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Former SEC-registered adviser

D••

Former SEC-registered adviserLondon, London, CRD 315420SEC 801-121880IAPD
Legal name D•• C•••••• L••••••
Latest filing Jul 26, 2022
First filing on the tape Jun 26, 2021 · 3 filings
RAUM
$220M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$220M as of Jul 26, 2022
Jun 26, 2021$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 26, 2022
Jun 26, 20210 then
Employees (5.A)7 as of Jul 26, 2022
Jun 26, 20217 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 26, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$220MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$220M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • G••••••• P•••• J••••••• · Chief Executive Officer/Directorcontrol
        since 06/2021 · owns less than 5%
      • O•••• A•••••• I••••• · Chief Operating Officercontrol
        since 06/2021 · owns less than 5%
      • P••••• R••••• J••••••••• · Chief Compliance Officercontrol
        since 06/2021 · owns less than 5%
      • R••••••• J••••• W•••••• J••••• · Chairman & Directorcontrol
        since 06/2021 · owns less than 5%
      • G••••••• P•••• J••••••• · Ownercontrol
        since 03/2021 · owns 25% to 50% of D••••••• R••• E••••• D••• S••••••• L••••••
      • R••••••• J••••• W•••••• J••••• · Ownercontrol
        since 03/2021 · owns 50% to 75% of D••••••• R••• E••••• D••• S••••••• L••••••
      Entity owners
      • D••••••• R••• E••••• D••• S••••••• L•••••• · Direct Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Advisers that list D•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 1
        Jun 26, 2021 to Jun 27, 2022
      • Pooled vehicle clients · unset to 1.0
        Jun 26, 2021 to Jun 27, 2022
      • Non-discretionary RAUM · $0 to $220M
        Jun 26, 2021 to Jun 27, 2022
      • Pooled vehicle RAUM · unset to 219555000.0
        Jun 26, 2021 to Jun 27, 2022
      • RAUM · $0 to $220M
        Jun 26, 2021 to Jun 27, 2022
      • Related broker-dealer · true to false
        Jun 26, 2021 to Jun 27, 2022
      Signals
      1 dated events
      • Dqr filed its initial SEC registration (Form ADV)
        Jun 26, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026