DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• C••••••• L••
Latest filing Jul 15, 2026
First filing on the tape Jul 22, 2021 · 10 filings
SEC status approved since Aug 20, 2021
RAUM
$91.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$91.0M as of Jul 15, 2026
Feb 28, 2022$128M then
HNW client RAUM$0 as of Jul 15, 2026
Feb 28, 2022$0 then
State-registered IARs (5.B.3)0 as of Jul 15, 2026
Feb 28, 20220 then
Employees (5.A)5 as of Jul 15, 2026
Feb 28, 20223 then
Private funds1 as of Jul 15, 2026
Feb 28, 20221 then
RAUM -40% over the last fiscal year-5.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $22.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -40%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$91.0M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••• E•••• I••••••••• L•• | Private Equity Fund | $20.2M | 15 | Feb 28, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• L•••••• C••••• · Chief Compliance Officer, Controllercontrolsince 10/2019 · owns less than 5%
- M••••••• I•• R••••• L•• · Membercontrolsince 02/2009 · owns 25% to 50%
- M•••••••• D•••••• L•• · Member, Chairmancontrolsince 02/2009 · owns 25% to 50%
- M••••••• I•• R••••• L•• · Trusteecontrolsince 12/2012 · owns F of R•••• L•• M••••••• I• T••••
- M•••••••• D•••••• L•• · Trusteecontrolsince 12/2012 · owns F of D••••• L•• M••••••• T••••
- M•••••••• J•••••• E••• · Trusteecontrolsince 05/2019 · owns F of R•••• L• M••••••• 2••• S••••••
Entity owners
- D••••• L•• M••••••• T•••• · Memberdirect · owns 10% to 25%
- R•••• L• M••••••• 2••• S•••••• · Memberdirect · owns 10% to 25%
- R•••• L•• M••••••• I• T•••• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 4 to 5Mar 17, 2025 to Mar 30, 2026
- Discretionary RAUM · $151M to $91.0MMar 17, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $151M to $91.0MMar 17, 2025 to Mar 30, 2026
- RAUM · $151M to $91.0MMar 17, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 13, 2024 to Mar 17, 2025
- Discretionary RAUM · $111M to $151MMar 13, 2024 to Mar 17, 2025
- Pooled vehicle RAUM · $111M to $151MMar 13, 2024 to Mar 17, 2025
- RAUM · $111M to $151MMar 13, 2024 to Mar 17, 2025
- Advisory employees · 4 to 3May 9, 2023 to Mar 13, 2024
- Assets in custody · 84759482.0 to unsetMay 9, 2023 to Mar 13, 2024
- Custody of client assets · true to falseMay 9, 2023 to Mar 13, 2024
- Employees · 5 to 4May 9, 2023 to Mar 13, 2024
- Discretionary RAUM · $106M to $111MMay 9, 2023 to Mar 13, 2024
- Pooled vehicle RAUM · $106M to $111MMay 9, 2023 to Mar 13, 2024
- RAUM · $106M to $111MMay 9, 2023 to Mar 13, 2024
- Advisory employees · 2 to 4Mar 3, 2022 to Mar 17, 2023
- Assets in custody · $106M to $84.8MMar 3, 2022 to Mar 17, 2023
- Employees · 3 to 5Mar 3, 2022 to Mar 17, 2023
- Discretionary RAUM · $128M to $106MMar 3, 2022 to Mar 17, 2023
- Pooled vehicle RAUM · $128M to $106MMar 3, 2022 to Mar 17, 2023
- RAUM · $128M to $106MMar 3, 2022 to Mar 17, 2023
- Accounts · 3 to 4Oct 21, 2021 to Feb 28, 2022
- Advisory employees · 3 to 2Oct 21, 2021 to Feb 28, 2022
- Pooled vehicle clients · 3 to 4Oct 21, 2021 to Feb 28, 2022
- Assets in custody · $72.8M to $106MOct 21, 2021 to Feb 28, 2022
- Employees · 4 to 3Oct 21, 2021 to Feb 28, 2022
- Private funds · unset to 1Oct 21, 2021 to Feb 28, 2022
- Discretionary RAUM · $102M to $128MOct 21, 2021 to Feb 28, 2022
- Pooled vehicle RAUM · $102M to $128MOct 21, 2021 to Feb 28, 2022
- RAUM · $102M to $128MOct 21, 2021 to Feb 28, 2022
- Discretionary RAUM · $72.4M to $102MJul 22, 2021 to Oct 21, 2021
- Pooled vehicle RAUM · $72.4M to $102MJul 22, 2021 to Oct 21, 2021
- RAUM · $72.4M to $102MJul 22, 2021 to Oct 21, 2021
Signals
2 dated events
- Edward Eric Essary (Chief Executive Officer) no longer on Schedule A of M••••••• C••••••• L•• (listed 2023-05-09, absent 2024-03-13)Mar 13, 2024 · Control person left · inference
- M••••••• C••••••• L•• filed its initial SEC registration (Form ADV)Jul 22, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- M••••••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/mckinney-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- m•••••••••.netreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (205) 697-1837reportedpublic record, Form ADV, Jul 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026