DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A••• B••••• G•••• ••• L••
Latest filing Jul 1, 2026
First filing on the tape Jun 30, 2021 · 7 filings
SEC status approved since Jul 30, 2021
RAUM
$1.4B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
11 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
8
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$1.4B as of Jul 1, 2026
Mar 30, 2022$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 1, 2026
Mar 30, 20220 then
Employees (5.A)15 as of Jul 1, 2026
Mar 30, 20223 then
Private funds8 as of Jul 1, 2026
Mar 30, 20225 then
RAUM +34% over the last fiscal year+7.1% a year over threeIARs 0 to 0offices 0 to 5
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $60.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.4B, 24 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 24reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 24 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••• B••••• G•••••••• G••••• L••• S•••••• C•••••• P•••••••• L••• | Private Equity Fund | $641M | 77 | Mar 30, 2020 |
| A••• B••••• G•••• C•••••• P••••••• I•• L••• | Private Equity Fund | $153M | 12 | Mar 29, 2016 |
| A••• B••••• G•••• G••••• L••• S•••••• C•••••• P••••••• V• L••• | Private Equity Fund | $138M | 13 | Mar 31, 2023 |
| A••• B••••• G•••• I••••••••• C•••••• P••••••• I••• L••• | Private Equity Fund | $15.6M | 12 | Mar 21, 2017 |
| T••••• I••••••••• P••••••• I•• L••• | Private Equity Fund | $3.2M | 16 | Mar 30, 2021 |
| A••• B••••• G•••• •••• | Private Equity Fund | $2.7M | 14 | Mar 30, 2021 |
Owners and control persons
Schedule A and B, latest filing
- C••• Z••••• N•• · Chief Compliance Officercontrolsince 11/2021 · owns less than 5%
- W•••• C••• L•• · Chief Financial Officercontrolsince 01/2021 · owns less than 5%
- Y•• F••• N•• · Director Of Shareholdercontrolsince 01/2021 · owns 75% or more
- Y•• F••• N•• · Sole Shareholder And Directorcontrolsince 06/2013 · owns 75% or more of A•• M••••••••• L••
Entity owners
- A•• M••••••••• L•• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- A•• A••••••••• H••••••• I• L••n
- A•• C•••••• P••••••• I• G•• L•••pooled vehicle sponsorn
- A•• G••••• L••• S•••••• C•••••• P••••••• V• G•• L•••pooled vehicle sponsorn
- A•• I••••••••• C•••••• P••••••• I•• G•• L•••bankpooled vehicle sponsorn
- A•• M••••••••• L•••investment adviserpooled vehicle sponsory
- A•••••• G••••• L••• S•••••• C•••••• P••••••• G•• L•••bankpooled vehicle sponsorn
- A•••••• M••••••••• L••••••investment advisern
- A••• B••••• G•••• ••• L••••••investment advisern
- A••• B••••• G•••• ••• L••investment adviserbanknRAUM $219M
- A••• B••••• G•••• F••••••• C•••••• P••••••• L•••pooled vehicle sponsorn
- A••• B••••• M••••••• G•••••• P•••••• L•••pooled vehicle sponsorn
- A••• B••••• M••••••• M••••••••• L•••investment advisern
- A••••• L••••••pooled vehicle sponsorn
- T••••• I••••••••• P••••••• I• G•• L•••pooled vehicle sponsorn
- T•• I••••••••• H••••••• L••••••investment advisern
Advisers that list A••• B••••• G•••• ••• L•• as a related person
- 291072 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Jul 1, 2026discretionary share of RAUM of 0% against a peer median of 100% (1506 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, $1B to $5B (1,506) · 0.0% percentile
- employee count surgeChange between filings · filing Mar 31, 2025employees (Item 5.A) moved from 10.0 to 18.0 (+80.0%) between the annual amendments of 2024-03-28 and 2025-03-31; the peer median change was 0.0% (1109 comparable advisers, 99.0th percentile of changes)peers: asset managers, $1B to $5B (1,109) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 19 to 24Mar 31, 2025 to Jul 1, 2026
