DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Paralel Advisors LLC

Asset manager (funds and pooled vehicles)Denver, ColoradoCRD 315804SEC 801-122468websiteIAPD
Latest filing Jan 27, 2026
First filing on the tape Sep 8, 2021 · 9 filings
SEC status approved since Oct 8, 2021
RAUM
$2.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$2.7B as of Jan 27, 2026
Mar 30, 2022$1.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 27, 2026
Mar 30, 20220 then
Employees (5.A)6 as of Jan 27, 2026
Mar 30, 202210 then
Private funds: no history
RAUM +6.5% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 27, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$890MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+6.5%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$2.7B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Oppegard Jeremy May · Chief Executive Officercontrol
        since 07/2021 · owns less than 5%
      • Anthony Christopher Moore · Chief Compliance Officer, General Counselcontrol
        since 07/2021 · owns less than 5%
      • Oppegard Jeremy May · Sole Manager, Owner (>25%)control
        since 09/2020 · owns 25% to 50% of Paralel Technologies LLC
      • Aaron Lee Legleiter · Manager
        since 11/2021 · owns F of Slct Holdings, LLC
      Entity owners
      • Paralel Technologies LLC · Owner, Managing Member
        direct · owns 75% or more
      • Peak Trust Company · Trustee
        indirect · owns F of Stewart West Indies Trust
      • Peak Trust Company · Trustee
        indirect · owns F of Susan L. Ciciora Trust
      • Slct Holdings, LLC · Investor
        indirect · owns 25% to 50% of Paralel Technologies LLC
      • Stewart West Indies Trust · Owner
        indirect · owns 75% or more of Peak Trust Company
      • Susan L. Ciciora Trust · Member
        indirect · owns 75% or more of Slct Holdings, LLC
      Related persons
      Schedule D 7.A
      Advisers that list Paralel Advisors LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $2.5B to $2.7B
        Mar 27, 2025 to Jan 27, 2026
      • RAUM · $2.5B to $2.7B
        Mar 27, 2025 to Jan 27, 2026
      • Financial planning clients · unset to
        Sep 1, 2024 to Mar 27, 2025
      • Discretionary RAUM · $2.1B to $2.5B
        Sep 1, 2024 to Mar 27, 2025
      • RAUM · $2.1B to $2.5B
        Sep 1, 2024 to Mar 27, 2025
      • Accounts · 2 to 3
        Mar 28, 2023 to Mar 26, 2024
      • Discretionary RAUM · $1.8B to $2.1B
        Mar 28, 2023 to Mar 26, 2024
      • RAUM · $1.8B to $2.1B
        Mar 28, 2023 to Mar 26, 2024
      • Accounts · 1 to 2
        Mar 30, 2022 to Mar 28, 2023
      • BD registered reps · 0 to 3
        Mar 30, 2022 to Mar 28, 2023
      • Employees · 10 to 6
        Mar 30, 2022 to Mar 28, 2023
      • Discretionary RAUM · $1.9B to $1.8B
        Mar 30, 2022 to Mar 28, 2023
      • RAUM · $1.9B to $1.8B
        Mar 30, 2022 to Mar 28, 2023
      • Advisory employees · 1 to 2
        Nov 26, 2021 to Mar 30, 2022
      • Business name · PARALEL ADVISORS, LLC to PARALEL ADVISORS LLC
        Nov 26, 2021 to Mar 30, 2022
      • Employees · 9 to 10
        Nov 26, 2021 to Mar 30, 2022
      • Legal name · PARALEL ADVISORS, LLC to PARALEL ADVISORS LLC
        Nov 26, 2021 to Mar 30, 2022
      • Discretionary RAUM · $1.8B to $1.9B
        Nov 26, 2021 to Mar 30, 2022
      • RAUM · $1.8B to $1.9B
        Nov 26, 2021 to Mar 30, 2022
      • Related broker-dealer · false to true
        Nov 26, 2021 to Mar 30, 2022
      • Accounts · unset to 1.0
        Sep 8, 2021 to Nov 26, 2021
      • Employees · 8 to 9
        Sep 8, 2021 to Nov 26, 2021
      • Discretionary RAUM · unset to 1756991229.0
        Sep 8, 2021 to Nov 26, 2021
      • Non-discretionary RAUM · unset to 0.0
        Sep 8, 2021 to Nov 26, 2021
      • RAUM · unset to 1756991229.0
        Sep 8, 2021 to Nov 26, 2021
      Signals
      2 dated events
      • Balagopal Vinay Nair (Member, Owner) no longer on Schedule A of Paralel Advisors Llc (listed 2024-03-26, absent 2024-08-27)
        Aug 27, 2024 · Control person left · inference
      • Paralel Advisors, Llc filed its initial SEC registration (Form ADV)
        Sep 8, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/paralel-technologiesreportedpublic record, Form ADV, Sep 17, 2026
      Website
      paralel.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      3032264150reportedpublic record, Form ADV, Jan 27, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026