DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

B•••• W•••••

Former SEC-registered adviserMount Pleasant, South CarolinaCRD 315212SEC 801-121708IAPD
Legal name B•••• W••••• L••
Latest filing May 4, 2023
First filing on the tape Jun 8, 2021 · 7 filings
RAUM
$50.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$50.2M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$50.2M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$50.2M as of May 4, 2023
Jun 8, 2021$0 then
HNW client RAUM$11.0M as of May 4, 2023
May 2, 2022$10.1M then
State-registered IARs (5.B.3)1 as of May 4, 2023
Jun 8, 20211 then
Employees (5.A)2 as of May 4, 2023
Jun 8, 20211 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 4, 2023; every figure names its basis
RAUM per advisor
$50.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
317derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.2MderivedHNW RAUM over HNW clients
Average account
$128,615derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$39.2M78%
  • High-net-worth individuals$11.0M22%
Individual clients
308reported
HNW clients
9reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
390reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J••• B•••••• B••••Mount Pleasant, ScDec 4, 202517 y3
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • B••••• J•••• B•••••• · Managing Member & Chief Compliance Officercontrol
      since 06/2021 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 317 to 390
      Feb 1, 2023 to May 4, 2023
    • Financial planning clients · 101-250 to 251-500
      Feb 1, 2023 to May 4, 2023
    • Accounts · 332 to 317
      Jun 29, 2022 to Feb 1, 2023
    • Individual clients · 232 to 308
      Jun 29, 2022 to Feb 1, 2023
    • Employees · 3 to 2
      Jun 29, 2022 to Feb 1, 2023
    • Legal name · B•••• W••••• to B•••• W••••• L••
      Jun 29, 2022 to Feb 1, 2023
    • Discretionary RAUM · $57.7M to $50.2M
      Jun 29, 2022 to Feb 1, 2023
    • HNW RAUM · $10.1M to $11.0M
      Jun 29, 2022 to Feb 1, 2023
    • Individual RAUM · $47.6M to $39.2M
      Jun 29, 2022 to Feb 1, 2023
    • RAUM · $57.7M to $50.2M
      Jun 29, 2022 to Feb 1, 2023
    • Discretionary RAUM · $67.8M to $57.7M
      May 2, 2022 to Jun 29, 2022
    • Individual RAUM · $57.7M to $47.6M
      May 2, 2022 to Jun 29, 2022
    • RAUM · $67.8M to $57.7M
      May 2, 2022 to Jun 29, 2022
    • Accounts · 0 to 332
      Nov 9, 2021 to May 2, 2022
    • Advisory activities · 2 to 3
      Nov 9, 2021 to May 2, 2022
    • Charity clients · unset to 0.0
      Nov 9, 2021 to May 2, 2022
    • Corporate clients · unset to 0.0
      Nov 9, 2021 to May 2, 2022
    • HNW clients · unset to 9.0
      Nov 9, 2021 to May 2, 2022
    • Individual clients · unset to 232.0
      Nov 9, 2021 to May 2, 2022
    • Pension plan clients · unset to 0.0
      Nov 9, 2021 to May 2, 2022
    • Pooled vehicle clients · unset to 0.0
      Nov 9, 2021 to May 2, 2022
    • Employees · 1 to 3
      Nov 9, 2021 to May 2, 2022
    • Financial planning clients · unset to 101-250
      Nov 9, 2021 to May 2, 2022
    • Discretionary RAUM · $0 to $67.8M
      Nov 9, 2021 to May 2, 2022
    • HNW RAUM · unset to 10100000.0
      Nov 9, 2021 to May 2, 2022
    • Individual RAUM · unset to 57700000.0
      Nov 9, 2021 to May 2, 2022
    • RAUM · $0 to $67.8M
      Nov 9, 2021 to May 2, 2022
    Signals
    1 dated events
    • B•••• W••••• filed its initial SEC registration (Form ADV)
      Jun 8, 2021 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/bowen-financial-groupreportedpublic record, Form ADV, Sep 19, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $50.2Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026