apr 23, 2025 to Jun 3, 2025
    Signals
    1 dated events
    • William Stephen Stano left Convexitas for Nuveen Asset Management, Llc (registered 2026-06-24)
      Jun 23, 2026 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/convexitasreportedpublic record, Form ADV, Sep 17, 2026
    Website
    convexitas.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    312-210-9650reportedpublic record, Form ADV, Mar 31, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
    RAUM per advisor
    $50.4Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026