DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• S••• P•••••••• L••
Latest filing Mar 4, 2026
First filing on the tape Nov 8, 2021 · 19 filings
SEC status approved since Dec 8, 2021
RAUM
$986M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$946M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$247M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$986M as of Mar 4, 2026
Jan 27, 2022$0 then
HNW client RAUM$757M as of Mar 4, 2026
Mar 16, 2023$499M then
State-registered IARs (5.B.3)4 as of Mar 4, 2026
Jan 27, 20223 then
Employees (5.A)8 as of Mar 4, 2026
Jan 27, 20225 then
Private funds: no history
RAUM +15% over the last fiscal year+13% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $247MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 201derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $397,362derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $630M, 609 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$757M77%
- Individuals$189M19%
- Corporations and businesses$27.9M2.8%
- Charitable organizations$12.2M1.2%
- Individual clients
- 582reported
- HNW clients
- 222reported
- Pension plan clients
- n/areported
- Charitable clients
- 7reported
- Accounts
- 2,482reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $630M for 609 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• R•••• C••••• | Edmonds, Wa | Jan 13, 2022 | 41 y | 2 |
| M••• R••••• G•••••• A••••••• | Edmonds, Wa | Apr 1, 2022 | 33 y | 2 |
| C•••• H• G•••Certified Financial Planner | Edmonds, Wa | Apr 3, 2022 | 15 y | 3 |
| J•••• R••• M••••••• | Edmonds, Wa | Oct 2, 2023 | 19 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• R••• M••••••• from P••• R• R••• F•••••••• G••••• L••Oct 2, 2023 · RIA to RIA
- C•••• H• G••• from T••••••••• C•••••• M••••••••• L••Apr 3, 2022 · RIA to a newly registered adviser
- M••• R••••• G•••••• A••••••• from T••••••••• C•••••• M••••••••• L••Apr 1, 2022 · RIA to a newly registered adviser
- W•••••• R•••• C••••• from J•••••• S•••••••• I•••Jan 13, 2022 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from T••••••••• C•••••• M••••••••• L••Apr 12, 2022 · S••••••••, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••••• M•••• R••••• G•••••• · Founder And Chief Executive Officercontrolsince 11/2021 · owns less than 5%
- C•••••• W••••••• R•••• · President And Chief Compliance Officercontrolsince 07/2021 · owns less than 5%
- A•••••••• M•••• R••••• G•••••• · Mnanaging Membercontrolsince 12/2011 · owns 75% or more of T•• S••••••••• L•••••
Entity owners
- T•• S••••••••• L••••• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Edmonds, Wa · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 4, 2026C•••••• W••••••• R•••• (PRESIDENT AND CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2022-04-13 and 2026-03-04peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 2,369 to 2,482Sep 24, 2025 to Mar 4, 2026
- Charity clients · 10 to 7Sep 24, 2025 to Mar 4, 2026
- Corporate clients · 23 to 19Sep 24, 2025 to Mar 4, 2026
- HNW clients · 204 to 222Sep 24, 2025 to Mar 4, 2026
- Individual clients · 596 to 582Sep 24, 2025 to Mar 4, 2026
- Assets in custody · $551M to $630MSep 24, 2025 to Mar 4, 2026
- Employees · 11 to 8Sep 24, 2025 to Mar 4, 2026
- Discretionary RAUM · $856M to $985MSep 24, 2025 to Mar 4, 2026
- HNW RAUM · $636M to $757MSep 24, 2025 to Mar 4, 2026
- Individual RAUM · $186M to $189MSep 24, 2025 to Mar 4, 2026
- Non-discretionary RAUM · $1.4M to $758,550Sep 24, 2025 to Mar 4, 2026
- RAUM · $858M to $986MSep 24, 2025 to Mar 4, 2026
- Accounts · 2,247 to 2,369Jul 1, 2024 to Mar 4, 2025
- Advisory activities · 3 to 4Jul 1, 2024 to Mar 4, 2025
- Charity clients · 9 to 10Jul 1, 2024 to Mar 4, 2025
- Corporate clients · 14 to 23Jul 1, 2024 to Mar 4, 2025
- HNW clients · 185 to 204Jul 1, 2024 to Mar 4, 2025
- Individual clients · 579 to 596Jul 1, 2024 to Mar 4, 2025
- Assets in custody · $459M to $551MJul 1, 2024 to Mar 4, 2025
- Employees · 8 to 11Jul 1, 2024 to Mar 4, 2025
- Financial planning clients · 51-100 to 101-250Jul 1, 2024 to Mar 4, 2025
- Discretionary RAUM · $767M to $856MJul 1, 2024 to Mar 4, 2025
- HNW RAUM · $560M to $636MJul 1, 2024 to Mar 4, 2025
- Individual RAUM · $175M to $186MJul 1, 2024 to Mar 4, 2025
- Non-discretionary RAUM · $589,709 to $1.4MJul 1, 2024 to Mar 4, 2025
- RAUM · $767M to $858MJul 1, 2024 to Mar 4, 2025
- HQ city · S•••••••• to EDMONDSFeb 14, 2024 to Jul 1, 2024
- Accounts · 2,146 to 2,247Apr 28, 2023 to Feb 8, 2024
- Advisory employees · 3 to 4Apr 28, 2023 to Feb 8, 2024
- Charity clients · 8 to 9Apr 28, 2023 to Feb 8, 2024
- Corporate clients · 9 to 14Apr 28, 2023 to Feb 8, 2024
- HNW clients · 166 to 185Apr 28, 2023 to Feb 8, 2024
- Individual clients · 580 to 579Apr 28, 2023 to Feb 8, 2024
- Assets in custody · $415M to $459MApr 28, 2023 to Feb 8, 2024
- Employees · 6 to 8Apr 28, 2023 to Feb 8, 2024
- State-registered IARs · 3 to 4Apr 28, 2023 to Feb 8, 2024
- Discretionary RAUM · $676M to $767MApr 28, 2023 to Feb 8, 2024
- HNW RAUM · $499M to $560MApr 28, 2023 to Feb 8, 2024
- Individual RAUM · $167M to $175MApr 28, 2023 to Feb 8, 2024
- Non-discretionary RAUM · $615,697 to $589,709Apr 28, 2023 to Feb 8, 2024
Signals
3 dated events
- 2 advisors left T••••••••• C•••••• M••••••••• L•• (Shoreline, WA) for P•••••• S••• P•••••••• L•• on the same dayApr 12, 2022 · Team lift-out · derived
- Robert Gardner Mark Anderson (Founder) appeared on Schedule A of P•••••• S••• P•••••••• L••Nov 23, 2021 · Control person joined · fact
- P•••••• S••• P•••••••• L•• filed its initial SEC registration (Form ADV)Nov 8, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@p•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-345-6789reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 206-533-0500reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 206-533-0525reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/pacific-sage-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (206) 533-0500reportedpublic record, Form ADV, Mar 4, 2026
- Contact form
- p•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- p•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $247Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026