DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
A•••• C•••••• M••••••••• L•
Asset manager (funds and pooled vehicles), based in Austin, Texas, reporting $953M of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $953M
- Advisors
- 0
- Net advisor flow, 12 months
- Not established
- RAUM change, last fiscal year
- +33%
- Private clients
- 0.0% of RAUM
Form ADV
IAPD
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- RAUM a year earlier $719MRAUM now $953M
- Contact points 2
Every filed figure, and the identifiersCRD 315672 · SEC 801-127629 · 6 filingsShowHide
CRD 315672SEC 801-127629First filing on the tape Mar 10, 2023, latest Mar 30, 2026SEC status approved since Apr 10, 2023IAPD
RAUM
$953M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$953M as of Mar 30, 2026
Mar 27, 2024$472M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 27, 20240 then
Employees (5.A)7 as of Mar 30, 2026
Mar 27, 20246 then
Private funds1 as of Mar 30, 2026
Mar 27, 20241 then
RAUM +33% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $159MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $450M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$953M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $450M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• M••••• F••• L• | Hedge Fund | $450M | 35 | Aug 27, 2021 |
Owners and control persons
Schedule A and B, latest filing
- S•••••••• B•• · Chief Financial Officer, Chief Operating Officer, Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- V••••••••• R••••• A•••• · Chief Investment Officer | Limited Partnercontrolsince 03/2021 · owns 75% or more
- V••••••••• R••••• A•••• · Managing Membercontrolsince 04/2021 · owns 75% or more of A•••• C•••••• M••••••••• ••• L••
Entity owners
- A•••• C•••••• M••••••••• ••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- A•••• C•••••• ••• L••pooled vehicle sponsorn
- A•••• C•••••• L•investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $333M to $450MMar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $719M to $953MMar 27, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $719M to $953MMar 27, 2025 to Mar 30, 2026
- RAUM · $719M to $953MMar 27, 2025 to Mar 30, 2026
- Advisory employees · 4 to 5Mar 27, 2024 to Mar 27, 2025
- Assets in custody · $205M to $333MMar 27, 2024 to Mar 27, 2025
- Employees · 6 to 7Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $472M to $719MMar 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $472M to $719MMar 27, 2024 to Mar 27, 2025
- RAUM · $472M to $719MMar 27, 2024 to Mar 27, 2025
- Advisory employees · 3 to 4Jul 3, 2023 to Mar 27, 2024
- Assets in custody · $250M to $205MJul 3, 2023 to Mar 27, 2024
- Employees · 5 to 6Jul 3, 2023 to Mar 27, 2024
- Discretionary RAUM · $533M to $472MJul 3, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $533M to $472MJul 3, 2023 to Mar 27, 2024
- RAUM · $533M to $472MJul 3, 2023 to Mar 27, 2024
- Accounts · 4 to 6May 1, 2023 to Jul 3, 2023
- Pooled vehicle clients · 4 to 6May 1, 2023 to Jul 3, 2023
- Assets in custody · $97.0M to $250MMay 1, 2023 to Jul 3, 2023
- HQ city · NEW YORK to AUSTINMay 1, 2023 to Jul 3, 2023
- HQ state · NY to TXMay 1, 2023 to Jul 3, 2023
- Other offices · 1 to 0May 1, 2023 to Jul 3, 2023
- Discretionary RAUM · $112M to $533MMay 1, 2023 to Jul 3, 2023
- Pooled vehicle RAUM · $112M to $533MMay 1, 2023 to Jul 3, 2023
- RAUM · $112M to $533MMay 1, 2023 to Jul 3, 2023
- Private funds · 2 to 1Mar 10, 2023 to May 1, 2023
Signals
8 dated events
- ••• LockedMar 30, 2026 · private fund gav change · fact
- ••• LockedMar 30, 2026 · ria private fund assets change · fact
- ••• LockedMar 30, 2026 · RAUM change · derived
- ••• LockedMar 27, 2025 · RAUM change · derived
- ••• LockedJul 3, 2023 · RAUM change · derived
- ••• LockedMay 1, 2023 · ria registration change · fact
- ••• LockedMay 1, 2023 · Control person left · inference
- ••• LockedMar 10, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026