DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A• C•••••• D••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 29, 2022 · 6 filings
SEC status approved since Apr 29, 2022
RAUM
$135M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$135M as of Mar 30, 2026
Mar 21, 2023$163M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 21, 2023$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 21, 20230 then
Employees (5.A)4 as of Mar 30, 2026
Mar 21, 20233 then
Private funds2 as of Mar 30, 2026
Mar 21, 20232 then
RAUM -21% over the last fiscal year-6.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $44.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$113M84%
- Pooled investment vehicles$21.7M16%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.16 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A• C•••••• A••••••• R••••• F••• | Hedge Fund | $52.1M | 16 | Jul 28, 2021 |
| A• C•••••• S•• | Hedge Fund | $7.4M | 2 | Mar 29, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C•••• C•••• M•• · Director And Ceocontrolsince 01/2021 · owns less than 5%
- W••• L••• · Chief Compliance Officercontrolsince 07/2021 · owns less than 5%
- L••••• T•• H• · Ownercontrolsince 06/2019 · owns 75% or more of A• T••••••••• H••••••• ••••••• L••••••
Entity owners
- A• T••••••••• H••••••• ••••••• L•••••• · Holding Companyindirect · owns 75% or more of A• C•••••• A•••• M••••••••• L••••••
- A• C•••••• A•••• M••••••••• L•••••• · Parentdirect · owns 75% or more
Related persons
Schedule D 7.A
- A• C•••••• M••••••••• •••• K•••• L••••••investment advisern
- A• C•••••• M••••••••• L••••••investment advisery
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 3 to 4Mar 18, 2025 to Mar 30, 2026
- Financial planning clients · 1-10 to 0Mar 18, 2025 to Mar 30, 2026
- Discretionary RAUM · $170M to $135MMar 18, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $25.7M to $21.7MMar 18, 2025 to Mar 30, 2026
- RAUM · $170M to $135MMar 18, 2025 to Mar 30, 2026
- Corporate clients · 0 to 1Mar 22, 2024 to Mar 18, 2025
- Pooled vehicle clients · 3 to 2Mar 22, 2024 to Mar 18, 2025
- Financial planning clients · 1-10 to 1-10Mar 22, 2024 to Mar 18, 2025
- Discretionary RAUM · $108M to $170MMar 22, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $20.3M to $25.7MMar 22, 2024 to Mar 18, 2025
- RAUM · $108M to $170MMar 22, 2024 to Mar 18, 2025
- Advisory employees · 0 to 1Mar 21, 2023 to Mar 22, 2024
- HNW clients · 6 to 0Mar 21, 2023 to Mar 22, 2024
- Financial planning clients · 0 to 1-10Mar 21, 2023 to Mar 22, 2024
- Discretionary RAUM · $163M to $108MMar 21, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $163M to $20.3MMar 21, 2023 to Mar 22, 2024
- RAUM · $163M to $108MMar 21, 2023 to Mar 22, 2024
- Financial planning clients · unset to 0Nov 4, 2022 to Mar 21, 2023
- Discretionary RAUM · $194M to $163MNov 4, 2022 to Mar 21, 2023
- HNW RAUM · unset to 0.0Nov 4, 2022 to Mar 21, 2023
- Pooled vehicle RAUM · $194M to $163MNov 4, 2022 to Mar 21, 2023
- RAUM · $194M to $163MNov 4, 2022 to Mar 21, 2023
- Private funds · 4 to 2Mar 29, 2022 to Nov 4, 2022
Signals
1 dated events
- A• C•••••• D••••••• L•• filed its initial SEC registration (Form ADV)Mar 29, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 929-354-3757reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026