DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Latest filing Jul 1, 2026
First filing on the tape Jul 30, 2021 · 16 filings
SEC status approved since Aug 30, 2021
RAUM
$33B
reported, Item 5.F
Discretionary
9.8%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
14 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
1
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$33B as of Jul 1, 2026
Mar 30, 2022$15B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 1, 2026
Mar 30, 20220 then
Employees (5.A)20 as of Jul 1, 2026
Mar 30, 20227 then
Private funds1 as of Jul 1, 2026
Mar 30, 20221 then
RAUM +27% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.0BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 9.8%derivedof RAUM
- Institutional
- 36%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $105M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$12B36%
- Pooled investment vehicles$8.9B27%
- Sovereign wealth funds$5.9B18%
- Pension and profit-sharing plans$5.9B18%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 4reported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $105M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.27 institutional_share=0.36 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••• • C• I••••••••• P••••••••• F••••• F••• S••• ••••••••• F••••• F•••••no longer reported | Other Private Fund | $1.4B | 14 | Mar 30, 2022 |
| M••••••• • C• I••••••••• P••••••••• ••• L•• | Other Private Fund | $1.3B | 12 | Jun 29, 2023 |
| M••••••• • C• I••••••••• P••••••••• F••• T•••••• F••••• ••• L•• | Other Private Fund | $115M | 3 | Jun 29, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C••••• K•••••• M•••••• · Head Of Legalcontrolsince 03/2013 · owns less than 5%
- G•••••• A•••••• D•••• H••••• · Head Ofcompliance / Chief Compliance Officercontrolsince 11/2023 · owns less than 5%
- N•••••••• P•••• J••••• C•••••• · Chief Executive Officercontrolsince 01/2022 · owns 5% to 10%
- S•••••• W••••••• O••••• C•••••• · Chief I•••••Ment Officercontrolsince 12/2021 · owns less than 5%
- H•••••• A••••••• J•••• W•••••• · Trusteecontrolsince 12/2012 · owns F of H••••• M••••••• • C• G•••• L•••••• P•••••••••
- M•••••••• R•••••• W•••••• B•••••• · Trusteecontrolsince 09/2011 · owns F of H••••• M••••••• • C• G•••• L•••••• P•••••••••
- S••••••• D•••••• P••• · Membercontrolsince 11/2016 · owns F of H••••• M••••••• • C• G•••• L•••••• P•••••••••
- S••••••• A•••••• J•••• · Trusteecontrolsince 09/2011 · owns F of H••••• M••••••• • C• G•••• L•••••• P•••••••••
Entity owners
- H••••• M••••••• • C• U••••• S••••• H••••••• L•••••• · Sole Memberdirect · owns 75% or more
- H•••• M••••••• • C• G•••• G• L•••••• · General Partnerindirect · owns F of H••••• M••••••• • C• G•••• L•••••• P•••••••••
- H••••• M••••••• • C• G•••• L•••••• P••••••••• · Sole Shareholderindirect · owns 75% or more of H••••• M••••••• • C• U••••• S••••• H••••••• L••••••
Related persons
Schedule D 7.A
- C•••••••• R••••••••• G• L••••••investment adviserpooled vehicle sponsorn
- M•• A•• H••••• F••••• P•• L••investment adviserpooled vehicle sponsorn
- M•• A•••••••• F••••• P•• L••pooled vehicle sponsorn
- M•• G• S••••••pooled vehicle sponsorn
- M•• M••••••••• P•• L••••••investment advisern
- M•• U•••• P•• L••••••pooled vehicle sponsorn
- M•• M••••••••• P•• L••••••pooled vehicle sponsorn
- M••••••• • C• E••••••• C• • I••••• ••• 2• L••••••pooled vehicle sponsory
- M••••••• • C• E••••••• C• • I••••• ••• 3• L••••••pooled vehicle sponsorn
- M••••••• • C• E••••••• C•••••••• ••••• P•• L••••••pooled vehicle sponsorn
