DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••• G••••• P••••••• L•
Latest filing Apr 30, 2026
First filing on the tape Jun 26, 2025 · 4 filings
SEC status approved since Jul 25, 2025
RAUM
$204M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$204M as of Apr 30, 2026
Jun 26, 2025$248M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Jun 26, 20250 then
Employees (5.A)5 as of Apr 30, 2026
Jun 26, 20255 then
Private funds9 as of Apr 30, 2026
Jun 26, 20258 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $20.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $85.6M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$204M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $85.6M for 10 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••• G••••• P••••••• F••• I• L• | Private Equity Fund | $39.2M | 37 | Aug 27, 2021 |
| A••• G••••• P••••••• F••• I•• L• | Private Equity Fund | $7.3M | 5 | Aug 27, 2021 |
| L••• A•••••• L•• | Private Equity Fund | $6.9M | 1 | Mar 27, 2024 |
| A•••••• L• | Private Equity Fund | $3.5M | 1 | Mar 30, 2022 |
| H••• A••••• L•• | Private Equity Fund | $2.5M | 20 | Aug 27, 2021 |
| A••• G••••• P••••••• F••• I•• L• | Private Equity Fund | $2.3M | 14 | Mar 30, 2023 |
| H••• A••••• I• L•• | Private Equity Fund | $497,053 | 9 | Aug 27, 2021 |
| A••• G••••• P••••••• F••• I••• L• | Private Equity Fund | $0 | 4 | Mar 27, 2024 |
| A••• G••••• P••••••• F••• I• L• | Private Equity Fund | $0 | 26 | Mar 27, 2024 |
| A••• G••••• P••••••• F••• I••• L• | Private Equity Fund | $0 | 4 | Mar 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• J••••••••• K•••••• · Limited Partner Of A••• G••••• P••••••• L•controlsince 01/2020 · owns 25% to 50%
- G•••••• P••••••• J• · Chief Financial Officer, Chief Compliance Officercontrolsince 11/2023 · owns less than 5%
- N•••••• T••••• · Chief Executive Officercontrolsince 11/2019 · owns less than 5%
Entity owners
- A••• G••••• P••••••• L•• · General Partner Of A••• G••••• P••••••• L•direct · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 10 to 9Mar 25, 2026 to Apr 30, 2026
- Accounts · 8 to 10Dec 8, 2025 to Mar 25, 2026
- Pooled vehicle clients · 8 to 10Dec 8, 2025 to Mar 25, 2026
- Assets in custody · $87.6M to $85.6MDec 8, 2025 to Mar 25, 2026
- Private funds · 8 to 10Dec 8, 2025 to Mar 25, 2026
- Discretionary RAUM · $248M to $204MDec 8, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $248M to $204MDec 8, 2025 to Mar 25, 2026
- RAUM · $248M to $204MDec 8, 2025 to Mar 25, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- A••• G••••• P••••••• L• · Independent Sponsorsshared crd · capital_provider
- A••• G••••• P••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/aria-growthreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (212) 390-9752reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026