DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A• F•• M••••••••• L••
Latest filing Mar 22, 2026
First filing on the tape Jul 2, 2021 · 8 filings
SEC status approved since Aug 25, 2021
RAUM
$6.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
20 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$6.2B as of Mar 22, 2026
Mar 31, 2022$2.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 22, 2026
Mar 31, 20220 then
Employees (5.A)30 as of Mar 22, 2026
Mar 31, 202220 then
Private funds6 as of Mar 22, 2026
Mar 31, 20222 then
RAUM +28% over the last fiscal year+26% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 22, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.0BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••••• P••••••• P••••••• F••• I• L• | Private Equity Fund | $3.0B | 6 | Mar 31, 2022 |
| A••••••• P••••••• F••• I• L• | Private Equity Fund | $31.0M | 1 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• I••• J••••• · Chief Compliance Officercontrolsince 12/2021 · owns less than 5%
- K••• L•••••• E•••• · Chief Financial Officercontrolsince 10/2021 · owns less than 5%
- K••••••• J••••• C•••• · Founder And Chief Executive Officercontrolsince 06/2021 · owns 75% or more
- M••••••• C•••• R••••• · Chief Legal Officercontrolsince 12/2021 · owns less than 5%
Related persons
Schedule D 7.A
- A••••••• P••••••• G• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $4.8B to $6.2BMar 27, 2025 to Mar 22, 2026
- Pooled vehicle RAUM · $4.8B to $6.2BMar 27, 2025 to Mar 22, 2026
- RAUM · $4.8B to $6.2BMar 27, 2025 to Mar 22, 2026
- Accounts · 2 to 6Mar 28, 2024 to Mar 27, 2025
- Pooled vehicle clients · 2 to 6Mar 28, 2024 to Mar 27, 2025
- Employees · 33 to 30Mar 28, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 27, 2025
- Private funds · 2 to 6Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $3.0B to $4.8BMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $3.0B to $4.8BMar 28, 2024 to Mar 27, 2025
- RAUM · $3.0B to $4.8BMar 28, 2024 to Mar 27, 2025
- Advisory employees · 15 to 20Mar 31, 2023 to Mar 28, 2024
- Employees · 30 to 33Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.1B to $3.0BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $3.1B to $3.0BMar 31, 2023 to Mar 28, 2024
- RAUM · $3.1B to $3.0BMar 31, 2023 to Mar 28, 2024
- Advisory employees · 11 to 15Mar 31, 2022 to Mar 31, 2023
- Employees · 20 to 30Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.5B to $3.1BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.5B to $3.1BMar 31, 2022 to Mar 31, 2023
- RAUM · $2.5B to $3.1BMar 31, 2022 to Mar 31, 2023
- Advisory employees · 4 to 11Dec 23, 2021 to Mar 31, 2022
- Pooled vehicle clients · 1 to 2Dec 23, 2021 to Mar 31, 2022
- Employees · 6 to 20Dec 23, 2021 to Mar 31, 2022
- Private funds · unset to 2Dec 23, 2021 to Mar 31, 2022
- Discretionary RAUM · $2.0B to $2.5BDec 23, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $2.0B to $2.5BDec 23, 2021 to Mar 31, 2022
- RAUM · $2.0B to $2.5BDec 23, 2021 to Mar 31, 2022
- Accounts · 1 to 2Dec 23, 2021 to Mar 31, 2022
- Accounts · unset to 1.0Aug 24, 2021 to Dec 23, 2021
- Pooled vehicle clients · unset to 1.0Aug 24, 2021 to Dec 23, 2021
- Discretionary RAUM · unset to 2008773935.0Aug 24, 2021 to Dec 23, 2021
- Non-discretionary RAUM · unset to 0.0Aug 24, 2021 to Dec 23, 2021
- Pooled vehicle RAUM · unset to 2008773935.0Aug 24, 2021 to Dec 23, 2021
- RAUM · unset to 2008773935.0Aug 24, 2021 to Dec 23, 2021
Signals
10 dated events
- A• F•• M••••••••• L•• reported RAUM $6.2B, up 28% from $4.8B (2025-03-27 to 2026-03-22)Mar 22, 2026 · RAUM change · derived
- A• F•• M••••••••• L•• reported RAUM $4.8B, up 60% from $3.0B (2024-03-28 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Noel John Rader (Chief Operating Officer) no longer on Schedule A of A• F•• M••••••••• L•• (listed 2023-03-31, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- A• F•• M••••••••• L•• reported RAUM $2.5B, up 26% from $2.0B (2021-12-23 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- R••••• C••• M•••••• (General Counsel) appeared on Schedule A of A• F•• M••••••••• L••Mar 31, 2022 · Control person joined · fact
- Noel John Rader (Chief Operating Officer) appeared on Schedule A of A• F•• M••••••••• L••Dec 23, 2021 · Control person joined · fact
- Elise Lauren Key (Chief Financial Officer) appeared on Schedule A of A• F•• M••••••••• L••Dec 23, 2021 · Control person joined · fact
- Joseph Ian Brekke (Chief Compliance Officer) appeared on Schedule A of A• F•• M••••••••• L••Dec 23, 2021 · Control person joined · fact
- W•••• N••••••• B••••••••• (Chief Compliance Officer) no longer on Schedule A of A• F•• M••••••••• L•• (listed 2021-08-24, absent 2021-12-23)Dec 23, 2021 · Control person left · inference
- A• F•• M••••••••• L•• filed its initial SEC registration (Form ADV)Jul 2, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A• F•• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A• F•• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-280-0680reportedpublic record, Form ADV, Mar 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026