- M••••••• • C• G••••• I••••••••• I••••••••• N••• P•• L••••••pooled vehicle sponsorn
- M••••••• • C• P•• L••••••pooled vehicle sponsorn
- M••••••• • C• S•• M••••••••• L••••••pooled vehicle sponsorn
- M••••••• H•• A•••••••• F••••• P•• L••••••pooled vehicle sponsorn
- M••••••• I••••••••• M••••••••• ••••••••• P•• L••••••investment advisern
- M••••••• I••••••••• M••••••••• L••••••pooled vehicle sponsorn
- M••••••• I••••••••• U• L••••••pooled vehicle sponsorn
- M••••••• I••••••••• L••••••pooled vehicle sponsorn
- M••••••• I••••••••• M••••••••• L••••••pooled vehicle sponsorn
- M••••••• P•••••• M•••••• P•• L••••••investment adviserpooled vehicle sponsorn
- M••••••• U•••••••• M••••••••• P•• L••••••pooled vehicle sponsorn
- M••••••• V••••••• L••••••pooled vehicle sponsorn
- M•• I• A•••••••• F••••• P•• L••••••pooled vehicle sponsorn
- M•• I• F•••• M••••••••• P•• L••••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Sydney, Australia21 employees
- London, United Kingdom17 employees
- New York, NY13 employees
- Auckland, New Zealand6 employees
- Singapore, Singapore4 employees
- Melbourne, Australia2 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Jul 1, 2026advises private funds (Item 7.B): no on the filing of 2026-01-30, yes on the filing of 2026-07-01peers: other advisers, $20B and over (120)
- custody status changedChange between filings · filing Jul 1, 2026custody of client assets (Item 9.A): no on the filing of 2026-01-30, yes on the filing of 2026-07-01peers: other advisers, $20B and over (120)
What changed
consecutive filings, newest first
- Accounts · 10 to 11Jan 30, 2026 to Jul 1, 2026
- Assets in custody · unset to 105475680.0Jan 30, 2026 to Jul 1, 2026
- Custody of client assets · false to trueJan 30, 2026 to Jul 1, 2026
- Private funds · unset to 1Jan 30, 2026 to Jul 1, 2026
- Discretionary RAUM · $2.8B to $3.2BJan 30, 2026 to Jul 1, 2026
- Non-discretionary RAUM · $25B to $29BJan 30, 2026 to Jul 1, 2026
- Pension RAUM · $5.7B to $5.9BJan 30, 2026 to Jul 1, 2026
- Pooled vehicle RAUM · $7.7B to $8.9BJan 30, 2026 to Jul 1, 2026
- RAUM · $28B to $33BJan 30, 2026 to Jul 1, 2026
- BD registered reps · 5 to 6Jun 28, 2024 to Jun 27, 2025
- Employees · 19 to 20Jun 28, 2024 to Jun 27, 2025
- Financial planning clients · unset to Jun 28, 2024 to Jun 27, 2025
- HQ state · unset to Jun 28, 2024 to Jun 27, 2025
- Discretionary RAUM · $2.7B to $2.8BJun 28, 2024 to Jun 27, 2025
- Non-discretionary RAUM · $23B to $25BJun 28, 2024 to Jun 27, 2025
- Pension RAUM · $5.4B to $5.7BJun 28, 2024 to Jun 27, 2025
- Pooled vehicle RAUM · $8.2B to $7.7BJun 28, 2024 to Jun 27, 2025
- RAUM · $26B to $28BJun 28, 2024 to Jun 27, 2025
- Accounts · 5 to 10May 3, 2024 to Jun 28, 2024
- Advisory employees · 9 to 14May 3, 2024 to Jun 28, 2024
- BD registered reps · 0 to 5May 3, 2024 to Jun 28, 2024
- Business name · M••••••• • C• to M••••••• U•• L••May 3, 2024 to Jun 28, 2024
- Corporate clients · unset to 1.0May 3, 2024 to Jun 28, 2024
- Pension plan clients · unset to 4.0May 3, 2024 to Jun 28, 2024
- Pooled vehicle clients · 2 to 4May 3, 2024 to Jun 28, 2024
- Assets in custody · 1417637640.0 to unsetMay 3, 2024 to Jun 28, 2024
- Custody of client assets · true to falseMay 3, 2024 to Jun 28, 2024
- Employees · 13 to 19May 3, 2024 to Jun 28, 2024
- HQ city · NEW YORK to WELLINGTONMay 3, 2024 to Jun 28, 2024
- HQ state · NY to unsetMay 3, 2024 to Jun 28, 2024
- Legal name · H.R.L. M••••••• • C• (US) LLC to M••••••• U•• L••May 3, 2024 to Jun 28, 2024
