DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••• C•••••• P••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Apr 21, 2023 · 5 filings
SEC status approved since May 19, 2023
RAUM
$379M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$379M as of Mar 31, 2026
Mar 29, 2024$313M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20240 then
Employees (5.A)14 as of Mar 31, 2026
Mar 29, 202411 then
Private funds3 as of Mar 31, 2026
Mar 29, 20243 then
RAUM +12% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $126MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$379M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••••• P••••••• F••• I• L• | Private Equity Fund | $189M | 22 | Mar 4, 2022 |
| R•••••• P••••••• F••• I••• L• | Private Equity Fund | $116M | 9 | Mar 4, 2022 |
| R•••••• P••••••• I••••••••• I• L• | Private Equity Fund | $7.7M | 7 | Mar 4, 2022 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• J•••••••• D•••• · Managing Partnercontrolsince 02/2020 · owns less than 5%
- G••••• F••••• R••••• · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- P••••••• B•••••••• R••••• · Chief Financial Officercontrolsince 09/2023 · owns less than 5%
- R••••• A•••• J••• · Managing Partnercontrolsince 02/2020 · owns less than 5%
- A•••••• J•••••••• D•••• · Membercontrolsince 02/2020 · owns 50% to 75% of R•••••• C•••••• P••••••• G• L••
- R••••• A•••• J••• · Membercontrolsince 02/2020 · owns 50% to 75% of R•••••• C•••••• P••••••• G• L••
Entity owners
- R•••••• C•••••• P••••••• G• L•• · General Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- R•••••• P••••••• F••• I• G•• L•pooled vehicle sponsorn
- R•••••• P••••••• I••••••••• G• I• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 12 to 13Apr 25, 2025 to Mar 31, 2026
- Employees · 13 to 14Apr 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $340M to $379MApr 25, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $340M to $379MApr 25, 2025 to Mar 31, 2026
- RAUM · $340M to $379MApr 25, 2025 to Mar 31, 2026
- Advisory employees · 10 to 12Mar 29, 2024 to Apr 25, 2025
- Employees · 11 to 13Mar 29, 2024 to Apr 25, 2025
- Financial planning clients · unset to Mar 29, 2024 to Apr 25, 2025
- Discretionary RAUM · $313M to $340MMar 29, 2024 to Apr 25, 2025
- Pooled vehicle RAUM · $313M to $340MMar 29, 2024 to Apr 25, 2025
- RAUM · $313M to $340MMar 29, 2024 to Apr 25, 2025
- Advisory employees · 11 to 10Sep 10, 2023 to Mar 29, 2024
- Employees · 12 to 11Sep 10, 2023 to Mar 29, 2024
- Discretionary RAUM · $309M to $313MSep 10, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $309M to $313MSep 10, 2023 to Mar 29, 2024
- RAUM · $309M to $313MSep 10, 2023 to Mar 29, 2024
- Private funds · 6 to 3Apr 21, 2023 to Sep 10, 2023
Signals
2 dated events
- R••••• B••••••• P•••••• (Chief Financial Officer) appeared on Schedule A of R•••••• C•••••• P••••••• L•Mar 29, 2024 · Control person joined · fact
- R•••••• C•••••• P••••••• L• filed its initial SEC registration (Form ADV)Apr 21, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R•••••• C•••••• P••••••• L• · Independent Sponsorsshared crd · capital_provider
- R•••••• C•••••• P••••••• L• · Private Equityshared crd · organization
- R•••••• C•••••• P••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/rainier-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- r•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 332-262-4633reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026