DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••••• P•••••••• L••
Latest filing Mar 19, 2026
First filing on the tape Jun 11, 2025 · 2 filings
SEC status approved since Jul 11, 2025
RAUM
$274M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
9
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$274M as of Mar 19, 2026
Jun 11, 2025$208M then
HNW client RAUM$0 as of Mar 19, 2026
Jun 11, 2025$0 then
State-registered IARs (5.B.3)0 as of Mar 19, 2026
Jun 11, 20250 then
Employees (5.A)11 as of Mar 19, 2026
Jun 11, 202512 then
Private funds9 as of Mar 19, 2026
Jun 11, 20258 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $30.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $274M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$274M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $274M for 9 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••••••••• P••••••• • G••••• F••• I••• L• | Private Equity Fund | $79.2M | 15 | Jul 26, 2021 |
| I••••••••• P••••••• • G••••• F••• I•• •••••••• L• | Private Equity Fund | $50.8M | 13 | Jul 26, 2021 |
| I••••••••• P••••••• F••• I•• ••••••••• L• | Private Equity Fund | $31.6M | 2 | Mar 1, 2024 |
| I••••••••• P••••••• F••• I•• •••••••• C•••• | Private Equity Fund | $30.9M | 15 | Mar 1, 2024 |
| I••••••••• C••••••••• • B•••••• H•••••• L•• | Private Equity Fund | $5.5M | 21 | Mar 27, 2023 |
Owners and control persons
Schedule A and B, latest filing
- G•••••• S••••••• J••••• · Chief Compliance Officer Officercontrolsince 06/2023 · owns 75% or more
- H•••••• C••••••••• P••• · Membersince 12/2021 · owns 5% to 10%
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 12 to 11Jun 11, 2025 to Mar 19, 2026
- Accounts · 8 to 9Jun 11, 2025 to Mar 19, 2026
- Advisory employees · 8 to 7Jun 11, 2025 to Mar 19, 2026
- Pooled vehicle clients · 8 to 9Jun 11, 2025 to Mar 19, 2026
- Assets in custody · $208M to $274MJun 11, 2025 to Mar 19, 2026
- Insurance-licensed employees · 1 to 0Jun 11, 2025 to Mar 19, 2026
- Other offices · 2 to 1Jun 11, 2025 to Mar 19, 2026
- Private funds · 8 to 9Jun 11, 2025 to Mar 19, 2026
- Discretionary RAUM · $208M to $274MJun 11, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $208M to $274MJun 11, 2025 to Mar 19, 2026
- RAUM · $208M to $274MJun 11, 2025 to Mar 19, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- I••••••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- I••••••••• P•••••••• L•• · Private Equityshared crd · organization
- I••••••••• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- interalpenpartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 402-933-1223reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026