- Other offices · 0 to 6May 3, 2024 to Jun 28, 2024
- Private funds · 2 to unsetMay 3, 2024 to Jun 28, 2024
- Discretionary RAUM · $1.4B to $2.7BMay 3, 2024 to Jun 28, 2024
- Non-discretionary RAUM · $4.5B to $23BMay 3, 2024 to Jun 28, 2024
- Pension RAUM · unset to 5360680000.0May 3, 2024 to Jun 28, 2024
- Pooled vehicle RAUM · $1.4B to $8.2BMay 3, 2024 to Jun 28, 2024
- RAUM · $5.9B to $26BMay 3, 2024 to Jun 28, 2024
- Discretionary RAUM · $1.4B to $1.4BJul 28, 2023 to Aug 2, 2023
- Pooled vehicle RAUM · $1.4B to $1.4BJul 28, 2023 to Aug 2, 2023
Signals
19 dated events
- M••••••• U•• L•• reported 6 offices beyond its principal office, up from 0 (2024-05-03 to 2024-06-28)Jun 28, 2024 · Office count change · derived
- M••••••• U•• L•• reported RAUM $25.7B, up 332% from $5.9B (2024-05-03 to 2024-06-28)Jun 28, 2024 · RAUM change · derived
- M•••••• K••••• C•••• (Head Of Legal) appeared on Schedule A of M••••••• U•• L••Jun 28, 2024 · Control person joined · fact
- David Heydon A••••• Graham (Head Ofcompliance / Chief Compliance Officer) appeared on Schedule A of M••••••• U•• L••May 3, 2024 · Control person joined · fact
- M••••••• U•• L•• reported RAUM $5.9B, down 61% from $15.4B (2023-03-31 to 2023-06-29)Jun 29, 2023 · RAUM change · derived
- Yi T••• Muh (Director) no longer on Schedule A of M••••••• U•• L•• (listed 2023-03-31, absent 2023-06-29)Jun 29, 2023 · Control person left · inference
- D••••• T••••• R•••• (Director) no longer on Schedule A of M••••••• U•• L•• (listed 2023-03-31, absent 2023-06-29)Jun 29, 2023 · Control person left · inference
- K••• M••••• (Director) no longer on Schedule A of M••••••• U•• L•• (listed 2023-03-31, absent 2023-06-29)Jun 29, 2023 · Control person left · inference
- P••• D••••• S•••••• (Member) appeared on Schedule A of M••••••• U•• L••Jun 29, 2023 · Control person joined · fact
- P•••• J•••• B•••• (Chief Executive Officer, Infratil Limited) no longer on Schedule A of M••••••• U•• L•• (listed 2023-01-13, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Louise Nicole Walker (Chief Commercial Officer) no longer on Schedule A of M••••••• U•• L•• (listed 2023-01-13, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- A••••• M••• G••••••• (Head Of Legal) no longer on Schedule A of M••••••• U•• L•• (listed 2023-01-13, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- M•••••• K••••• C•••• (Head Of Finance And Operations) no longer on Schedule A of M••••••• U•• L•• (listed 2023-01-13, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- A••••• M••• G••••••• (Head Of Legal) appeared on Schedule A of M••••••• U•• L••Mar 30, 2022 · Control person joined · fact
- M•••••• K••••• C•••• (Head Of Finance And Operations) appeared on Schedule A of M••••••• U•• L••Mar 30, 2022 · Control person joined · fact
- K••• M••••• (Director) appeared on Schedule A of M••••••• U•• L••Mar 30, 2022 · Control person joined · fact
- M•••• B••••••••• (Chief Executive Officer) no longer on Schedule A of M••••••• U•• L•• (listed 2021-09-16, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- J••• P•••• C•••• (Head Of Social Infrastructure & Property) no longer on Schedule A of M••••••• U•• L•• (listed 2021-09-16, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- H•••• M••••••• • C• filed its initial SEC registration (Form ADV)Jul 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- morrisonglobal.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 3479526718reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026