DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 29, 2022 · 6 filings
SEC status approved since Jul 29, 2022
RAUM
$154M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$154M as of Mar 31, 2026
Mar 24, 2023$173M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 24, 20230 then
Employees (5.A)8 as of Mar 31, 2026
Mar 24, 20237 then
Private funds2 as of Mar 31, 2026
Mar 24, 20232 then
RAUM +15% over the last fiscal year-3.8% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $77.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $154M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$154M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $154M for 2 clientsreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••••• I••••• F•••• L•• | Other Private Fund | $132M | 5 | Jun 30, 2021 |
| S••••••••• D••••••• I••••• F•••• L•• | Other Private Fund | $35.1M | 5 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- A••••• A••••• G••••• · Chief Executive Officercontrolsince 04/2015 · owns 75% or more
- B•••••• G••••••• J••• · Chief Compliance Officercontrolsince 04/2015 · owns 10% to 25%
- K••••••••• J••••• C••••• · Chief Operating Officer, Chief Financial Officercontrolsince 06/2018 · owns less than 5%
Related persons
Schedule D 7.A
- A••••••• P•••••••• L••pooled vehicle sponsorn
- M•••••• I••••••••• C•• V••pooled vehicle sponsorn
- M•• I•• L••pooled vehicle sponsorn
- M• R•• L••pooled vehicle sponsorn
- S• H••••••••• L•• D•• M•••••• H•••••••••pooled vehicle sponsorn
- S••• M• M••••••• L••pooled vehicle sponsorn
- W• R•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $134M to $154MMar 27, 2025 to Mar 31, 2026
- Other offices · 1 to 0Mar 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $134M to $154MMar 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $134M to $154MMar 27, 2025 to Mar 31, 2026
- RAUM · $134M to $154MMar 27, 2025 to Mar 31, 2026
- Advisory employees · 5 to 8Mar 6, 2024 to Mar 27, 2025
- Assets in custody · $167M to $134MMar 6, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 6, 2024 to Mar 27, 2025
- Other offices · 0 to 1Mar 6, 2024 to Mar 27, 2025
- Discretionary RAUM · $167M to $134MMar 6, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $167M to $134MMar 6, 2024 to Mar 27, 2025
- RAUM · $167M to $134MMar 6, 2024 to Mar 27, 2025
- Assets in custody · $173M to $167MMay 8, 2023 to Mar 6, 2024
- Employees · 7 to 8May 8, 2023 to Mar 6, 2024
- Discretionary RAUM · $173M to $167MMay 8, 2023 to Mar 6, 2024
- Pooled vehicle RAUM · $173M to $167MMay 8, 2023 to Mar 6, 2024
- RAUM · $173M to $167MMay 8, 2023 to Mar 6, 2024
- Assets in custody · $158M to $173MJun 29, 2022 to Mar 24, 2023
- Private funds · 4 to 2Jun 29, 2022 to Mar 24, 2023
- Discretionary RAUM · $158M to $173MJun 29, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $158M to $173MJun 29, 2022 to Mar 24, 2023
- RAUM · $158M to $173MJun 29, 2022 to Mar 24, 2023
Signals
1 dated events
- S••••••••• L•• filed its initial SEC registration (Form ADV)Jun 29, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/solpacific-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- s•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 218-720-3807reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026