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Former SEC-registered adviser

M•••• I••••••••• P•••••••

Former SEC-registered adviserGreensboro, North CarolinaCRD 315569SEC 801-121839IAPD
Legal name M•••• I••••••••• P••••••• L••
Latest filing Jul 14, 2022
First filing on the tape Jun 23, 2021 · 3 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM: $0
HNW client RAUM$0 as of Jul 14, 2022
Jun 23, 2021$0 then
State-registered IARs (5.B.3)1 as of Jul 14, 2022
Jun 23, 20211 then
Employees (5.A)4 as of Jul 14, 2022
Jun 23, 20214 then
Private funds1 as of Jul 14, 2022
Jun 23, 20211 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 14, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M•••• A•• W•••••• F•••Hedge Fund$00Jun 23, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • A••••••••• K••••• R•••••• · Member
        since 06/2021 · owns 25% to 50%
      • L••••••• B••••••• S•••• · Member & Cco
        since 06/2021 · owns 25% to 50%
      • R•••••••• J•••••••• D•••• · Member
        since 06/2021 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0.0 to unset
        Jun 23, 2021 to Apr 4, 2022
      • Discretionary RAUM · 0.0 to unset
        Jun 23, 2021 to Apr 4, 2022
      • Non-discretionary RAUM · 0.0 to unset
        Jun 23, 2021 to Apr 4, 2022
      • RAUM · 0.0 to unset
        Jun 23, 2021 to Apr 4, 2022
      Signals
      1 dated events
      • M•••• I••••••••• P••••••• filed its initial SEC registration (Form ADV)
        Jun 23, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026