- Advisory employees · 13 to 11Mar 31, 2025 to Jul 1, 2026
- Pooled vehicle clients · 19 to 24Mar 31, 2025 to Jul 1, 2026
- Assets in custody · $1.1B to $1.4BMar 31, 2025 to Jul 1, 2026
- Employees · 18 to 15Mar 31, 2025 to Jul 1, 2026
- Private funds · 7 to 8Mar 31, 2025 to Jul 1, 2026
- Non-discretionary RAUM · $1.4B to $1.4BMar 31, 2025 to Jul 1, 2026
- Pooled vehicle RAUM · $1.4B to $1.4BMar 31, 2025 to Jul 1, 2026
- RAUM · $1.4B to $1.4BMar 31, 2025 to Jul 1, 2026
- Accounts · 14 to 19Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 9 to 13Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 14 to 19Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $1.0B to $1.1BMar 28, 2024 to Mar 31, 2025
- Employees · 10 to 18Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Other offices · 0 to 5Mar 28, 2024 to Mar 31, 2025
- Private funds · 6 to 7Mar 28, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $1.1B to $1.4BMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.1B to $1.4BMar 28, 2024 to Mar 31, 2025
- RAUM · $1.1B to $1.4BMar 28, 2024 to Mar 31, 2025
- Accounts · 11 to 14Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 8 to 9Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 11 to 14Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $1.0B to $1.0BMar 31, 2023 to Mar 28, 2024
- Employees · 9 to 10Mar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $1.1B to $1.1BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.1B to $1.1BMar 31, 2023 to Mar 28, 2024
- RAUM · $1.1B to $1.1BMar 31, 2023 to Mar 28, 2024
- Accounts · 5 to 11Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 3 to 8Mar 30, 2022 to Mar 31, 2023
- Pooled vehicle clients · 5 to 11Mar 30, 2022 to Mar 31, 2023
- Assets in custody · $850M to $1.0BMar 30, 2022 to Mar 31, 2023
- Employees · 3 to 9Mar 30, 2022 to Mar 31, 2023
- Private funds · 5 to 6Mar 30, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $1.2B to $1.1BMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.2B to $1.1BMar 30, 2022 to Mar 31, 2023
- RAUM · $1.2B to $1.1BMar 30, 2022 to Mar 31, 2023
- Advisory employees · 2 to 3Nov 19, 2021 to Mar 30, 2022
- Assets in custody · $1.0B to $850MNov 19, 2021 to Mar 30, 2022
- Employees · 2 to 3Nov 19, 2021 to Mar 30, 2022
Signals
6 dated events
- A••• B••••• G•••• ••• L•• reported 5 offices beyond its principal office, up from 0 (2024-03-28 to 2025-03-31)Mar 31, 2025 · Office count change · derived
- A••• B••••• G•••• ••• L•• reported RAUM $1.4B, up 25% from $1.1B (2024-03-28 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- A••• B••••• G•••• ••• L•• reported RAUM $1.4B, up 27% from $1.1B (2021-06-30 to 2021-11-19)Nov 19, 2021 · RAUM change · derived
- Nmn Zeyun Cai (Chief Compliance Officer) appeared on Schedule A of A••• B••••• G•••• ••• L••Nov 19, 2021 · Control person joined · fact
- Nmn Y•••• Z••• (Chief Compliance Officer) no longer on Schedule A of A••• B••••• G•••• ••• L•• (listed 2021-06-30, absent 2021-11-19)Nov 19, 2021 · Control person left · inference
- A••• B••••• G•••• ••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••• B••••• G•••• ••• L•• · Independent Sponsorsshared crd · capital_provider
- A••• B••••• G•••• ••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ally-bridgereportedpublic record, Form ADV, Sep 18, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-829-9676reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026