DFX Intelligence
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SEC-registered adviser
K•••• I•••••••••
Legal name K•••• S•••••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jun 11, 2021 · 12 filings
SEC status approved since Jul 13, 2021
RAUM
$81.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$81.7M as of Mar 30, 2026
Mar 30, 2022$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20220 then
Employees (5.A)4 as of Mar 30, 2026
Mar 30, 20223 then
Private funds: no history
RAUM +133% over the last fiscal year+166% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $10.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +133%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$81.7M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••• K••••• R•••••• · Chief Compliance Officercontrolsince 11/2024 · owns less than 5%
- K••••• K••••• R•••••• · Managing Membercontrolsince 05/2021 · owns 75% or more of K•••• I••••••••• L••
Entity owners
- K•••• I••••••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- B•••••••• I••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 8Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $35.0M to $81.7MMar 28, 2025 to Mar 30, 2026
- RAUM · $35.0M to $81.7MMar 28, 2025 to Mar 30, 2026
- Accounts · 2 to 4Nov 25, 2024 to Mar 28, 2025
- Employees · 3 to 4Nov 25, 2024 to Mar 28, 2025
- Financial planning clients · unset to Nov 25, 2024 to Mar 28, 2025
- Other offices · 0 to 1Nov 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $37.2M to $35.0MNov 25, 2024 to Mar 28, 2025
- RAUM · $37.2M to $35.0MNov 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $17.0M to $37.2MSep 18, 2024 to Nov 25, 2024
- RAUM · $17.0M to $37.2MSep 18, 2024 to Nov 25, 2024
- HQ state · CT to COMar 26, 2024 to Sep 18, 2024
- Accounts · 3 to 2Oct 16, 2023 to Mar 26, 2024
- Employees · 4 to 3Oct 16, 2023 to Mar 26, 2024
- HQ state · CO to CTOct 16, 2023 to Mar 26, 2024
- Discretionary RAUM · $4.4M to $17.0MOct 16, 2023 to Mar 26, 2024
- RAUM · $4.4M to $17.0MOct 16, 2023 to Mar 26, 2024
- Accounts · 0 to 3Nov 2, 2022 to Mar 6, 2023
- Advisory employees · 1 to 2Nov 2, 2022 to Mar 6, 2023
- Employees · 3 to 4Nov 2, 2022 to Mar 6, 2023
- Discretionary RAUM · $0 to $4.4MNov 2, 2022 to Mar 6, 2023
- RAUM · $0 to $4.4MNov 2, 2022 to Mar 6, 2023
- Business name · K•••• S•••••••• M••••••••• L•• to K•••• I•••••••••Jan 19, 2022 to Mar 30, 2022
Signals
7 dated events
- ••• LockedNov 25, 2024 · Control person left · inference
- ••• LockedMar 26, 2024 · Control person left · inference
- ••• LockedMar 26, 2024 · Control person joined · fact
- ••• LockedOct 16, 2023 · Control person joined · fact
- ••• LockedMay 24, 2022 · Control person left · inference
- ••• LockedMay 24, 2022 · Control person joined · fact
- ••• LockedJun 11, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- k•••••••••.comreportedpublic record, Form ADV, Mar 30, 2026
- Principal office phone
- 303-499-1959reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026