DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••••• C•••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jun 30, 2024 · 5 filings
SEC status approved since Nov 1, 2024
RAUM
$412M
reported, Item 5.F
Discretionary
16%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$412M as of Mar 30, 2026
Mar 27, 2025$349M then
HNW client RAUM: $784,327
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 27, 20250 then
Employees (5.A)8 as of Mar 30, 2026
Mar 27, 20256 then
Private funds4 as of Mar 30, 2026
Mar 27, 20254 then
RAUM +18% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $31.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 16%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $302M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$357M87%
- Other investment advisers$45.2M11%
- Investment companies$6.5M1.6%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $302M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••••••• C•••••• M••••••••• S•• I• L•• | Other Private Fund | $96.7M | 1 | Jun 30, 2024 |
| K••••••• C•••••• M••••••••• S•• I•• L•• | Other Private Fund | $79.4M | 1 | Jun 30, 2024 |
| K••••••• C•••••• M••••••••• S•• I•• L•• | Other Private Fund | $15.3M | 1 | Jun 30, 2024 |
Owners and control persons
Schedule A and B, latest filing
- P••••••• K•••••••• K•••••• · Chief Compliance Officer & Director Of Operationscontrolsince 03/2024 · owns less than 5%
- S•••••• J•••••• J••••• · Chief Executive Officer & Managercontrolsince 11/2018 · owns 50% to 75%
- C••••• C••••••••• P•••••• · Trusteecontrolsince 11/2018 · owns F of C••••••••• P• C•••• R•••••••• T••••
- R••••••••• B••••• K••••••• · Trusteecontrolsince 11/2018 · owns F of T•••• O• B•••• K• R••••••••• D•••• 8••••••••
- R••••••••• B••••• K••••••• · Managercontrolsince 11/2018 · owns F of I•••••• L••
- R••••••••• S••••••• D• · Trusteecontrolsince 11/2018 · owns F of T•••• O• S•••••• D• R••••••••• D•••• 8••••••••
- T•••••••• M••••••• A•••• · Managercontrolsince 06/2024 · owns F of I•••••• L••
Entity owners
- I•••••• L•• · Memberdirect · owns 25% to 50%
- C••••••••• P• C•••• R•••••••• T•••• · Memberindirect · owns 25% to 50% of I•••••• L••
- T•••• O• B•••• K• R••••••••• D•••• 8•••••••• · Memberindirect · owns 50% to 75% of V•••••• R••• L••
- T•••• O• S•••••• D• R••••••••• D•••• 8•••••••• · Memberindirect · owns 50% to 75% of V•••••• R••• L••
- V•••••• R••• L•• · Memberindirect · owns 25% to 50% of I•••••• L••
Related persons
Schedule D 7.A
- S••••• P•••n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 17 to 13Mar 27, 2025 to Mar 30, 2026
- Assets in custody · $166M to $302MMar 27, 2025 to Mar 30, 2026
- Employees · 6 to 8Mar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $40.6M to $64.9MMar 27, 2025 to Mar 30, 2026
- HNW RAUM · 784327.0 to unsetMar 27, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $308M to $347MMar 27, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $301M to $357MMar 27, 2025 to Mar 30, 2026
- RAUM · $349M to $412MMar 27, 2025 to Mar 30, 2026
- Accounts · 14 to 17Oct 15, 2024 to Mar 27, 2025
- Pooled vehicle clients · 5 to 7Oct 15, 2024 to Mar 27, 2025
- Assets in custody · $191M to $166MOct 15, 2024 to Mar 27, 2025
- Financial planning clients · unset to Oct 15, 2024 to Mar 27, 2025
- Private funds · 3 to 4Oct 15, 2024 to Mar 27, 2025
- Discretionary RAUM · $0 to $40.6MOct 15, 2024 to Mar 27, 2025
- HNW RAUM · $683,146 to $784,327Oct 15, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $270M to $308MOct 15, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $233M to $301MOct 15, 2024 to Mar 27, 2025
- RAUM · $270M to $349MOct 15, 2024 to Mar 27, 2025
Signals
1 dated events
- K••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K••••••• C•••••• M••••••••• L•• · Family Officesshared crd · office
- K••••••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kerberos-capital-management-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- k•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (312) 854-8787reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026