DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••• A•••• M••••••••• •••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 21, 2025 · 3 filings
SEC status approved since Apr 3, 2025
RAUM
$743M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$743M as of Mar 31, 2026
Mar 21, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 21, 20250 then
Employees (5.A)5 as of Mar 31, 2026
Mar 21, 20256 then
Private funds1 as of Mar 31, 2026
Jul 31, 20251 then
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $743MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$743M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••• M•••••• N•• · President; Directorcontrolsince 02/2025 · owns less than 5%
- L•••••• A•••••• K••••••••• · Vice President; Directorcontrolsince 02/2025 · owns less than 5%
- W••••• M•••• E••••• · Chief Investment Officer; Directorcontrolsince 03/2025 · owns less than 5%
- K••••• M••••••• P••••• · Outsourced Chief C••••••••• Financial Officersince 02/2025 · owns less than 5%
Entity owners
- W••••••• C••••••••• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $131M to $743MJul 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $131M to $743MJul 31, 2025 to Mar 31, 2026
- RAUM · $131M to $743MJul 31, 2025 to Mar 31, 2026
- Accounts · 0 to 1Mar 21, 2025 to Jul 31, 2025
- Advisory employees · 3 to 4Mar 21, 2025 to Jul 31, 2025
- Pooled vehicle clients · unset to 1.0Mar 21, 2025 to Jul 31, 2025
- Employees · 6 to 5Mar 21, 2025 to Jul 31, 2025
- Financial planning clients · unset to Mar 21, 2025 to Jul 31, 2025
- Private funds · unset to 1Mar 21, 2025 to Jul 31, 2025
- Discretionary RAUM · $0 to $131MMar 21, 2025 to Jul 31, 2025
- Pooled vehicle RAUM · unset to 130958000.0Mar 21, 2025 to Jul 31, 2025
- RAUM · $0 to $131MMar 21, 2025 to Jul 31, 2025
- Related adviser · false to trueMar 21, 2025 to Jul 31, 2025
- Related bank · false to trueMar 21, 2025 to Jul 31, 2025
Signals
1 dated events
- W••••••• A•••• M••••••••• •••• L•• reported RAUM $742.6M, up 467% from $131.0M (2025-07-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- W••••••• A•••• M••••••••• •••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/waystoneglobalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w•••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-724-9036reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026