DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• I••••••••• M••••••• A••••••• L••
Latest filing Mar 20, 2026
First filing on the tape Jun 29, 2021 · 10 filings
SEC status approved since Jul 30, 2021
RAUM
$337M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$337M as of Mar 20, 2026
Mar 4, 2022$150M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Mar 4, 20220 then
Employees (5.A)10 as of Mar 20, 2026
Mar 4, 20228 then
Private funds3 as of Mar 20, 2026
Mar 4, 20221 then
RAUM +17% over the last fiscal year+3.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $112MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$337M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••• I•••• I• L• | Private Equity Fund | $153M | 4 | Sep 20, 2021 |
| A•••••• B••••• I• L• | Private Equity Fund | $51.8M | 2 | Feb 21, 2023 |
| A•••••• B••••• I•• L• | Private Equity Fund | $49.6M | 2 | Feb 21, 2023 |
Owners and control persons
Schedule A and B, latest filing
- K•••• V•••••• Y•••••••• · Managing Partner And Chief Compliance Officercontrolsince 06/2021 · owns less than 5%
- L••••••••• D•••••• R••••• · Managing Partnercontrolsince 06/2021 · owns less than 5%
- K•••• V•••••• Y•••••••• · Membercontrolsince 06/2021 · owns 50% to 75% of A•••••• I••••••••• P••••••• U•• L••
- K•••• V•••••• Y•••••••• · L•••••• Partnercontrolsince 06/2021 · owns 25% to 50% of A•••••• I••••••••• P•••••••• L•
- L••••••••• D•••••• R••••• · L•••••• Partnercontrolsince 06/2021 · owns 25% to 50% of A•••••• I••••••••• P•••••••• L•
- L••••••••• D•••••• R••••• · Membercontrolsince 06/2021 · owns 50% to 75% of A•••••• I••••••••• P••••••• U•• L••
Entity owners
- A•••••• I••••••••• M••••••• L•• · Sole Memberdirect · owns 75% or more
- A•••••• I••••••••• I••••••••• M••••••• P•• L•• · Sole Memberindirect · owns 75% or more of E• I••••••••• M••••••• L••
- A•••••• I••••••••• P••••••• U•• L•• · General Partnerindirect · owns F of A•••••• I••••••••• P•••••••• L•
- A•••••• I••••••••• P•••••••• L• · Memberindirect · owns 50% to 75% of A•••••• I••••••••• M••••••• L••
- E• I••••••••• M••••••• L•• · Memberindirect · owns 50% to 75% of A•••••• I••••••••• M••••••• L••
- O•• M••••• A••••••••• I••••••••• H••••••• P•• L•• · Sole Ownerindirect · owns 75% or more of A•••••• I••••••••• I••••••••• M••••••• P•• L••
- O•• M••••• E••••••• M•••••• P•• L•• · Sole Ownerindirect · owns 75% or more of O•• M••••• G•••• H••••••• P•• L••
- O•• M••••• G•••• H••••••• P•• L•• · Sole Ownerindirect · owns 75% or more of O•• M••••• I••••••••• G•••• H••••••• P•• L••
- O•• M••••• I••••••••• G•••• H••••••• P•• L•• · Sole Ownerindirect · owns 75% or more of O•• M••••• A••••••••• I••••••••• H••••••• P•• L••
- O•• M••••• L•••••• · Sole Ownerindirect · owns 75% or more of O•• M••••• E••••••• M•••••• P•• L••
Related persons
Schedule D 7.A
- A•••••• I••••••••• P••••••• U•• L••n
- A•••••• I••••••••• P•••••••• L•n
- A•••••• S•• G• I• L••pooled vehicle sponsorn
- A•••••• S•• G• I•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $287M to $337MMar 4, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $287M to $337MMar 4, 2025 to Mar 20, 2026
- RAUM · $287M to $337MMar 4, 2025 to Mar 20, 2026
- Financial planning clients · unset to Mar 5, 2024 to Mar 4, 2025
- Discretionary RAUM · $260M to $287MMar 5, 2024 to Mar 4, 2025
- Pooled vehicle RAUM · $260M to $287MMar 5, 2024 to Mar 4, 2025
- RAUM · $260M to $287MMar 5, 2024 to Mar 4, 2025
- Advisory employees · 8 to 10May 5, 2023 to Mar 5, 2024
- Employees · 9 to 10May 5, 2023 to Mar 5, 2024
- Discretionary RAUM · $308M to $260MMay 5, 2023 to Mar 5, 2024
- Pooled vehicle RAUM · $308M to $260MMay 5, 2023 to Mar 5, 2024
- RAUM · $308M to $260MMay 5, 2023 to Mar 5, 2024
- Accounts · 1 to 3May 2, 2022 to Feb 21, 2023
- Advisory employees · 7 to 8May 2, 2022 to Feb 21, 2023
- Pooled vehicle clients · 1 to 3May 2, 2022 to Feb 21, 2023
- Employees · 8 to 9May 2, 2022 to Feb 21, 2023
- Private funds · 1 to 3May 2, 2022 to Feb 21, 2023
- Discretionary RAUM · $150M to $308MMay 2, 2022 to Feb 21, 2023
- Pooled vehicle RAUM · $150M to $308MMay 2, 2022 to Feb 21, 2023
- RAUM · $150M to $308MMay 2, 2022 to Feb 21, 2023
- Advisory employees · 3 to 7Sep 20, 2021 to Mar 4, 2022
- Employees · 3 to 8Sep 20, 2021 to Mar 4, 2022
- Other offices · 0 to 2Sep 20, 2021 to Mar 4, 2022
- Discretionary RAUM · $152M to $150MSep 20, 2021 to Mar 4, 2022
- Pooled vehicle RAUM · $152M to $150MSep 20, 2021 to Mar 4, 2022
- RAUM · $152M to $150MSep 20, 2021 to Mar 4, 2022
- Accounts · unset to 1.0Aug 10, 2021 to Sep 20, 2021
- Pooled vehicle clients · unset to 1.0Aug 10, 2021 to Sep 20, 2021
- Private funds · unset to 1Aug 10, 2021 to Sep 20, 2021
- Discretionary RAUM · unset to 151515152.0Aug 10, 2021 to Sep 20, 2021
- Non-discretionary RAUM · unset to 0.0Aug 10, 2021 to Sep 20, 2021
- Pooled vehicle RAUM · unset to 151515152.0Aug 10, 2021 to Sep 20, 2021
- RAUM · unset to 151515152.0Aug 10, 2021 to Sep 20, 2021
Signals
2 dated events
- A•••••• I••••••••• M••••••• A••••••• L•• reported RAUM $308.0M, up 105% from $150.0M (2022-05-02 to 2023-02-21)Feb 21, 2023 · RAUM change · derived
- A•••••• I••••••••• M••••••• A••••••• L•• filed its initial SEC registration (Form ADV)Jun 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••••• I••••••••• M••••••• A••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A•••••• I••••••••• M••••••• A••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- augmentinfra.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 240-760-2700reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026