DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• E••••• T••••••••• L••
Latest filing Jun 24, 2026
First filing on the tape Jul 9, 2021 · 11 filings
SEC status approved since Aug 9, 2021
RAUM
$4.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$4.6B as of Jun 24, 2026
Jun 29, 2022$2.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 24, 2026
Jun 29, 20220 then
Employees (5.A)14 as of Jun 24, 2026
Jun 29, 202211 then
Private funds4 as of Jun 24, 2026
Jun 29, 20223 then
RAUM +26% over the last fiscal yearIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Jun 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $515MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.4B, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.5B97%
- Charitable organizations$161M3.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.97 institutional_share=0.03 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••••• D••••••• M••••• L••• | Hedge Fund | $2.4B | 87 | Feb 20, 2015 |
| C•••• E••••• F••• A• S••••••• O• L•••••••• I••• | Other Private Fund | $385M | 21 | May 30, 2017 |
| C•••• E••••• F••• L••• | Other Private Fund | $327M | 8 | Sep 29, 2017 |
Owners and control persons
Schedule A and B, latest filing
- H•••• S•••••• M••••• · Strategist / Partnercontrolsince 10/2021 · owns 5% to 10%
- H•••••• E•••• · Deputy Portfolio Manager / Chief Financial Officer / Partnercontrolsince 10/2021 · owns 10% to 25%
- L•••••••• P••• A••• · Chief Executive Officer / Portfolio Manager / Partnercontrolsince 10/2021 · owns 25% to 50%
- S•••••••• P•••• S•••• A••••• · Head Of Trading / Partnercontrolsince 10/2021 · owns 5% to 10%
- S••••• B•••••••• D•••• · Chief Operating Officer / Chief Compliance Officer / Partnercontrolsince 10/2021 · owns 5% to 10%
Related persons
Schedule D 7.A
- C•••• E••••• T••••••••• G• I• L••••••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Jun 24, 2026bank affiliate (Item 7.A.6): no on the filing of 2025-06-30, yes on the filing of 2026-06-24peers: asset managers, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Assets in custody · $1.2B to $1.4BJun 30, 2025 to Jun 24, 2026
- Employees · 15 to 14Jun 30, 2025 to Jun 24, 2026
- Private funds · 3 to 4Jun 30, 2025 to Jun 24, 2026
- Discretionary RAUM · $4.0B to $4.6BJun 30, 2025 to Jun 24, 2026
- Pooled vehicle RAUM · $3.9B to $4.5BJun 30, 2025 to Jun 24, 2026
- RAUM · $4.0B to $4.6BJun 30, 2025 to Jun 24, 2026
- Related adviser · false to trueJun 30, 2025 to Jun 24, 2026
- Related bank · false to trueJun 30, 2025 to Jun 24, 2026
- Accounts · 8 to 9Aug 8, 2024 to Jun 30, 2025
- Advisory activities · 1 to 2Aug 8, 2024 to Jun 30, 2025
- Pooled vehicle clients · 7 to 8Aug 8, 2024 to Jun 30, 2025
- Assets in custody · $3.2B to $1.2BAug 8, 2024 to Jun 30, 2025
- Employees · 12 to 15Aug 8, 2024 to Jun 30, 2025
- Financial planning clients · unset to Aug 8, 2024 to Jun 30, 2025
- HQ state · unset to Aug 8, 2024 to Jun 30, 2025
- Other offices · 0 to 1Aug 8, 2024 to Jun 30, 2025
- Discretionary RAUM · $3.7B to $4.0BAug 8, 2024 to Jun 30, 2025
- Pooled vehicle RAUM · $3.6B to $3.9BAug 8, 2024 to Jun 30, 2025
- RAUM · $3.7B to $4.0BAug 8, 2024 to Jun 30, 2025
- Accounts · 7 to 8Aug 31, 2023 to Jun 28, 2024
- Advisory employees · 8 to 5Aug 31, 2023 to Jun 28, 2024
- Charity clients · unset to 1.0Aug 31, 2023 to Jun 28, 2024
- Assets in custody · $2.7B to $3.2BAug 31, 2023 to Jun 28, 2024
- Employees · 15 to 12Aug 31, 2023 to Jun 28, 2024
- Discretionary RAUM · $3.5B to $3.7BAug 31, 2023 to Jun 28, 2024
- Pooled vehicle RAUM · $3.5B to $3.6BAug 31, 2023 to Jun 28, 2024
- RAUM · $3.5B to $3.7BAug 31, 2023 to Jun 28, 2024
- Assets in custody · unset to 2699900209.0Jun 28, 2023 to Aug 31, 2023
- Custody of client assets · false to trueJun 28, 2023 to Aug 31, 2023
- Discretionary RAUM · $3.7B to $3.5BJun 28, 2023 to Aug 31, 2023
- Pooled vehicle RAUM · $3.7B to $3.5BJun 28, 2023 to Aug 31, 2023
- RAUM · $3.7B to $3.5BJun 28, 2023 to Aug 31, 2023
- Advisory employees · 7 to 8Jun 29, 2022 to Jun 28, 2023
- Employees · 11 to 15Jun 29, 2022 to Jun 28, 2023
- Discretionary RAUM · $2.9B to $3.7BJun 29, 2022 to Jun 28, 2023
- Pooled vehicle RAUM · $2.9B to $3.7BJun 29, 2022 to Jun 28, 2023
- RAUM · $2.9B to $3.7BJun 29, 2022 to Jun 28, 2023
- Discretionary RAUM · $2.2B to $2.9BJan 13, 2022 to Jun 29, 2022
- Pooled vehicle RAUM · $2.2B to $2.9BJan 13, 2022 to Jun 29, 2022
- RAUM · $2.2B to $2.9BJan 13, 2022 to Jun 29, 2022
Signals
3 dated events
- C•••• E••••• T••••••••• L•• reported RAUM $3.7B, up 27% from $2.9B (2022-06-29 to 2023-06-28)Jun 28, 2023 · RAUM change · derived
- C•••• E••••• T••••••••• L•• reported RAUM $2.9B, up 33% from $2.2B (2022-01-13 to 2022-06-29)Jun 29, 2022 · RAUM change · derived
- C•••• E••••• T••••••••• L•• filed its initial SEC registration (Form ADV)Jul 9, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/clean-energy-transition-llp/aboutreportedpublic record, Form ADV, Sep 19, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +442038705963reportedpublic record, Form ADV, Jun 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026