DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Twin City Private Wealth, LLC
Latest filing Mar 24, 2026
First filing on the tape Jul 9, 2021 · 9 filings
SEC status approved since Apr 26, 2024
RAUM
$151M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$151M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$37.8M
derived; firm RAUM over IAPD count
Employees
10
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$151M as of Mar 24, 2026
Mar 25, 2025$130M then
HNW client RAUM$72.7M as of Mar 24, 2026
Mar 25, 2025$78.1M then
State-registered IARs (5.B.3)4 as of Mar 24, 2026
Mar 25, 20253 then
Employees (5.A)10 as of Mar 24, 2026
Mar 25, 20258 then
Private funds: no history
RAUM +16% over the last fiscal yearIARs 3 to 4
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $37.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 73derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $281,192derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $74.6M, 267 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$78.6M52%
- High-net-worth individuals$72.7M48%
- Individual clients
- 252reported
- HNW clients
- 39reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 538reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $74.6M for 267 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Eric David Mattinson | Winston-Salem, Nc | Aug 20, 2021 | 18 y | 3 |
| Joseph King Berry | Winston-Salem, Nc | Aug 20, 2021 | 12 y | 1 |
| Travis Vernon Lethco | Winston-Salem, Nc | Oct 11, 2021 | 14 y | 3 |
| Jason Brent Lincoln | Winston-Salem, Nc | Apr 22, 2025 | 20 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Travis Vernon Lethco from Semmax Financial Advisors, Inc.Oct 11, 2021 · RIA to a newly registered adviser
- Joseph King Berry from Semmax Financial Advisors, Inc.Aug 20, 2021 · RIA to a newly registered adviser
- Eric David Mattinson from Semmax Financial Advisors, Inc.Aug 20, 2021 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Semmax Financial Advisors, Inc.Sep 17, 2021 · Winstonsalem, Nc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- King Joseph Berry · Membercontrolsince 08/2021 · owns 25% to 50%
- Vernon Travis Lethco · Membercontrolsince 10/2021 · owns 25% to 50%
- David Eric Mattinson · Manager/Chief Compliance Officercontrolsince 08/2021 · owns 25% to 50%
Related persons
Schedule D 7.A
- Twin City Private Wealth Insurance Services, LLCreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Winstonsalem, Nc | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 480 to 538Mar 25, 2025 to Mar 24, 2026
- Advisory employees · 3 to 4Mar 25, 2025 to Mar 24, 2026
- HNW clients · 54 to 39Mar 25, 2025 to Mar 24, 2026
- Individual clients · 206 to 252Mar 25, 2025 to Mar 24, 2026
- Assets in custody · $54.5M to $74.6MMar 25, 2025 to Mar 24, 2026
- Employees · 8 to 10Mar 25, 2025 to Mar 24, 2026
- State-registered IARs · 3 to 4Mar 25, 2025 to Mar 24, 2026
- Discretionary RAUM · $130M to $151MMar 25, 2025 to Mar 24, 2026
- HNW RAUM · $78.1M to $72.7MMar 25, 2025 to Mar 24, 2026
- Individual RAUM · $51.8M to $78.6MMar 25, 2025 to Mar 24, 2026
- RAUM · $130M to $151MMar 25, 2025 to Mar 24, 2026
- Discretionary RAUM · $111M to $130MOct 16, 2024 to Mar 25, 2025
- HNW RAUM · $51.1M to $78.1MOct 16, 2024 to Mar 25, 2025
- Individual RAUM · $59.7M to $51.8MOct 16, 2024 to Mar 25, 2025
- RAUM · $111M to $130MOct 16, 2024 to Mar 25, 2025
- Accounts · 429 to 480Oct 16, 2024 to Mar 25, 2025
- HNW clients · 32 to 54Oct 16, 2024 to Mar 25, 2025
- Individual clients · 188 to 206Oct 16, 2024 to Mar 25, 2025
- Assets in custody · $117M to $54.5MOct 16, 2024 to Mar 25, 2025
- Employees · 6 to 8Oct 16, 2024 to Mar 25, 2025
- Financial planning clients · unset to Oct 16, 2024 to Mar 25, 2025
- Other offices · 0 to 1Oct 16, 2024 to Mar 25, 2025
- Assets in custody · unset to 117000992.0Mar 27, 2024 to Oct 16, 2024
- Custody of client assets · false to trueMar 27, 2024 to Oct 16, 2024
- Accounts · 260 to 429Mar 8, 2022 to Mar 27, 2024
- Business name · DOGWOOD WEALTH ADVISORS, LLC to TWIN CITY PRIVATE WEALTH, LLCMar 8, 2022 to Mar 27, 2024
- HNW clients · 15 to 32Mar 8, 2022 to Mar 27, 2024
- Individual clients · 111 to 188Mar 8, 2022 to Mar 27, 2024
- Employees · 4 to 6Mar 8, 2022 to Mar 27, 2024
- Legal name · DOGWOOD WEALTH ADVISORS, LLC to TWIN CITY PRIVATE WEALTH, LLCMar 8, 2022 to Mar 27, 2024
- Discretionary RAUM · $72.2M to $111MMar 8, 2022 to Mar 27, 2024
- HNW RAUM · $30.6M to $51.1MMar 8, 2022 to Mar 27, 2024
- Individual RAUM · $41.6M to $59.7MMar 8, 2022 to Mar 27, 2024
- RAUM · $72.2M to $111MMar 8, 2022 to Mar 27, 2024
- Accounts · 0 to 260Aug 20, 2021 to Jan 7, 2022
- Advisory employees · 2 to 3Aug 20, 2021 to Jan 7, 2022
- HNW clients · 0 to 15Aug 20, 2021 to Jan 7, 2022
- Individual clients · 0 to 111Aug 20, 2021 to Jan 7, 2022
- Employees · 2 to 4Aug 20, 2021 to Jan 7, 2022
- State-registered IARs · 0 to 3Aug 20, 2021 to Jan 7, 2022
Signals
5 dated events
- Vernon Travis Lethco (Member) appeared on Schedule A of Twin City Private Wealth, LlcJan 7, 2022 · Control person joined · fact
- David Eric Mattinson (Manager/Chief Compliance Officer) appeared on Schedule A of Twin City Private Wealth, LlcAug 20, 2021 · Control person joined · fact
- King Joseph Berry (Member) appeared on Schedule A of Twin City Private Wealth, LlcAug 20, 2021 · Control person joined · fact
- Elizabeth Megan Mattinson (Manager/Chief Compliance Officer) no longer on Schedule A of Twin City Private Wealth, Llc (listed 2021-07-09, absent 2021-08-20)Aug 20, 2021 · Control person left · inference
- Dogwood Wealth Advisors, Llc filed its initial SEC registration (Form ADV)Jul 9, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- twincitywealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 336-930-9494reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $37.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026